Latest Institutional Purchases of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were buys. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the purchase has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.23K+ 2.95% |
$26.2K - $34K
|
77.9K
$1.07M
|
|
|
Aug 11, 2025
Q2 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
2.08K+ 2.73% |
$24.5K - $31.8K
|
78.4K
$1.08M
|
|
|
Aug 11, 2025
Q2 2025
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
1.5K+ 12.5% |
$17.7K - $22.9K
|
13.5K
$186K
|
|
|
Jul 18, 2025
Q2 2025
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
959+ 5.09% |
$11.3K - $14.6K
|
19.8K
$273K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
950New |
$11.2K - $14.5K
|
950
$13.1K
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
526+ 5.22% |
$6.19K - $8.03K
|
10.6K
$146K
|
|
|
Jul 30, 2025
Q2 2025
|
Mid American Wealth Advisory Group, Inc.
Kansas City, MO |
BUY
|
- |
401New |
$4.72K - $6.12K
|
401
$5.52K
|
|
|
Jul 17, 2025
Q2 2025
|
Oakworth Capital, Inc.
|
BUY
|
- |
100New |
$1.18K - $1.53K
|
100
$1.38K
|
|
|
Aug 13, 2025
Q2 2025
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
26+ 288.89% |
$306 - $397
|
35
$482
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
3.31KNew |
$41.9K - $46.2K
|
3.31K
$45.6K
|
|
|
May 14, 2025
Q1 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
2.99K+ 37400.0% |
$37.8K - $41.8K
|
3K
$41.3K
|
|
|
May 15, 2025
Q1 2025
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.85K+ 8.6% |
$36K - $39.8K
|
36K
$495K
|
|
|
May 28, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
BUY
|
- |
1.24K+ 2534.69% |
$15.7K - $17.4K
|
1.29K
$17.8K
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
600+ 20.0% |
$7.59K - $8.38K
|
3.6K
$49.6K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
185+ 1.26% |
$2.34K - $2.58K
|
14.8K
$204K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.1K+ 19.62% |
$144K - $165K
|
67.8K
$934K
|
|
|
Jan 29, 2025
Q4 2024
|
Kentucky Trust CO
Danville, KY |
BUY
|
- |
2KNew |
$25.8K - $29.6K
|
2K
$27.5K
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
43New |
$556 - $637
|
43
$592
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
13+ 4.74% |
$168 - $193
|
287
$3.95K
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
8New |
$103 - $118
|
8
$110
|
|
| Q3 2024 | |||||||
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
29.5K+ 1345.02% |
$368K - $426K
|
31.6K
$436K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
16.5KNew |
$207K - $239K
|
16.5K
$228K
|
|
|
Nov 14, 2024
Q3 2024
|
Centiva Capital, LP
New York, NY |
BUY
|
- |
13.3KNew |
$166K - $192K
|
13.3K
$183K
|
|
|
Oct 30, 2024
Q3 2024
|
Jnba Financial Advisors
|
BUY
|
- |
455New |
$5.69K - $6.57K
|
455
$6.27K
|
|
|
Oct 24, 2024
Q3 2024
|
Morton Brown Family Wealth, LLC
|
BUY
|
- |
52New |
$651 - $751
|
52
$716
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
33.2KNew |
$455K - $476K
|
33.2K
$457K
|
|
|
Jul 30, 2024
Q2 2024
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
14.3KNew |
$196K - $205K
|
14.3K
$197K
|
|
|
Aug 13, 2024
Q2 2024
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
13.4KNew |
$184K - $192K
|
13.4K
$185K
|
|
|
Jul 31, 2024
Q2 2024
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
12.7KNew |
$174K - $182K
|
12.7K
$175K
|
|
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
BUY
|
- |
412+ 0.23% |
$5.65K - $5.91K
|
178K
$2.44M
|
|
|
Aug 06, 2024
Q2 2024
|
Wedbush Securities Inc
|
BUY
|
- |
233+ 0.82% |
$3.19K - $3.34K
|
28.7K
$396K
|
|
|
Aug 09, 2024
Q2 2024
|
Redwood Wealth Management Group, LLC
Moorestown, NJ |
BUY
|
- |
150New |
$2.06K - $2.15K
|
150
$2.07K
|
|
|
Jul 05, 2024
Q2 2024
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
2+ 2.67% |
$27.4 - $28.7
|
77
$1.06K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
12.8KNew |
$172K - $191K
|
12.8K
$176K
|
|
|
May 15, 2024
Q1 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.4KNew |
$140K - $155K
|
10.4K
$143K
|
|
|
May 14, 2024
Q1 2024
|
Monograph Wealth Advisors, LLC
|
BUY
|
- |
10KNew |
$135K - $150K
|
10K
$138K
|
|
|
May 14, 2024
Q1 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
9.11K+ 85.29% |
$123K - $136K
|
19.8K
$272K
|
|
|
May 02, 2024
Q1 2024
|
Fny Investment Advisers, LLC
|
BUY
|
- |
1.4KNew |
$18.9K - $20.9K
|
1.4K
$19.3K
|
|
|
May 13, 2024
Q1 2024
|
National Bank Of Canada
|
BUY
|
- |
1KNew |
$13.5K - $15K
|
1K
$13.8K
|
|
|
May 13, 2024
Q1 2024
|
Castle Rock Wealth Management, LLC
|
BUY
|
- |
200+ 1.41% |
$2.7K - $2.99K
|
14.4K
$198K
|
|
| Q4 2023 | |||||||
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
20.8KNew |
$255K - $309K
|
20.8K
$286K
|
|
|
Jan 18, 2024
Q4 2023
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
15.4KNew |
$189K - $229K
|
15.4K
$213K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
13.9KNew |
$171K - $207K
|
13.9K
$192K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
10.2KNew |
$125K - $151K
|
10.2K
$140K
|
|
|
Feb 12, 2024
Q4 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
7.88K+ 27.19% |
$96.5K - $117K
|
36.9K
$508K
|
|
|
Feb 07, 2024
Q4 2023
|
Northwest Financial Advisors
Herndon, VA |
BUY
|
- |
4KNew |
$49K - $59.4K
|
4K
$55.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Frazier Financial Advisors, LLC
Columbus, OH |
BUY
|
- |
1.5KNew |
$18.4K - $22.3K
|
1.5K
$20.7K
|
|
|
Feb 12, 2024
Q4 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
749New |
$9.18K - $11.1K
|
749
$10.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
600+ 227.27% |
$7.35K - $8.92K
|
864
$11.9K
|
|