Purchases and Sales Made in Q3 2025 in Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB)
This table provides information about the institutional ownership of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust (GBAB) during Q3 2025. The information is specifically focused on institutions that hold shares of Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
184K+ 78.43% |
$2.73M - $2.93M
|
419K
$6.48M
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
142K+ 61.38% |
$2.1M - $2.25M
|
373K
$5.77M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
107K+ 3.99% |
$1.59M - $1.7M
|
2.79M
$43.2M
|
|
|
Oct 14, 2025
Q3 2025
|
Gridiron Partners, LLC
Wexford, PA |
BUY
|
- |
35.7KNew |
$529K - $568K
|
35.7K
$553K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
32.7K+ 5.54% |
$484K - $519K
|
622K
$9.63M
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
26K+ 34.7% |
$385K - $413K
|
101K
$1.56M
|
|
|
Nov 13, 2025
Q3 2025
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
24.4KNew |
$360K - $387K
|
24.4K
$377K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
20.6KNew |
$305K - $327K
|
20.6K
$319K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
14.5K+ 4.12% |
$214K - $230K
|
366K
$5.66M
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
BUY
|
- |
11.6KNew |
$172K - $185K
|
11.6K
$180K
|
|
|
Oct 07, 2025
Q3 2025
|
Cooper Financial Group
|
BUY
|
- |
11.1K+ 8.61% |
$164K - $176K
|
140K
$2.16M
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
11K+ 21.12% |
$163K - $175K
|
63.1K
$975K
|
|
|
Nov 10, 2025
Q3 2025
|
Invictus Private Wealth, LLC
Denver, CO |
BUY
|
- |
10.9KNew |
$161K - $173K
|
10.9K
$168K
|
|
|
Nov 12, 2025
Q3 2025
|
Intellus Advisors LLC
Naples, FL |
BUY
|
- |
7.72K+ 41.05% |
$114K - $123K
|
26.5K
$410K
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.52K+ 8.24% |
$111K - $120K
|
98.8K
$1.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
6.88K+ 3.0% |
$102K - $109K
|
236K
$3.65M
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.25K+ 6.53% |
$92.5K - $99.3K
|
102K
$1.58M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
5.53K+ 42.18% |
$81.8K - $87.8K
|
18.6K
$288K
|
|
|
Jan 05, 2026
Q3 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
5.04K+ 31.7% |
$74.6K - $80.1K
|
20.9K
$324K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
3.19K+ 4.38% |
$47.2K - $50.6K
|
76K
$1.18M
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
2.75K+ 21.92% |
$40.7K - $43.7K
|
15.3K
$237K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
2.27KNew |
$33.6K - $36.1K
|
2.27K
$35.1K
|
|
|
Nov 14, 2025
Q3 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.81K+ 2.37% |
$26.8K - $28.8K
|
78.2K
$1.21M
|
|
|
Nov 06, 2025
Q3 2025
|
Whipplewood Advisors, LLC
Littleton, CO |
BUY
|
- |
267+ 0.51% |
$3.95K - $4.24K
|
52.8K
$816K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
263+ 1.04% |
$3.89K - $4.18K
|
25.5K
$395K
|
|
|
Oct 31, 2025
Q3 2025
|
Belpointe Asset Management LLC
|
BUY
|
- |
168+ 1.67% |
$2.49K - $2.67K
|
10.2K
$158K
|
|
|
Nov 14, 2025
Q3 2025
|
Stone X Group Inc.
|
BUY
|
- |
164+ 0.12% |
$2.43K - $2.61K
|
139K
$2.15M
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
130New |
$1.92K - $2.07K
|
130
$2.01K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
80+ 0.78% |
$1.18K - $1.27K
|
10.4K
$161K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4New |
$59.2 - $63.6
|
4
$61.9
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-497- 1.06% |
$7.36K - $7.9K
|
46.4K
$718K
|
|
|
Oct 27, 2025
Q3 2025
|
David J Yvars Group
|
SELL
|
- |
-608- 1.8% |
$9K - $9.66K
|
33.1K
$512K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-988- 45.18% |
$14.6K - $15.7K
|
1.2K
$18.5K
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
SELL
|
- |
-1.01K- 5.56% |
$14.9K - $16K
|
17.2K
$266K
|
|
|
Oct 14, 2025
Q3 2025
|
Jbr CO Financial Management Inc
Ardmore, OK |
SELL
|
- |
-1.09K- 3.29% |
$16.1K - $17.3K
|
32.1K
$496K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.28K- 2.88% |
$18.9K - $20.3K
|
43K
$666K
|
|
|
Oct 14, 2025
Q3 2025
|
Walker Asset Management, LLC
|
SELL
|
- |
-2.58K- 7.26% |
$38.2K - $41K
|
33K
$510K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-3.32K- 1.71% |
$49.1K - $52.7K
|
191K
$2.95M
|
|
|
Oct 29, 2025
Q3 2025
|
Xcel Wealth Management, LLC
|
SELL
|
- |
-3.55K- 5.17% |
$52.5K - $56.4K
|
65.2K
$1.01M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.82K- 8.31% |
$71.3K - $76.6K
|
53.2K
$823K
|
|
|
Nov 07, 2025
Q3 2025
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-5.33K- 4.77% |
$78.8K - $84.6K
|
106K
$1.64M
|
|
|
Nov 06, 2025
Q3 2025
|
Savvy Advisors, Inc.
New York, NY |
SELL
|
- |
-6.65K- 7.08% |
$98.4K - $106K
|
87.2K
$1.35M
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-8.5K- 45.18% |
$126K - $135K
|
10.3K
$160K
|
|
|
Oct 09, 2025
Q3 2025
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-8.85K- 26.33% |
$131K - $141K
|
24.8K
$383K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
SELL
|
- |
-13.9K- 6.91% |
$205K - $220K
|
187K
$2.89M
|
|
|
Nov 12, 2025
Q3 2025
|
Armis Advisers, LLC
Atlanta, GA |
SELL
|
- |
-19.1K- 57.57% |
$282K - $303K
|
14.1K
$217K
|
|