Latest Institutional Transactions on Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information on the latest institutional transactions involving Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 07, 2026
Q4 2025
|
Cooper Financial Group
|
BUY
|
- |
15.3K+ 10.97% |
$234K - $241K
|
155K
$2.4M
|
|
|
Jan 06, 2026
Q4 2025
|
Jbr CO Financial Management Inc
Ardmore, OK |
SELL
|
- |
-3.01K- 9.37% |
$45.9K - $47.4K
|
29.1K
$449K
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
SELL
|
- |
-2.19K- 10.46% |
$33.4K - $34.5K
|
18.8K
$290K
|
|
| Q3 2025 | |||||||
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.27KNew |
$33.6K - $36.1K
|
2.27K
$35.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.52K+ 8.24% |
$111K - $120K
|
98.8K
$1.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
26K+ 34.7% |
$385K - $413K
|
101K
$1.56M
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4New |
$59.2 - $63.6
|
4
$61.9
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
142K+ 61.38% |
$2.1M - $2.25M
|
373K
$5.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
107K+ 3.99% |
$1.59M - $1.7M
|
2.79M
$43.2M
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
BUY
|
- |
164+ 0.12% |
$2.43K - $2.61K
|
139K
$2.15M
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.28K- 2.88% |
$18.9K - $20.3K
|
43K
$666K
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.53K+ 42.18% |
$81.8K - $87.8K
|
18.6K
$288K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-3.32K- 1.71% |
$49.1K - $52.7K
|
191K
$2.95M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.5K+ 4.12% |
$214K - $230K
|
366K
$5.66M
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
32.7K+ 5.54% |
$484K - $519K
|
622K
$9.63M
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-13.9K- 6.91% |
$205K - $220K
|
187K
$2.89M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.88K+ 3.0% |
$102K - $109K
|
236K
$3.65M
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
SELL
|
- |
-1.01K- 5.56% |
$14.9K - $16K
|
17.2K
$266K
|
|
|
Nov 13, 2025
Q3 2025
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
24.4KNew |
$360K - $387K
|
24.4K
$377K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
2.75K+ 21.92% |
$40.7K - $43.7K
|
15.3K
$237K
|
|
|
Nov 12, 2025
Q3 2025
|
Armis Advisers, LLC
Atlanta, GA |
SELL
|
- |
-19.1K- 57.57% |
$282K - $303K
|
14.1K
$217K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-988- 45.18% |
$14.6K - $15.7K
|
1.2K
$18.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
11.6KNew |
$172K - $185K
|
11.6K
$180K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.82K- 8.31% |
$71.3K - $76.6K
|
53.2K
$823K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
184K+ 78.43% |
$2.73M - $2.93M
|
419K
$6.48M
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
BUY
|
- |
7.72K+ 41.05% |
$114K - $123K
|
26.5K
$410K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
263+ 1.04% |
$3.89K - $4.18K
|
25.5K
$395K
|
|
|
Nov 10, 2025
Q3 2025
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
10.9KNew |
$161K - $173K
|
10.9K
$168K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-5.33K- 4.77% |
$78.8K - $84.6K
|
106K
$1.64M
|
|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
SELL
|
- |
-6.65K- 7.08% |
$98.4K - $106K
|
87.2K
$1.35M
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
267+ 0.51% |
$3.95K - $4.24K
|
52.8K
$816K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
3.19K+ 4.38% |
$47.2K - $50.6K
|
76K
$1.18M
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
80+ 0.78% |
$1.18K - $1.27K
|
10.4K
$161K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11K+ 21.12% |
$163K - $175K
|
63.1K
$975K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
20.6KNew |
$305K - $327K
|
20.6K
$319K
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
168+ 1.67% |
$2.49K - $2.67K
|
10.2K
$158K
|
|
|
Oct 29, 2025
Q3 2025
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-3.55K- 5.17% |
$52.5K - $56.4K
|
65.2K
$1.01M
|
|
|
Oct 27, 2025
Q3 2025
|
David J Yvars Group
|
SELL
|
- |
-608- 1.8% |
$9K - $9.66K
|
33.1K
$512K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.25K+ 6.53% |
$92.5K - $99.3K
|
102K
$1.58M
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-497- 1.06% |
$7.36K - $7.9K
|
46.4K
$718K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-8.5K- 45.18% |
$126K - $135K
|
10.3K
$160K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
130New |
$1.92K - $2.07K
|
130
$2.01K
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
35.7KNew |
$529K - $568K
|
35.7K
$553K
|
|
|
Oct 14, 2025
Q3 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-2.58K- 7.26% |
$38.2K - $41K
|
33K
$510K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-8.85K- 26.33% |
$131K - $141K
|
24.8K
$383K
|
|
| Q2 2025 | |||||||
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.47K- 8.9% |
$108K - $117K
|
76.4K
$1.18M
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.6KNew |
$198K - $213K
|
13.6K
$211K
|
|
|
Aug 14, 2025
Q2 2025
|
Balyasny Asset Management LLC
Chicago, IL |
BUY
|
- |
36.5KNew |
$530K - $570K
|
36.5K
$565K
|
|
|
Aug 14, 2025
Q2 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
5.4K+ 44.1% |
$78.4K - $84.4K
|
17.7K
$273K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|