Institutional Ownership Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN). We have compiled data on the 86 institutions that hold shares in the stock, with a total of 4.97 Million shares, which have been reported (via 13F filing form) to have a value of $64.5 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Prosperity Financial Group, Inc.
San Ramon, CA |
Nov 12, 2024 Q3 2024 |
36,550
shares
|
$464,916
0.3% of portfolio
|
Q3 2024
Added 1.11%
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Nov 14, 2024 Q3 2024 |
35,351
shares
|
$449,664
0.0% of portfolio
|
Q3 2024
Reduced 55.68%
|
|
|
Great West Life Assurance CO
Winnipeg, A2 |
Nov 13, 2024 Q3 2024 |
33,203
shares
|
$422,342
0.0% of portfolio
|
Q3 2024
Added 6.21%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 18, 2024 Q3 2024 |
32,700
shares
|
$415,944
0.0% of portfolio
|
Q3 2024
Reduced 9.8%
|
|
|
Ubs Group Ag
|
Nov 14, 2024 Q3 2024 |
31,057
shares
|
$395,045
0.0% of portfolio
|
Q3 2024
Reduced 15.03%
|
|
|
Private Advisor Group, LLC
|
Oct 22, 2024 Q3 2024 |
24,801
shares
|
$315,468
0.0% of portfolio
|
Q3 2024
Added 6.94%
|
|
|
Envestnet Asset Management Inc
|
Nov 06, 2024 Q3 2024 |
22,683
shares
|
$288,527
0.0% of portfolio
|
Q3 2024
Added 2.18%
|
|
|
Northern Trust Corp
Chicago, IL |
Nov 13, 2024 Q3 2024 |
22,255
shares
|
$283,083
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
Janney Montgomery Scott LLC
|
Oct 29, 2024 Q3 2024 |
21,952
shares
|
$279,229
0.0% of portfolio
|
Q3 2024
Added 12.86%
|
|
|
Johnson Investment Counsel Inc
Cincinnati, OH |
Nov 04, 2024 Q3 2024 |
21,792
shares
|
$277,194
0.0% of portfolio
|
Q1 2024
Reduced 3.5%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 13, 2024 Q3 2024 |
20,928
shares
|
$266,204
0.0% of portfolio
|
Q3 2024
Reduced 9.89%
|
|
|
Jane Street Group, LLC
New York, NY |
Nov 14, 2024 Q3 2024 |
17,527
shares
|
$222,943
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
Paloma Partners Management CO
Greenwich, CT |
Nov 14, 2024 Q3 2024 |
16,531
shares
|
$210,274
0.01% of portfolio
|
Q3 2024
New holding
|
|
|
Sound Income Strategies, LLC
|
Oct 10, 2024 Q3 2024 |
15,469
shares
|
$196,765
0.02% of portfolio
|
Q3 2024
Reduced 35.2%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
13,388
shares
|
$170,295
0.0% of portfolio
|
Q3 2024
Reduced 9.06%
|
|
|
Centiva Capital, LP
New York, NY |
Nov 14, 2024 Q3 2024 |
13,288
shares
|
$169,023
0.0% of portfolio
|
Q3 2024
New holding
|
|
|
Mercer Global Advisors Inc
Denver, CO |
Nov 13, 2024 Q3 2024 |
11,599
shares
|
$147,539
0.0% of portfolio
|
Q3 2024
Reduced 5.13%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2024 Q3 2024 |
10,190
shares
|
$129,616
0.0% of portfolio
|
Q3 2024
Reduced 4.3%
|
|
|
Ameriprise Financial Inc
Minneapolis, MN |
Nov 14, 2024 Q3 2024 |
10,140
shares
|
$128,980
0.0% of portfolio
|
Q3 2024
Reduced 0.1%
|
|
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
Nov 14, 2024 Q3 2024 |
6,416
shares
|
$81,611
0.0% of portfolio
|
Q3 2024
Reduced 68.7%
|
|
|
North Star Investment Management Corp.
Chicago, IL |
Oct 30, 2024 Q3 2024 |
5,000
shares
|
$63,600
0.01% of portfolio
|
Q3 2019
New holding
|
|
|
American Portfolios Advisors
Holbrook, NY |
Mar 17, 2023 Q3 2022 |
4,639
shares
|
$59,008
0.0% of portfolio
|
Q4 2017
Reduced 21.92%
|
|
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
Oct 25, 2024 Q3 2024 |
4,478
shares
|
$56,960
0.03% of portfolio
|
Q3 2024
Reduced 8.76%
|
|
|
Northwest Financial Advisors
Herndon, VA |
Nov 13, 2024 Q3 2024 |
4,000
shares
|
$50,880
0.05% of portfolio
|
Q4 2023
New holding
|
|
|
Steward Partners Investment Advisory, LLC
|
Nov 14, 2024 Q3 2024 |
3,000
shares
|
$38,160
0.0% of portfolio
|
Q2 2024
New holding
|