Purchases and Sales Made in Q4 2022 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2022. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
407K+ 495.88% |
$4.84M - $5.9M
|
490K
$6.55M
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
83.8KNew |
$995K - $1.21M
|
83.8K
$1.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
71.9K+ 122.98% |
$853K - $1.04M
|
130K
$1.74M
|
|
|
Feb 14, 2023
Q4 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
45.7K+ 33.2% |
$542K - $661K
|
183K
$2.45M
|
|
|
Feb 02, 2023
Q4 2022
|
Concorde Asset Management, LLC
|
BUY
|
- |
42.9K+ 87.25% |
$510K - $621K
|
92.1K
$1.23M
|
|
|
Sep 12, 2023
Q4 2022
|
Prosperity Financial Group, Inc.
San Ramon, CA |
BUY
|
- |
42.2KNew |
$501K - $611K
|
42.2K
$565K
|
|
|
Feb 14, 2023
Q4 2022
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
38.7K+ 26.11% |
$459K - $559K
|
187K
$2.5M
|
|
|
Feb 14, 2023
Q4 2022
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
37.8K+ 332.88% |
$449K - $547K
|
49.2K
$658K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
27.3K+ 17.36% |
$324K - $395K
|
184K
$2.47M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
BUY
|
- |
20.8KNew |
$247K - $301K
|
20.8K
$278K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
19KNew |
$226K - $276K
|
19K
$255K
|
|
|
Feb 14, 2023
Q4 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
17.1KNew |
$203K - $247K
|
17.1K
$228K
|
|
|
Feb 13, 2023
Q4 2022
|
First Republic Investment Management, Inc.
San Francisco, CA |
BUY
|
- |
16.7KNew |
$198K - $241K
|
16.7K
$223K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
15.4KNew |
$183K - $223K
|
15.4K
$206K
|
|
|
Feb 13, 2023
Q4 2022
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
13.9KNew |
$165K - $201K
|
13.9K
$186K
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
12.9K+ 2.94% |
$153K - $186K
|
450K
$6.02M
|
|
|
Feb 10, 2023
Q4 2022
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
12.7KNew |
$151K - $184K
|
12.7K
$170K
|
|
|
Feb 09, 2023
Q4 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
11.7K+ 16.64% |
$139K - $169K
|
81.9K
$1.1M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
9.88K+ 9.22% |
$117K - $143K
|
117K
$1.57M
|
|
|
Feb 13, 2023
Q4 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
8.8K+ 80.0% |
$104K - $127K
|
19.8K
$265K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
7.2K+ 2.77% |
$85.4K - $104K
|
267K
$3.57M
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
6.94KNew |
$82.4K - $100K
|
6.94K
$92.8K
|
|
|
Feb 14, 2023
Q4 2022
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
6.53KNew |
$77.5K - $94.5K
|
6.53K
$87.3K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.84K+ 2.56% |
$57.5K - $70.1K
|
194K
$2.59M
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
4.17K+ 1.95% |
$49.5K - $60.3K
|
218K
$2.91M
|
|
|
Feb 14, 2023
Q4 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
3.97K+ 9.16% |
$47.1K - $57.5K
|
47.3K
$633K
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
3.69KNew |
$43.8K - $53.4K
|
3.69K
$49.4K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
2.98K+ 13.42% |
$35.3K - $43.1K
|
25.2K
$336K
|
|
|
Feb 02, 2023
Q4 2022
|
Simplex Trading, LLC
|
BUY
|
- |
2.79K+ 13930.0% |
$33.1K - $40.3K
|
2.81K
$37.5K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.31K+ 5.63% |
$27.5K - $33.5K
|
43.4K
$580K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.04K+ 4.17% |
$24.2K - $29.5K
|
51K
$682K
|
|
|
Feb 10, 2023
Q4 2022
|
Blair William & CO
Chicago, IL |
BUY
|
- |
1.82K+ 1.17% |
$21.6K - $26.3K
|
158K
$2.11M
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.56K+ 4.17% |
$18.5K - $22.6K
|
39K
$522K
|
|
|
Jan 31, 2023
Q4 2022
|
Wfa Of San Diego, LLC
|
BUY
|
- |
1.2KNew |
$14.2K - $17.4K
|
1.2K
$16K
|
|
|
Feb 09, 2023
Q4 2022
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
1.2KNew |
$14.2K - $17.4K
|
1.2K
$16K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.2K+ 4.02% |
$14.2K - $17.3K
|
31K
$415K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
1.04K+ 3.51% |
$12.3K - $15K
|
30.7K
$410K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
793+ 2.02% |
$9.41K - $11.5K
|
40K
$534K
|
|
|
Feb 09, 2023
Q4 2022
|
Greenspring Advisors, LLC
|
BUY
|
- |
497+ 2.72% |
$5.9K - $7.19K
|
18.7K
$251K
|
|
|
Feb 10, 2023
Q4 2022
|
Quadrant Capital Group LLC
Cincinnati, OH |
BUY
|
- |
382+ 29.25% |
$4.53K - $5.53K
|
1.69K
$22.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
200New |
$2.37K - $2.89K
|
200
$2.67K
|
|
|
Jan 31, 2023
Q4 2022
|
Wedbush Securities Inc
|
BUY
|
- |
191+ 0.66% |
$2.27K - $2.76K
|
29.3K
$392K
|
|
|
Feb 14, 2023
Q4 2022
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
105+ 0.95% |
$1.25K - $1.52K
|
11.2K
$149K
|
|
|
Jan 11, 2023
Q4 2022
|
Albert D Mason Inc
|
BUY
|
- |
77+ 0.11% |
$914 - $1.11K
|
68.8K
$920K
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
68New |
$807 - $984
|
68
$909
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
50New |
$594 - $724
|
50
$669
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
28+ 0.28% |
$332 - $405
|
10.1K
$135K
|
|
|
Jan 09, 2023
Q4 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
19+ 0.18% |
$226 - $275
|
10.6K
$141K
|
|
|
Feb 14, 2023
Q4 2022
|
Garner Asset Management Corp
|
BUY
|
- |
4+ 0.01% |
$47.5 - $57.9
|
41.2K
$551K
|
|
|
Feb 08, 2023
Q4 2022
|
Institutional & Family Asset Management, LLC
|
BUY
|
- |
2+ 3.33% |
$23.7 - $28.9
|
62
$829
|