Purchases and Sales Made in Q3 2023 in Western Asset Global Corporate Defined Opportunity Fund Inc. (GDO)
This table provides information about the institutional ownership of Western Asset Global Corporate Defined Opportunity Fund Inc. (GDO) during Q3 2023. The information is specifically focused on institutions that hold shares of WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
415KNew |
$4.88M - $5.24M
|
415K
$4.61M
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
194K+ 24.48% |
$2.28M - $2.44M
|
984K
$10.9M
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
35.4K+ 40.72% |
$417K - $447K
|
122K
$1.36M
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
31.5K+ 13.53% |
$370K - $398K
|
264K
$2.94M
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
17.6KNew |
$207K - $222K
|
17.6K
$196K
|
|
Nov 13, 2023
Q3 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
16.6K+ 6.48% |
$195K - $210K
|
273K
$3.04M
|
|
Oct 26, 2023
Q3 2023
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
13K+ 1.75% |
$152K - $164K
|
755K
$8.39M
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.6K+ 7.47% |
$124K - $134K
|
152K
$1.69M
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9.27K+ 4.11% |
$109K - $117K
|
235K
$2.61M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
2.8KNew |
$32.9K - $35.3K
|
2.8K
$31.1K
|
|
Nov 13, 2023
Q3 2023
|
Consolidated Portfolio Review Corp
Woodbury, NY |
BUY
|
- |
1.75K+ 5.14% |
$20.6K - $22.2K
|
35.9K
$399K
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.72K+ 4.26% |
$20.2K - $21.7K
|
42K
$467K
|
|
Nov 13, 2023
Q3 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
500New |
$5.88K - $6.32K
|
500
$5.56K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
71+ 0.09% |
$835 - $897
|
82.9K
$922K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
68+ 0.56% |
$800 - $859
|
12.2K
$136K
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-233- 1.58% |
$2.74K - $2.94K
|
14.5K
$161K
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-279- 0.48% |
$3.28K - $3.52K
|
57.6K
$641K
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-519- 0.89% |
$6.1K - $6.55K
|
57.6K
$641K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.55K- 8.04% |
$18.2K - $19.6K
|
17.7K
$197K
|
|
Nov 09, 2023
Q3 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.72K- 7.19% |
$20.2K - $21.7K
|
22.2K
$246K
|
|
Nov 13, 2023
Q3 2023
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
SELL
|
- |
-2.54K- 8.68% |
$29.8K - $32K
|
26.7K
$297K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.08K- 4.35% |
$47.9K - $51.5K
|
89.7K
$998K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.2K- 33.24% |
$49.4K - $53K
|
8.43K
$93.7K
|
|
Oct 04, 2023
Q3 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-5.04K- 21.35% |
$59.3K - $63.7K
|
18.6K
$207K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-10.3K- 12.45% |
$121K - $130K
|
72.4K
$805K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-12.1K- 42.16% |
$142K - $153K
|
16.6K
$185K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-37.3K- 20.44% |
$438K - $471K
|
145K
$1.61M
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-58.7K- 7.75% |
$691K - $742K
|
699K
$7.77M
|