Purchases and Sales Made in Q3 2023 in Gabelli Convertible & Income Securities Fund Inc (GCV)
This table provides information about the institutional ownership of Gabelli Convertible & Income Securities Fund Inc (GCV) during Q3 2023. The information is specifically focused on institutions that hold shares of GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
890K+ 100.52% |
$3.28M - $3.86M
|
1.78M
$7.41M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
25.3KNew |
$93K - $110K
|
25.3K
$105K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.6KNew |
$61.1K - $72.1K
|
16.6K
$69.3K
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
15.9KNew |
$58.6K - $69.1K
|
15.9K
$66.4K
|
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
15.4K+ 72.87% |
$56.8K - $67K
|
36.6K
$153K
|
|
|
Nov 03, 2023
Q3 2023
|
Mgo One Seven LLC
Beachwood, OH |
BUY
|
- |
12KNew |
$44.2K - $52.1K
|
12K
$50K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
10.6K+ 27.64% |
$39.1K - $46.1K
|
49K
$205K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
8.35KNew |
$30.7K - $36.2K
|
8.35K
$34.8K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
8.01K+ 623.27% |
$29.5K - $34.8K
|
9.29K
$38.8K
|
|
|
Oct 30, 2023
Q3 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
7.22K+ 13.09% |
$26.6K - $31.3K
|
62.3K
$260K
|
|
|
Nov 13, 2023
Q3 2023
|
Highlander Capital Management, LLC
Short Hills, NJ |
BUY
|
- |
6.5K+ 28.26% |
$23.9K - $28.2K
|
29.5K
$123K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.85K+ 16.01% |
$17.8K - $21K
|
35.1K
$147K
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.72K+ 0.53% |
$17.4K - $20.5K
|
895K
$3.73M
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
BUY
|
- |
2.23K+ 2.7% |
$8.19K - $9.66K
|
84.6K
$353K
|
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
558+ 3.1% |
$2.05K - $2.42K
|
18.5K
$77.3K
|
|
|
Oct 31, 2023
Q3 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
200New |
$736 - $868
|
200
$834
|
|
|
Jan 05, 2026
Q3 2023
|
Chesapeake Asset Management LLC
New York, NY |
BUY
|
- |
103+ 3.22% |
$379 - $447
|
3.3K
$13.8K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
74+ 0.54% |
$272 - $321
|
13.7K
$57.1K
|
|
|
Oct 10, 2023
Q3 2023
|
M&R Capital Management Inc
|
BUY
|
- |
53+ 3.24% |
$195 - $230
|
1.69K
$7.04K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4+ 0.01% |
$14.7 - $17.4
|
57K
$238K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1- 0.01% |
$3.68 - $4.34
|
10.2K
$42.6K
|
|
|
Nov 06, 2023
Q3 2023
|
L.M. Kohn & Company
|
SELL
|
- |
-100- 0.42% |
$368 - $434
|
23.7K
$98.9K
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-554- 0.75% |
$2.04K - $2.4K
|
72.9K
$304K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2K- 6.24% |
$7.36K - $8.68K
|
30.1K
$125K
|
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.08K- 2.92% |
$7.64K - $9.01K
|
69.2K
$288K
|
|
|
Oct 04, 2023
Q3 2023
|
Windsor Capital Management, LLC
|
SELL
|
- |
-2.99K- 8.04% |
$11K - $13K
|
34.2K
$143K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-7.6K- 40.21% |
$28K - $33K
|
11.3K
$47.1K
|
|
|
Nov 08, 2023
Q3 2023
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-10K- 0.9% |
$36.8K - $43.4K
|
1.1M
$4.59M
|
|