Purchases and Sales Made in Q3 2025 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q3 2025. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
265K+ 885.39% |
$3.66M - $3.86M
|
295K
$4.07M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
229K+ 89.65% |
$3.16M - $3.33M
|
485K
$6.68M
|
|
|
Nov 12, 2025
Q3 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
64.6K+ 5.7% |
$890K - $938K
|
1.2M
$16.5M
|
|
|
Nov 14, 2025
Q3 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
43.1KNew |
$595K - $627K
|
43.1K
$594K
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
42.3KNew |
$584K - $615K
|
42.3K
$583K
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
31.5K+ 11.01% |
$435K - $458K
|
318K
$4.38M
|
|
|
Nov 13, 2025
Q3 2025
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
30.1KNew |
$415K - $437K
|
30.1K
$414K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
19.4KNew |
$267K - $282K
|
19.4K
$267K
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
18.1K+ 2.16% |
$249K - $263K
|
855K
$11.8M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
16.5K+ 30.66% |
$227K - $240K
|
70.3K
$967K
|
|
|
Nov 07, 2025
Q3 2025
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
15.5K+ 13.78% |
$214K - $225K
|
128K
$1.76M
|
|
|
Nov 04, 2025
Q3 2025
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
14.2K+ 16.56% |
$195K - $206K
|
99.8K
$1.37M
|
|
|
Nov 03, 2025
Q3 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
14KNew |
$193K - $203K
|
14K
$193K
|
|
|
Nov 04, 2025
Q3 2025
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
14K+ 116.1% |
$193K - $203K
|
26K
$358K
|
|
|
Nov 17, 2025
Q3 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
11.1K+ 29.9% |
$154K - $162K
|
48.4K
$666K
|
|
|
Nov 14, 2025
Q3 2025
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
11.1KNew |
$152K - $161K
|
11.1K
$152K
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
10.7KNew |
$148K - $156K
|
10.7K
$148K
|
|
|
Nov 14, 2025
Q3 2025
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
10.1KNew |
$139K - $147K
|
10.1K
$139K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
7.97K+ 15.48% |
$110K - $116K
|
59.4K
$819K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.57K+ 4.02% |
$104K - $110K
|
196K
$2.7M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.75K+ 1349.8% |
$93.1K - $98.1K
|
7.25K
$99.8K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.54K+ 272.13% |
$90.2K - $95.1K
|
8.95K
$123K
|
|
|
Nov 14, 2025
Q3 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.94K+ 18.47% |
$81.9K - $86.3K
|
38.1K
$525K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
3.1K+ 7.58% |
$42.7K - $45K
|
44K
$605K
|
|
|
Oct 15, 2025
Q3 2025
|
Albert D Mason Inc
|
BUY
|
- |
2.96K+ 6.15% |
$40.8K - $43K
|
51K
$702K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.7K+ 8.81% |
$37.3K - $39.3K
|
33.4K
$460K
|
|
|
Nov 14, 2025
Q3 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
2.59K+ 10.4% |
$35.6K - $37.6K
|
27.4K
$378K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.17K+ 9.66% |
$16.1K - $17K
|
13.3K
$183K
|
|
|
Oct 24, 2025
Q3 2025
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
1KNew |
$13.8K - $14.5K
|
1K
$13.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Crewe Advisors LLC
|
BUY
|
- |
766New |
$10.6K - $11.1K
|
766
$10.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
747New |
$10.3K - $10.9K
|
747
$10.3K
|
|
|
Nov 14, 2025
Q3 2025
|
Quarry LP
New York, NY |
BUY
|
- |
737+ 73700.0% |
$10.2K - $10.7K
|
738
$10.2K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
692New |
$9.54K - $10.1K
|
692
$9.53K
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
BUY
|
- |
300+ 53.86% |
$4.14K - $4.36K
|
857
$11.8K
|
|
|
Nov 07, 2025
Q3 2025
|
Hardy Reed LLC
|
BUY
|
- |
185+ 1.72% |
$2.55K - $2.69K
|
10.9K
$150K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
180New |
$2.48K - $2.62K
|
180
$2.48K
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
152+ 1.72% |
$2.1K - $2.21K
|
9K
$124K
|
|
|
Dec 02, 2025
Q3 2025
|
Allworth Financial LP
|
BUY
|
- |
110+ 2.19% |
$1.52K - $1.6K
|
5.14K
$70.8K
|
|
|
Nov 13, 2025
Q3 2025
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
37New |
$510 - $538
|
37
$509
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
15New |
$207 - $218
|
15
$207
|
|
|
Nov 10, 2025
Q3 2025
|
Citigroup Inc
|
BUY
|
- |
9+ 900.0% |
$124 - $131
|
10
$138
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4+ 1.79% |
$55.2 - $58.1
|
228
$3.14K
|
|
|
Oct 24, 2025
Q3 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
2+ 2.15% |
$27.6 - $29.1
|
95
$1.31K
|
|
|
Nov 12, 2025
Q3 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-31- 0.2% |
$427 - $450
|
15.7K
$216K
|
|
|
Nov 06, 2025
Q3 2025
|
Assetmark, Inc
|
SELL
|
- |
-223- 26.39% |
$3.08K - $3.24K
|
622
$8.56K
|
|
|
Oct 21, 2025
Q3 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-232- 17.55% |
$3.2K - $3.37K
|
1.09K
$15K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-250- 1.27% |
$3.45K - $3.63K
|
19.4K
$267K
|
|
|
Oct 23, 2025
Q3 2025
|
Outfitter Financial LLC
|
SELL
|
- |
-400- 0.2% |
$5.52K - $5.81K
|
202K
$2.78M
|
|
|
Nov 14, 2025
Q3 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-420- 43.25% |
$5.79K - $6.1K
|
551
$7.59K
|
|