Purchases and Sales Made in Q4 2022 in Gdl Fund (GDL)
This table provides information about the institutional ownership of Gdl Fund (GDL) during Q4 2022. The information is specifically focused on institutions that hold shares of GDL FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
690KNew |
$5.35M - $5.54M
|
690K
$5.58M
|
|
|
Feb 15, 2023
Q4 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
BUY
|
- |
302K+ 2872.41% |
$2.34M - $2.42M
|
312K
$2.52M
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
31K+ 110.02% |
$240K - $249K
|
59.2K
$479K
|
|
|
Feb 14, 2023
Q4 2022
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
30.1K+ 15.48% |
$233K - $242K
|
225K
$1.82M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
20.7KNew |
$161K - $167K
|
20.7K
$168K
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
18.7KNew |
$145K - $150K
|
18.7K
$151K
|
|
|
Feb 13, 2023
Q4 2022
|
Mrp Capital Investments, LLC
Alpharetta, GA |
BUY
|
- |
6KNew |
$46.5K - $48.2K
|
6K
$48.5K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
4.71KNew |
$36.5K - $37.8K
|
4.71K
$38.1K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
3.29KNew |
$25.5K - $26.4K
|
3.29K
$26.6K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
2.03KNew |
$15.7K - $16.3K
|
2.03K
$16.4K
|
|
|
Feb 14, 2023
Q4 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
1.62K+ 1.52% |
$12.5K - $13K
|
108K
$874K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
999+ 12.91% |
$7.74K - $8.02K
|
8.74K
$70.6K
|
|
|
Jan 24, 2023
Q4 2022
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
555+ 0.45% |
$4.3K - $4.46K
|
124K
$999K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
424+ 4.02% |
$3.29K - $3.4K
|
11K
$88.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
78+ 1.52% |
$605 - $626
|
5.21K
$42.1K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Mar 15, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-156- 0.26% |
$1.21K - $1.25K
|
59.1K
$477K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-181- 0.15% |
$1.4K - $1.45K
|
118K
$954K
|
|
|
Jan 17, 2023
Q4 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-1.28K- 7.05% |
$9.91K - $10.3K
|
16.9K
$136K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.33K- 6.04% |
$10.3K - $10.7K
|
20.7K
$168K
|
|
|
Jan 24, 2023
Q4 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-1.41K- 1.26% |
$10.9K - $11.3K
|
110K
$891K
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-2.43K- 16.95% |
$18.8K - $19.5K
|
11.9K
$96K
|
|
|
Feb 13, 2023
Q4 2022
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-3.08K- 14.23% |
$23.9K - $24.7K
|
18.6K
$150K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.17K- 1.33% |
$32.3K - $33.5K
|
310K
$2.5M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-6.59K- 34.81% |
$51K - $52.9K
|
12.3K
$99.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.7K- 7.55% |
$152K - $158K
|
241K
$1.95M
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-23K- 2.13% |
$178K - $184K
|
1.06M
$8.54M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-23.4K- 38.78% |
$181K - $188K
|
36.9K
$298K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-61.5K- 69.25% |
$477K - $494K
|
27.3K
$221K
|
|
|
Feb 13, 2023
Q4 2022
|
Mario Gabelli
Gamco Investors, Inc. Et Al | Rye, Ny
|
SELL
|
- |
-405K- 97.47% |
$3.14M - $3.25M
|
10.5K
$84.8K
|