Latest Institutional Sells of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-125K- 73.67% |
$1.72M - $1.81M
|
44.5K
$613K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
CALL |
-45.4K- 58.88% |
$626K - $660K
|
31.7K
$437K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-20.1K- 8.27% |
$277K - $291K
|
223K
$3.06M
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-17.1K- 24.05% |
$236K - $248K
|
54K
$744K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.98K- 28.13% |
$96.3K - $101K
|
17.8K
$246K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-5.53K- 15.1% |
$76.3K - $80.4K
|
31.1K
$428K
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-5.3K- 21.46% |
$73.1K - $77K
|
19.4K
$267K
|
|
|
Nov 12, 2025
Q3 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-4.66K- 2.75% |
$64.2K - $67.7K
|
165K
$2.27M
|
|
|
Oct 14, 2025
Q3 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-4.15K- 77.31% |
$57.2K - $60.3K
|
1.22K
$16.8K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-2.96K- 19.2% |
$40.8K - $43K
|
12.5K
$171K
|
|
|
Oct 14, 2025
Q3 2025
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-1.85K- 97.05% |
$25.4K - $26.8K
|
56
$771
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.4K- 8.35% |
$19.3K - $20.4K
|
15.4K
$212K
|
|
|
Nov 13, 2025
Q3 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-1.05K- 1.03% |
$14.5K - $15.3K
|
101K
$1.39M
|
|
|
Nov 06, 2025
Q3 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-1.03K- 0.9% |
$14.2K - $15K
|
114K
$1.57M
|
|
|
Nov 12, 2025
Q3 2025
|
Pfg Advisors
|
SELL
|
- |
-660- 0.66% |
$9.1K - $9.59K
|
99.7K
$1.37M
|
|
|
Nov 10, 2025
Q3 2025
|
Garner Asset Management Corp
|
SELL
|
- |
-516- 1.4% |
$7.12K - $7.5K
|
36.3K
$500K
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-420- 43.25% |
$5.79K - $6.1K
|
551
$7.59K
|
|
|
Oct 23, 2025
Q3 2025
|
Outfitter Financial LLC
|
SELL
|
- |
-400- 0.2% |
$5.52K - $5.81K
|
202K
$2.78M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-250- 1.27% |
$3.45K - $3.63K
|
19.4K
$267K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-232- 17.55% |
$3.2K - $3.37K
|
1.09K
$15K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
SELL
|
- |
-223- 26.39% |
$3.08K - $3.24K
|
622
$8.56K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-31- 0.2% |
$427 - $450
|
15.7K
$216K
|
|
| Q2 2025 | |||||||
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-23K- 29.13% |
$271K - $352K
|
56.1K
$772K
|
|
|
Jul 22, 2025
Q2 2025
|
Davenport & CO LLC
|
SELL
|
- |
-19.3K- 12.47% |
$227K - $294K
|
135K
$1.86M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.39K- 37.14% |
$98.7K - $128K
|
14.2K
$195K
|
|
|
Aug 12, 2025
Q2 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-1.35K- 11.41% |
$15.9K - $20.6K
|
10.5K
$144K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-636- 0.7% |
$7.49K - $9.71K
|
90.8K
$1.25M
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-102- 27.95% |
$1.2K - $1.56K
|
263
$3.62K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.7K- 97.82% |
$161K - $178K
|
284
$3.91K
|
|
|
May 15, 2025
Q1 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-4.6K- 9.82% |
$58.2K - $64.3K
|
42.2K
$582K
|
|
|
May 08, 2025
Q1 2025
|
Bryn Mawr Trust CO
Bryn Mawr, PA |
SELL
|
- |
-46- 4.95% |
$582 - $643
|
884
$12.2K
|
|
| Q4 2024 | |||||||
|
Jan 17, 2025
Q4 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-3.68K- 82.13% |
$47.5K - $54.5K
|
800
$11K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.56K- 16.07% |
$94.5K - $109K
|
39.5K
$543K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.33K- 9.06% |
$16.7K - $19.3K
|
13.4K
$184K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-627- 5.13% |
$7.84K - $9.06K
|
11.6K
$160K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-10- 0.1% |
$125 - $145
|
10.1K
$140K
|
|
| Q1 2024 | |||||||
|
May 14, 2024
Q1 2024
|
Entry Point Capital, LLC
New York, NY |
SELL
|
- |
-3.83K- 80.58% |
$51.6K - $57.3K
|
923
$12.7K
|
|
|
May 09, 2024
Q1 2024
|
Johnson Investment Counsel Inc
Cincinnati, OH |
SELL
|
- |
-790- 3.5% |
$10.6K - $11.8K
|
21.8K
$300K
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-333- 21.72% |
$4.08K - $4.95K
|
1.2K
$16.5K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
SELL
|
- |
-10.1K- 50.2% |
$126K - $138K
|
10K
$138K
|
|
| Q2 2023 | |||||||
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-12K- 23.03% |
$151K - $167K
|
40.1K
$553K
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-1.37K- 8.27% |
$17.3K - $19K
|
15.2K
$209K
|
|
|
Aug 09, 2023
Q2 2023
|
Us Bancorp \De\
|
SELL
|
- |
-203- 56.7% |
$2.56K - $2.82K
|
155
$2.13K
|
|
| Q4 2022 | |||||||
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-3.33K- 14.89% |
$39.6K - $48.2K
|
19K
$262K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.45K- 7.25% |
$17.3K - $34.7K
|
18.6K
$255K
|
|
| Q2 2022 | |||||||
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.11K- 44.46% |
$104K - $136K
|
10.1K
$139K
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-5.39K- 62.14% |
$68.9K - $90.2K
|
3.29K
$45.2K
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1K- 99.01% |
$12.8K - $16.7K
|
10
$138
|
|
|
Jul 19, 2022
Q2 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-953Closed |
$12.2K - $15.9K
|
0
$0
|
|
|
Jul 20, 2022
Q2 2022
|
Mc Carthy Asset Management, Inc.
|
SELL
|
- |
-255Closed |
$3.26K - $4.27K
|
0
$0
|
|