Latest Institutional Sells of Gladstone Investment Corporation\De (GAIN)
This list provides information on the latest institutional transactions involving Gladstone Investment Corporation\De (GAIN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Aug 04, 2022
Q2 2022
|
Mach 1 Financial Group, LLC
Bentonville, AR |
SELL
|
- |
-22Closed |
$281 - $368
|
0
$0
|
|
Q4 2021 | |||||||
Feb 02, 2022
Q4 2021
|
Aurora Private Wealth, Inc.
|
SELL
|
- |
-132KClosed |
$1.85M - $2.26M
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-36.1KClosed |
$503K - $617K
|
0
$0
|
|
Feb 08, 2022
Q4 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-11.3KClosed |
$158K - $194K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-11.3KClosed |
$157K - $192K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-8.98KClosed |
$125K - $153K
|
0
$0
|
|
Sep 21, 2023
Q4 2021
|
Halpern Financial, Inc.
Ashburn, VA |
SELL
|
- |
-837Closed |
$11.7K - $14.3K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-33.6KClosed |
$466K - $508K
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Providence Capital Advisors, LLC
Charlotte, NC |
SELL
|
- |
-700Closed |
$9.71K - $10.6K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Enterprise Financial Services Corp
Clayton, MO |
SELL
|
- |
-231Closed |
$3.2K - $3.5K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Column Capital Advisors, LLC
|
SELL
|
- |
-76Closed |
$1.05K - $1.15K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-66.3KClosed |
$830K - $980K
|
0
$0
|
|
Aug 04, 2021
Q2 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-20.8KClosed |
$260K - $307K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Aigen Investment Management, LP
|
SELL
|
- |
-19.8KClosed |
$247K - $292K
|
0
$0
|
|
Jul 22, 2021
Q2 2021
|
Rba Wealth Management, LLC
|
SELL
|
- |
-529Closed |
$6.62K - $7.82K
|
0
$0
|
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-500Closed |
$6.26K - $7.39K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Allred Capital Management, LLC
Dallas, TX |
SELL
|
- |
-250Closed |
$3.13K - $3.7K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-205Closed |
$2.57K - $3.03K
|
0
$0
|
|
Q1 2021 | |||||||
Apr 26, 2021
Q1 2021
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-40.3KClosed |
$407K - $511K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Wolverine Asset Management LLC
|
SELL
|
- |
-6.68KClosed |
$67.6K - $84.7K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-4KClosed |
$40.4K - $50.7K
|
0
$0
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-2.85KClosed |
$28.8K - $36K
|
0
$0
|
|
Apr 26, 2021
Q1 2021
|
Cutler Group LP
|
SELL
|
PUT |
-800Closed |
$8.09K - $10.1K
|
0
$0
|
|
May 11, 2021
Q1 2021
|
Signet Investment Advisory Group, Inc.
|
SELL
|
- |
-100Closed |
$1.01K - $1.27K
|
0
$0
|
|
Q4 2020 | |||||||
Jan 29, 2021
Q4 2020
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-21.9KClosed |
$180K - $232K
|
0
$0
|
|
Feb 09, 2021
Q4 2020
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-10.7KClosed |
$88.1K - $114K
|
0
$0
|
|
Aug 30, 2024
Q4 2020
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-1K- 66.67% |
$8.2K - $10.6K
|
500
$6.95K
|
|
Q3 2020 | |||||||
Nov 12, 2020
Q3 2020
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-27KClosed |
$241K - $277K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-19.9KClosed |
$178K - $204K
|
0
$0
|
|
Nov 09, 2020
Q3 2020
|
Quantitative Systematic Strategies LLC
|
SELL
|
- |
-12KClosed |
$107K - $123K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Dana Investment Advisors, Inc.
Brookfield, WI |
SELL
|
- |
-10KClosed |
$89.3K - $103K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-9.15KClosed |
$81.7K - $94K
|
0
$0
|
|
Nov 16, 2020
Q3 2020
|
Principle Wealth Partners LLC
|
SELL
|
- |
-1.64KClosed |
$14.6K - $16.9K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-500Closed |
$4.47K - $5.14K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Driehaus Capital Management LLC
Chicago, IL |
SELL
|
- |
-64.2KClosed |
$454K - $733K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-29.3KClosed |
$207K - $334K
|
0
$0
|
|
Aug 14, 2020
Q2 2020
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-23.8KClosed |
$168K - $271K
|
0
$0
|
|
Aug 06, 2020
Q2 2020
|
Keebeck Alpha, LP
Stamford, CT |
SELL
|
- |
-16.4KClosed |
$116K - $187K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-5.73KClosed |
$40.5K - $65.3K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-4.85KClosed |
$34.3K - $55.3K
|
0
$0
|
|
Jul 31, 2020
Q2 2020
|
Harvest Group Wealth Management, LLC
|
SELL
|
- |
-175Closed |
$1.24K - $2K
|
0
$0
|
|
Q1 2020 | |||||||
May 06, 2020
Q1 2020
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-18.7KClosed |
$122K - $260K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Caxton Associates LP
New York, NY |
SELL
|
- |
-13.6KClosed |
$88.8K - $190K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 05, 2020
Q4 2019
|
Private Ocean, LLC
|
SELL
|
- |
-1.85KClosed |
$22.2K - $28.3K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-100Closed |
$1.2K - $1.53K
|
0
$0
|
|
Feb 12, 2020
Q4 2019
|
Glenmede Trust CO Na
Philadelphia, PA |
SELL
|
- |
-45Closed |
$538 - $686
|
0
$0
|
|
Feb 10, 2020
Q4 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-39Closed |
$466 - $595
|
0
$0
|
|
Q3 2019 | |||||||
Nov 07, 2019
Q3 2019
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-50Closed |
$558 - $625
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-46.4KClosed |
$511K - $586K
|
0
$0
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-42.4KClosed |
$467K - $536K
|
0
$0
|