Latest Institutional Transactions on Gladstone Investment Corporation\De (GAIN)
This table provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-5.73KClosed |
$40.5K - $65.3K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-16.4KClosed |
$116K - $187K
|
0
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-175Closed |
$1.24K - $2K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Cutler Group LP
|
BUY
|
- |
400New |
$2.83K - $4.56K
|
400
$5.36K
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-13.6KClosed |
$88.8K - $190K
|
0
$0
|
|
|
May 06, 2020
Q1 2020
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-18.7KClosed |
$122K - $260K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-100Closed |
$1.2K - $1.53K
|
0
$0
|
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-45Closed |
$538 - $686
|
0
$0
|
|
|
Feb 10, 2020
Q4 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-39Closed |
$466 - $595
|
0
$0
|
|
|
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-1.85KClosed |
$22.2K - $28.3K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 07, 2019
Q3 2019
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-50Closed |
$558 - $625
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Selective Wealth Management, Inc.
|
BUY
|
- |
350New |
$3.91K - $4.37K
|
350
$4.69K
|
|
|
Oct 03, 2019
Q3 2019
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
5KNew |
$55.8K - $62.5K
|
5K
$67K
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Prelude Capital Management, LLC
New York, NY |
SELL
|
- |
-814Closed |
$8.96K - $10.3K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Sprott Inc.
Toronto, A6 |
SELL
|
- |
-17KClosed |
$187K - $215K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-1.19KClosed |
$13.1K - $15.1K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-16.7KClosed |
$184K - $211K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-46.4KClosed |
$511K - $586K
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.4KClosed |
$467K - $536K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-2.05KClosed |
$22.6K - $25.9K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-5.47KClosed |
$51.4K - $65.9K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Claybrook Capital, LLC
|
SELL
|
- |
-2.74KClosed |
$25.8K - $33K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-6KClosed |
$56.4K - $72.3K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-13.4KClosed |
$126K - $161K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-149Closed |
$1.4K - $1.8K
|
0
$0
|
|
|
May 09, 2019
Q1 2019
|
Well Done, LLC
|
SELL
|
- |
-2.74KClosed |
$25.8K - $33K
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
River Wealth Advisors LLC
Camp Hill, PA |
SELL
|
- |
-15Closed |
$141 - $181
|
0
$0
|
|
|
May 07, 2019
Q1 2019
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-34.9KClosed |
$328K - $421K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-4KClosed |
$35.2K - $45.6K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
CALL |
-19.4KClosed |
$171K - $221K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-22KClosed |
$193K - $250K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Stephens Inc
|
SELL
|
- |
-12.9KClosed |
$113K - $147K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Ramsey Quantitative Systems
Louisville, KY |
SELL
|
- |
-1.17KClosed |
$10.3K - $13.3K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Macroview Investment Management LLC
|
SELL
|
- |
-100Closed |
$879 - $1.14K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-3.5KClosed |
$30.8K - $39.9K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-1Closed |
$8.79 - $11.4
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-3.54KClosed |
$39.8K - $43K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
177KNew |
$1.98M - $2.14M
|
177K
$2.37M
|
|
|
Nov 13, 2018
Q3 2018
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
100New |
$1.12K - $1.21K
|
100
$1.34K
|
|
|
Nov 13, 2018
Q3 2018
|
Washington Trust CO
|
SELL
|
- |
-2.7KClosed |
$30.3K - $32.7K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Thompson Siegel & Walmsley LLC
|
SELL
|
- |
-1.65KClosed |
$18.5K - $20K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-1.14KClosed |
$12.8K - $13.9K
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Wedge Capital Management L L P
|
SELL
|
- |
-51.5KClosed |
$578K - $624K
|
0
$0
|
|
|
Oct 25, 2018
Q3 2018
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-44.3KClosed |
$497K - $537K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-350Closed |
$3.54K - $4.24K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-600- 54.55% |
$5.55K - $6.78K
|
500
$6.7K
|
|
|
May 11, 2018
Q1 2018
|
Russell Investments Group, Ltd.
|
SELL
|
- |
-7.33KClosed |
$67.8K - $82.8K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stockman Wealth Management, Inc.
|
SELL
|
- |
-10.5KClosed |
$97.1K - $119K
|
0
$0
|
|
|
Apr 04, 2018
Q1 2018
|
Confluence Investment Management LLC
|
SELL
|
- |
-29.4KClosed |
$272K - $332K
|
0
$0
|
|
|
Apr 03, 2018
Q1 2018
|
Washington Trust Bank
|
SELL
|
- |
-2.21KClosed |
$20.4K - $25K
|
0
$0
|
|