Purchases and Sales Made in Q1 2022 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q1 2022. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
37.7K+ 13.22% |
$316K - $338K
|
323K
$2.65M
|
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.41K+ 3.23% |
$53.8K - $57.5K
|
205K
$1.68M
|
|
|
May 16, 2022
Q1 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
4.7KNew |
$39.4K - $42.2K
|
4.7K
$38.5K
|
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
2.71K+ 18.43% |
$22.8K - $24.3K
|
17.4K
$143K
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
2.61K+ 2.26% |
$21.9K - $23.4K
|
118K
$968K
|
|
|
May 13, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
BUY
|
- |
1.97K+ 1.03% |
$16.5K - $17.6K
|
193K
$1.58M
|
|
|
May 13, 2022
Q1 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
1.74K+ 0.44% |
$14.6K - $15.6K
|
399K
$3.27M
|
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
997+ 0.16% |
$8.36K - $8.94K
|
610K
$5M
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
790+ 0.66% |
$6.63K - $7.09K
|
121K
$995K
|
|
|
May 12, 2022
Q1 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
557+ 2.39% |
$4.67K - $5K
|
23.9K
$196K
|
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
241+ 2.49% |
$2.02K - $2.16K
|
9.91K
$81.2K
|
|
|
May 16, 2022
Q1 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
68+ 1.38% |
$571 - $610
|
4.98K
$40.9K
|
|
|
May 09, 2022
Q1 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-194Closed |
$1.63K - $1.74K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-200Closed |
$1.68K - $1.79K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.53K- 7.45% |
$12.8K - $13.7K
|
19K
$156K
|
|
|
May 12, 2022
Q1 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-2K- 1.13% |
$16.8K - $17.9K
|
175K
$1.44M
|
|
|
May 13, 2022
Q1 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.16K- 12.32% |
$18.1K - $19.4K
|
15.4K
$126K
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3K- 39.99% |
$25.2K - $26.9K
|
4.51K
$36.9K
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.18K- 6.32% |
$35K - $37.5K
|
61.9K
$507K
|
|
|
May 16, 2022
Q1 2022
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-5.67K- 2.94% |
$47.6K - $50.9K
|
187K
$1.53M
|
|
|
May 13, 2022
Q1 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-9.64K- 0.85% |
$80.9K - $86.5K
|
1.12M
$9.17M
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-13K- 36.41% |
$109K - $116K
|
22.6K
$186K
|
|
|
May 12, 2022
Q1 2022
|
Raymond James Trust N.A.
|
SELL
|
- |
-13.4KClosed |
$113K - $120K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-18.5K- 13.31% |
$155K - $166K
|
120K
$986K
|
|
|
Apr 26, 2022
Q1 2022
|
Marquette Asset Management, LLC
|
SELL
|
- |
-21.4KClosed |
$179K - $192K
|
0
$0
|
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-44.7K- 17.88% |
$375K - $401K
|
205K
$1.68M
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-81.9K- 14.5% |
$687K - $735K
|
483K
$3.96M
|