Purchases and Sales Made in Q4 2021 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q4 2021. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
286K+ 102.23% |
$2.52M - $2.58M
|
565K
$4.63M
|
|
|
Feb 11, 2022
Q4 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
31.5K+ 2.88% |
$278K - $285K
|
1.13M
$9.25M
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
15.2K+ 5.65% |
$134K - $138K
|
285K
$2.34M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
11.6K+ 10.64% |
$102K - $105K
|
121K
$989K
|
|
|
Apr 08, 2022
Q4 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
10.1K+ 9.56% |
$88.9K - $91K
|
115K
$947K
|
|
|
Feb 11, 2022
Q4 2021
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
8.89K+ 2.29% |
$78.4K - $80.2K
|
397K
$3.25M
|
|
|
Feb 11, 2022
Q4 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2.03K+ 451.33% |
$17.9K - $18.3K
|
2.48K
$20.3K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.16K+ 0.59% |
$10.2K - $10.5K
|
199K
$1.63M
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
BUY
|
- |
1K+ 8.05% |
$8.82K - $9.03K
|
13.4K
$110K
|
|
|
Jan 25, 2022
Q4 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
854+ 4.33% |
$7.53K - $7.71K
|
20.6K
$169K
|
|
|
Feb 14, 2022
Q4 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
200New |
$1.76K - $1.81K
|
200
$1.64K
|
|
|
Feb 09, 2022
Q4 2021
|
Wolverine Asset Management LLC
|
BUY
|
- |
181+ 1392.31% |
$1.6K - $1.63K
|
194
$1.59K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
120+ 0.82% |
$1.06K - $1.08K
|
14.7K
$121K
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
66+ 1.36% |
$582 - $596
|
4.92K
$40.3K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.22K- 6.5% |
$10.7K - $11K
|
17.5K
$144K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.5K- 16.66% |
$13.2K - $13.6K
|
7.51K
$61.6K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.85K- 6.84% |
$42.7K - $43.8K
|
66K
$541K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-10.2K- 1.64% |
$89.6K - $91.7K
|
609K
$4.99M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12K- 25.28% |
$106K - $109K
|
35.6K
$292K
|
|
|
Jan 19, 2022
Q4 2021
|
Marquette Asset Management, LLC
|
SELL
|
- |
-14.6K- 40.58% |
$129K - $132K
|
21.4K
$175K
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-18.1KClosed |
$160K - $163K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-20.5K- 46.75% |
$181K - $185K
|
23.3K
$191K
|
|
|
May 11, 2022
Q4 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-33.5K- 15.89% |
$295K - $303K
|
177K
$1.45M
|
|
|
Feb 09, 2022
Q4 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-100K- 41.94% |
$884K - $905K
|
139K
$1.14M
|
|
|
Feb 04, 2022
Q4 2021
|
Matisse Capital
|
SELL
|
- |
-186KClosed |
$1.64M - $1.68M
|
0
$0
|