Purchases and Sales Made in Q4 2024 in Gladstone Investment Corporation\De (GAIN)
This table provides information about the institutional ownership of Gladstone Investment Corporation\De (GAIN) during Q4 2024. The information is specifically focused on institutions that hold shares of GLADSTONE INVESTMENT CORPORATION\DE.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 03, 2025
Q4 2024
|
Cassaday & CO Wealth Management LLC
Mclean, VA |
BUY
|
- |
108KNew |
$1.4M - $1.6M
|
108K
$1.47M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
105KNew |
$1.36M - $1.56M
|
105K
$1.43M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
54.7K+ 176.19% |
$707K - $810K
|
85.8K
$1.17M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
53.9K+ 34.78% |
$697K - $799K
|
209K
$2.84M
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
51.8KNew |
$669K - $766K
|
51.8K
$704K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
49.1KNew |
$634K - $727K
|
49.1K
$668K
|
|
|
Feb 13, 2025
Q4 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
36.3K+ 3.6% |
$469K - $538K
|
1.04M
$14.2M
|
|
|
Jan 29, 2025
Q4 2024
|
Van Eck Associates Corp
|
BUY
|
- |
32.7K+ 3.64% |
$422K - $484K
|
930K
$12.7M
|
|
|
Feb 14, 2025
Q4 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
31KNew |
$401K - $459K
|
31K
$422K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
28.7K+ 17.76% |
$370K - $424K
|
190K
$2.58M
|
|
|
Feb 11, 2025
Q4 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
23.8KNew |
$307K - $352K
|
23.8K
$323K
|
|
|
Jan 22, 2025
Q4 2024
|
Union Bancaire Privee, Ubp Sa
Geneva 1, V8 |
BUY
|
- |
18.8KNew |
$244K - $279K
|
18.8K
$256K
|
|
|
Feb 14, 2025
Q4 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
17.6KNew |
$228K - $261K
|
17.6K
$240K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
16.4K+ 801.27% |
$212K - $243K
|
18.5K
$251K
|
|
|
Feb 14, 2025
Q4 2024
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
13KNew |
$168K - $193K
|
13K
$177K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
11.1K+ 19.62% |
$144K - $165K
|
67.8K
$922K
|
|
|
Jan 17, 2025
Q4 2024
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
10.2KNew |
$132K - $151K
|
10.2K
$139K
|
|
|
Feb 14, 2025
Q4 2024
|
State Of Wyoming
Cheyenne, WY |
BUY
|
- |
7.96KNew |
$103K - $118K
|
7.96K
$108K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
BUY
|
- |
6.31K+ 1412.08% |
$81.6K - $93.5K
|
6.76K
$91.9K
|
|
|
Feb 24, 2025
Q4 2024
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
6.31K+ 9.0% |
$81.5K - $93.5K
|
76.4K
$1.04M
|
|
|
Feb 14, 2025
Q4 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
4.95K+ 22.22% |
$63.9K - $73.2K
|
27.2K
$370K
|
|
|
Feb 12, 2025
Q4 2024
|
Blair William & CO
Chicago, IL |
BUY
|
- |
4.55K+ 2.9% |
$58.8K - $67.4K
|
162K
$2.2M
|
|
|
Jan 29, 2025
Q4 2024
|
Kentucky Trust CO
Danville, KY |
BUY
|
- |
2KNew |
$25.8K - $29.6K
|
2K
$27.2K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.72K+ 4659.46% |
$22.3K - $25.5K
|
1.76K
$23.9K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.37K+ 4.17% |
$17.6K - $20.2K
|
34.1K
$463K
|
|
|
Feb 07, 2025
Q4 2024
|
Atlantic Union Bankshares Corp
|
BUY
|
- |
873+ 0.97% |
$11.3K - $12.9K
|
90.4K
$1.23M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
557New |
$7.2K - $8.25K
|
557
$7.58K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
471+ 18.67% |
$6.09K - $6.98K
|
2.99K
$40.7K
|
|
|
Feb 12, 2025
Q4 2024
|
Citigroup Inc
|
BUY
|
- |
459+ 29.42% |
$5.93K - $6.8K
|
2.02K
$27.5K
|
|
|
Jan 30, 2025
Q4 2024
|
Allworth Financial LP
|
BUY
|
- |
44+ 314.29% |
$568 - $652
|
58
$789
|
|
|
Jan 24, 2025
Q4 2024
|
Spire Wealth Management
|
BUY
|
- |
43New |
$556 - $637
|
43
$585
|
|
|
Feb 06, 2025
Q4 2024
|
Lindbrook Capital, LLC
|
BUY
|
- |
13+ 4.74% |
$168 - $193
|
287
$3.9K
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
9New |
$116 - $133
|
9
$122
|
|
|
Feb 13, 2025
Q4 2024
|
Re Dickinson Investment Advisors, LLC
Council Bluffs, IA |
BUY
|
- |
8New |
$103 - $118
|
8
$109
|
|
|
Feb 07, 2025
Q4 2024
|
Larson Financial Group LLC
|
BUY
|
- |
3+ 1.41% |
$38.8 - $44.4
|
216
$2.94K
|
|
|
Jan 14, 2025
Q4 2024
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
2+ 2.27% |
$25.8 - $29.6
|
90
$1.22K
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1+ 4.17% |
$12.9 - $14.8
|
25
$340
|
|
|
Feb 12, 2025
Q4 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1- 50.0% |
$12.9 - $14.8
|
1
$13.6
|
|
|
Feb 10, 2025
Q4 2024
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-254- 17.49% |
$3.28K - $3.76K
|
1.2K
$16.3K
|
|
|
Jan 24, 2025
Q4 2024
|
Davenport & CO LLC
|
SELL
|
- |
-650- 0.39% |
$8.4K - $9.63K
|
165K
$2.24M
|
|
|
Feb 03, 2025
Q4 2024
|
Outfitter Financial LLC
|
SELL
|
- |
-700- 0.34% |
$9.04K - $10.4K
|
203K
$2.76M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-792- 99.0% |
$10.2K - $11.7K
|
8
$109
|
|
|
Jan 21, 2025
Q4 2024
|
Sound Income Strategies, LLC
|
SELL
|
- |
-823- 5.32% |
$10.6K - $12.2K
|
14.6K
$199K
|
|
|
Feb 07, 2025
Q4 2024
|
Pfg Advisors
|
SELL
|
- |
-1K- 0.98% |
$12.9K - $14.8K
|
101K
$1.37M
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1K- 9.81% |
$12.9K - $14.8K
|
9.19K
$125K
|
|
|
Feb 13, 2025
Q4 2024
|
Garner Asset Management Corp
|
SELL
|
- |
-1.3K- 3.13% |
$16.7K - $19.2K
|
40K
$545K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.41K- 1.52% |
$18.2K - $20.9K
|
91.4K
$1.24M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.59K- 7.25% |
$20.6K - $23.6K
|
20.4K
$277K
|
|
|
Feb 12, 2025
Q4 2024
|
Quadrant Capital Group LLC
Cincinnati, OH |
SELL
|
- |
-1.72K- 97.9% |
$22.3K - $25.5K
|
37
$503
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.36K- 10.41% |
$30.5K - $35K
|
20.3K
$276K
|