Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
110+ 2.19% |
$1.52K - $1.6K
|
5.14K
$70.8K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
692New |
$9.54K - $10.1K
|
692
$9.53K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
15New |
$207 - $218
|
15
$207
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
11.1K+ 29.9% |
$154K - $162K
|
48.4K
$666K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
737+ 73700.0% |
$10.2K - $10.7K
|
738
$10.2K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
31.5K+ 11.01% |
$435K - $458K
|
318K
$4.38M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.54K+ 272.13% |
$90.2K - $95.1K
|
8.95K
$123K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.98K- 28.13% |
$96.3K - $101K
|
17.8K
$246K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.1KNew |
$152K - $161K
|
11.1K
$152K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-17.1K- 24.05% |
$236K - $248K
|
54K
$744K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.94K+ 18.47% |
$81.9K - $86.3K
|
38.1K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-420- 43.25% |
$5.79K - $6.1K
|
551
$7.59K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.79% |
$55.2 - $58.1
|
228
$3.14K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
2.59K+ 10.4% |
$35.6K - $37.6K
|
27.4K
$378K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.7K+ 8.81% |
$37.3K - $39.3K
|
33.4K
$460K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-250- 1.27% |
$3.45K - $3.63K
|
19.4K
$267K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
3.1K+ 7.58% |
$42.7K - $45K
|
44K
$605K
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-5.3K- 21.46% |
$73.1K - $77K
|
19.4K
$267K
|
|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-125K- 73.67% |
$1.72M - $1.81M
|
44.5K
$613K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
CALL |
-45.4K- 58.88% |
$626K - $660K
|
31.7K
$437K
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
43.1KNew |
$595K - $627K
|
43.1K
$594K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.1KNew |
$139K - $147K
|
10.1K
$139K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-20.1K- 8.27% |
$277K - $291K
|
223K
$3.06M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
18.1K+ 2.16% |
$249K - $263K
|
855K
$11.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
37New |
$510 - $538
|
37
$509
|
|
|
Nov 13, 2025
Q3 2025
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
30.1KNew |
$415K - $437K
|
30.1K
$414K
|
|
|
Nov 13, 2025
Q3 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-1.05K- 1.03% |
$14.5K - $15.3K
|
101K
$1.39M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.17K+ 9.66% |
$16.1K - $17K
|
13.3K
$183K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
229K+ 89.65% |
$3.16M - $3.33M
|
485K
$6.68M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
16.5K+ 30.66% |
$227K - $240K
|
70.3K
$967K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
180New |
$2.48K - $2.62K
|
180
$2.48K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
265K+ 885.39% |
$3.66M - $3.86M
|
295K
$4.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.97K+ 15.48% |
$110K - $116K
|
59.4K
$819K
|
|
|
Nov 13, 2025
Q3 2025
|
Crewe Advisors LLC
|
BUY
|
- |
766New |
$10.6K - $11.1K
|
766
$10.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2025
Q3 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.66K- 2.75% |
$64.2K - $67.7K
|
165K
$2.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
747New |
$10.3K - $10.9K
|
747
$10.3K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.57K+ 4.02% |
$104K - $110K
|
196K
$2.7M
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
64.6K+ 5.7% |
$890K - $938K
|
1.2M
$16.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-31- 0.2% |
$427 - $450
|
15.7K
$216K
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-660- 0.66% |
$9.1K - $9.59K
|
99.7K
$1.37M
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
42.3KNew |
$584K - $615K
|
42.3K
$583K
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
9+ 900.0% |
$124 - $131
|
10
$138
|
|
|
Nov 10, 2025
Q3 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-516- 1.4% |
$7.12K - $7.5K
|
36.3K
$500K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
300+ 53.86% |
$4.14K - $4.36K
|
857
$11.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.75K+ 1349.8% |
$93.1K - $98.1K
|
7.25K
$99.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
15.5K+ 13.78% |
$214K - $225K
|
128K
$1.76M
|
|
|
Nov 07, 2025
Q3 2025
|
Hardy Reed LLC
|
BUY
|
- |
185+ 1.72% |
$2.55K - $2.69K
|
10.9K
$150K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
SELL
|
- |
-223- 26.39% |
$3.08K - $3.24K
|
622
$8.56K
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.03K- 0.9% |
$14.2K - $15K
|
114K
$1.57M
|
|