Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
51.8KNew |
$669K - $766K
|
51.8K
$702K
|
|
|
Feb 24, 2025
Q4 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
6.31K+ 9.0% |
$81.5K - $93.5K
|
76.4K
$1.04M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
54.7K+ 176.19% |
$707K - $810K
|
85.8K
$1.16M
|
|
|
Feb 14, 2025
Q4 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.95K+ 22.22% |
$63.9K - $73.2K
|
27.2K
$369K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.41K- 1.52% |
$18.2K - $20.9K
|
91.4K
$1.24M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
557New |
$7.2K - $8.25K
|
557
$7.56K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
471+ 18.67% |
$6.09K - $6.98K
|
2.99K
$40.6K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-7.7K- 9.83% |
$99.5K - $114K
|
70.6K
$958K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-20.4K- 57.64% |
$263K - $302K
|
15K
$203K
|
|
|
Feb 14, 2025
Q4 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-21.9K- 39.84% |
$283K - $325K
|
33.1K
$449K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.1K+ 19.62% |
$144K - $165K
|
67.8K
$920K
|
|
|
Feb 14, 2025
Q4 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-88.9K- 59.13% |
$1.15M - $1.32M
|
61.4K
$834K
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.8K- 7.56% |
$74.9K - $85.8K
|
70.8K
$961K
|
|
|
Feb 14, 2025
Q4 2024
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
7.96KNew |
$103K - $118K
|
7.96K
$108K
|
|
|
Feb 14, 2025
Q4 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
31KNew |
$401K - $459K
|
31K
$421K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
14.2K+ 617.39% |
$183K - $210K
|
16.5K
$224K
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
17.6KNew |
$228K - $261K
|
17.6K
$239K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
53.9K+ 34.78% |
$697K - $799K
|
209K
$2.84M
|
|
|
Feb 14, 2025
Q4 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
13KNew |
$168K - $193K
|
13K
$177K
|
|
|
Feb 14, 2025
Q4 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-95.3K- 67.05% |
$1.23M - $1.41M
|
46.8K
$636K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
105KNew |
$1.36M - $1.56M
|
105K
$1.43M
|
|
|
Feb 13, 2025
Q4 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
36.3K+ 3.6% |
$469K - $538K
|
1.04M
$14.2M
|
|
|
Feb 13, 2025
Q4 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-1.3K- 3.13% |
$16.7K - $19.2K
|
40K
$543K
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
8New |
$103 - $118
|
8
$109
|
|
|
Feb 13, 2025
Q4 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-3.48K- 10.47% |
$44.9K - $51.5K
|
29.7K
$403K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
16.4K+ 801.27% |
$212K - $243K
|
18.5K
$251K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1+ 4.17% |
$12.9 - $14.8
|
25
$339
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
9New |
$116 - $133
|
9
$122
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-2.54K- 6.83% |
$32.8K - $37.6K
|
34.6K
$470K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.72K+ 4659.46% |
$22.3K - $25.5K
|
1.76K
$23.9K
|
|
|
Feb 12, 2025
Q4 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
4.55K+ 2.9% |
$58.8K - $67.4K
|
162K
$2.19M
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
459+ 29.42% |
$5.93K - $6.8K
|
2.02K
$27.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1- 50.0% |
$12.9 - $14.8
|
1
$13.6
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 9.81% |
$12.9K - $14.8K
|
9.19K
$125K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.36K- 10.41% |
$30.5K - $35K
|
20.3K
$276K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.72K- 97.9% |
$22.3K - $25.5K
|
37
$502
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.8KNew |
$307K - $352K
|
23.8K
$323K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
6.31K+ 1412.08% |
$81.6K - $93.5K
|
6.76K
$91.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-792- 99.0% |
$10.2K - $11.7K
|
8
$109
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28.7K+ 17.76% |
$370K - $424K
|
190K
$2.58M
|
|
|
Feb 10, 2025
Q4 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-254- 17.49% |
$3.28K - $3.76K
|
1.2K
$16.3K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-42.7K- 26.76% |
$551K - $632K
|
117K
$1.58M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.37K+ 4.17% |
$17.6K - $20.2K
|
34.1K
$462K
|
|
|
Feb 07, 2025
Q4 2024
|
Larson Financial Group LLC
|
BUY
|
- |
3+ 1.41% |
$38.8 - $44.4
|
216
$2.93K
|
|
|
Feb 07, 2025
Q4 2024
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
873+ 0.97% |
$11.3K - $12.9K
|
90.4K
$1.23M
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.61K- 22.02% |
$59.5K - $68.2K
|
16.3K
$221K
|
|
|
Feb 07, 2025
Q4 2024
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-2.45K- 6.7% |
$31.7K - $36.3K
|
34.1K
$463K
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
SELL
|
- |
-1K- 0.98% |
$12.9K - $14.8K
|
101K
$1.37M
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
13+ 4.74% |
$168 - $193
|
287
$3.89K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
49.1KNew |
$634K - $727K
|
49.1K
$666K
|