Purchases and Sales Made in Q2 2023 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q2 2023. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
226K+ 19.2% |
$3.59M - $3.88M
|
1.4M
$22M
|
|
|
Jul 26, 2023
Q2 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
109K+ 45.09% |
$1.73M - $1.86M
|
350K
$5.47M
|
|
|
Sep 12, 2023
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
33.7KNew |
$535K - $578K
|
33.7K
$527K
|
|
|
Aug 02, 2023
Q2 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
22.5KNew |
$358K - $386K
|
22.5K
$352K
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.8K+ 10.74% |
$299K - $323K
|
194K
$3.04M
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16KNew |
$254K - $274K
|
16K
$250K
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.3KNew |
$164K - $177K
|
10.3K
$161K
|
|
|
Jul 07, 2023
Q2 2023
|
Cooper Financial Group
|
BUY
|
- |
9.79K+ 34.12% |
$155K - $168K
|
38.5K
$602K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.19K+ 2.63% |
$98.3K - $106K
|
241K
$3.77M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.83K+ 10.03% |
$76.8K - $82.9K
|
53K
$829K
|
|
|
Jul 26, 2023
Q2 2023
|
Xcel Wealth Management, LLC
|
BUY
|
- |
4.21K+ 6.15% |
$66.9K - $72.2K
|
72.7K
$1.14M
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.32K+ 2.03% |
$52.7K - $56.9K
|
167K
$2.61M
|
|
|
Aug 24, 2023
Q2 2023
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
2.61K+ 2.11% |
$41.5K - $44.8K
|
126K
$1.98M
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.61K+ 3.96% |
$41.4K - $44.7K
|
68.4K
$1.07M
|
|
|
Jul 31, 2023
Q2 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
2.05K+ 13.27% |
$32.5K - $35.1K
|
17.5K
$273K
|
|
|
Jul 18, 2023
Q2 2023
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
1.46K+ 12.09% |
$23.1K - $25K
|
13.5K
$211K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1K+ 3.49% |
$15.9K - $17.2K
|
29.7K
$464K
|
|
|
Aug 02, 2023
Q2 2023
|
Nemes Rush Group LLC
Novi, MI |
BUY
|
- |
750New |
$11.9K - $12.9K
|
750
$11.7K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
564+ 2.68% |
$8.96K - $9.67K
|
21.6K
$338K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
516+ 0.38% |
$8.2K - $8.85K
|
137K
$2.15M
|
|
|
Jul 10, 2023
Q2 2023
|
David J Yvars Group
|
BUY
|
- |
487+ 1.02% |
$7.74K - $8.35K
|
48.1K
$752K
|
|
|
Aug 14, 2023
Q2 2023
|
Wedbush Securities Inc
|
BUY
|
- |
415+ 0.78% |
$6.59K - $7.12K
|
53.6K
$838K
|
|
|
Jul 25, 2023
Q2 2023
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
368New |
$5.85K - $6.31K
|
368
$5.76K
|
|
|
Jul 20, 2023
Q2 2023
|
Benedetti & Gucer, Inc.
|
BUY
|
- |
300+ 2.56% |
$4.77K - $5.15K
|
12K
$188K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
238+ 2.34% |
$3.78K - $4.08K
|
10.4K
$163K
|
|
|
Aug 09, 2023
Q2 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
217+ 0.77% |
$3.45K - $3.72K
|
28.4K
$444K
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
128+ 1.04% |
$2.03K - $2.2K
|
12.4K
$194K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
59+ 0.41% |
$938 - $1.01K
|
14.5K
$228K
|
|
|
Aug 10, 2023
Q2 2023
|
King Wealth
Saratoga Springs, NY |
BUY
|
- |
49+ 0.32% |
$779 - $840
|
15.3K
$240K
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
5+ 0.0% |
$79.5 - $85.8
|
103K
$1.61M
|
|
|
Aug 14, 2023
Q2 2023
|
Bison Wealth, LLC
|
BUY
|
- |
3+ 0.01% |
$47.7 - $51.4
|
42.6K
$666K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 07, 2023
Q2 2023
|
Carlton Hofferkamp & Jenks Wealth Management, LLC
|
SELL
|
- |
-200- 1.63% |
$3.18K - $3.43K
|
12.1K
$188K
|
|
|
Jul 10, 2023
Q2 2023
|
Triad Investment Management
|
SELL
|
- |
-225- 1.87% |
$3.58K - $3.86K
|
11.8K
$185K
|
|
|
Jul 24, 2023
Q2 2023
|
Whittier Trust CO Of Nevada Inc
|
SELL
|
- |
-600- 41.52% |
$9.53K - $10.3K
|
845
$13.2K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.23K- 10.17% |
$19.6K - $21.1K
|
10.9K
$170K
|
|
|
Aug 10, 2023
Q2 2023
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-1.62K- 1.5% |
$25.8K - $27.8K
|
106K
$1.66M
|
|
|
Jan 12, 2024
Q2 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.2K- 14.98% |
$34.9K - $37.7K
|
12.5K
$195K
|
|
|
Aug 03, 2023
Q2 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.33K- 6.3% |
$37K - $39.9K
|
34.6K
$542K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.7K- 3.35% |
$43K - $46.4K
|
78K
$1.22M
|
|
|
Jul 13, 2023
Q2 2023
|
Regatta Capital Group, LLC
El Segundo, CA |
SELL
|
- |
-2.94K- 3.41% |
$46.8K - $50.5K
|
83.2K
$1.3M
|
|
|
Jul 13, 2023
Q2 2023
|
Walker Asset Management, LLC
|
SELL
|
- |
-3.21K- 6.34% |
$50.9K - $55K
|
47.3K
$740K
|
|
|
Aug 14, 2023
Q2 2023
|
Kenfarb & Co.
Ashland, KY |
SELL
|
- |
-3.88K- 5.24% |
$61.6K - $66.5K
|
70K
$1.09M
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.39K- 20.63% |
$102K - $110K
|
24.6K
$385K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9.32K- 6.6% |
$148K - $160K
|
132K
$2.06M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.46K- 8.01% |
$150K - $162K
|
109K
$1.7M
|
|
|
Jul 13, 2023
Q2 2023
|
Miracle Mile Advisors, LLC
|
SELL
|
- |
-21.6K- 34.75% |
$343K - $370K
|
40.5K
$633K
|
|
|
Jul 24, 2023
Q2 2023
|
Whittier Trust CO
|
SELL
|
- |
-26.1K- 65.9% |
$415K - $448K
|
13.5K
$211K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-43.3K- 12.59% |
$688K - $742K
|
300K
$4.7M
|
|
|
May 13, 2024
Q2 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-57K- 62.85% |
$906K - $977K
|
33.7K
$527K
|