Latest Institutional Transactions on New Germany Fund Inc (GF)
This table provides information on the latest institutional transactions involving New Germany Fund Inc (GF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2022
Q3 2022
|
Dakota Wealth Management
|
SELL
|
- |
-1.06K- 6.68% |
$7.34K - $9.42K
|
14.8K
$157K
|
|
|
Oct 31, 2022
Q3 2022
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-1K- 8.98% |
$6.92K - $8.89K
|
10.1K
$108K
|
|
|
Oct 27, 2022
Q3 2022
|
Arnhold LLC
|
BUY
|
- |
2.49K+ 8.26% |
$17.2K - $22.1K
|
32.6K
$346K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12KClosed |
$101K - $137K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-3.12K- 15.84% |
$26.3K - $35.9K
|
16.6K
$176K
|
|
|
Aug 12, 2022
Q2 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1.87K+ 8.26% |
$15.8K - $21.6K
|
24.6K
$261K
|
|
|
Aug 03, 2022
Q2 2022
|
Segantii Capital Management LTD
|
SELL
|
- |
-20.2KClosed |
$170K - $232K
|
0
$0
|
|
|
Jul 21, 2022
Q2 2022
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-1.78KClosed |
$15K - $20.5K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-906Closed |
$7.65K - $10.4K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 06, 2022
Q1 2022
|
Valley National Advisers Inc
|
SELL
|
- |
-246Closed |
$2.6K - $3.76K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-307Closed |
$3.24K - $4.69K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-3.99KClosed |
$78.2K - $85.4K
|
0
$0
|
|
|
Aug 10, 2021
Q2 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-2.89KClosed |
$56.6K - $61.8K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 12, 2021
Q1 2021
|
Essex Investment Management CO LLC
Boston, MA |
SELL
|
- |
-120Closed |
$2.32K - $2.48K
|
0
$0
|
|
|
May 10, 2021
Q1 2021
|
Oder Investment Management, LLC
Woodland Hills, CA |
SELL
|
- |
-2.76KClosed |
$53.3K - $57.1K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-653Closed |
$10K - $11.4K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-11.9KClosed |
$182K - $208K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Financial Advantage, Inc.
|
SELL
|
- |
-506Closed |
$7.75K - $8.87K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Sep 07, 2021
Q1 2020
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-293Closed |
$2.77K - $4.67K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-6.54KClosed |
$61.8K - $104K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-97.2KClosed |
$918K - $1.55M
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-8Closed |
$106 - $115
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Financial Counselors Inc
|
BUY
|
- |
14.7KNew |
$195K - $211K
|
14.7K
$156K
|
|
|
Nov 05, 2019
Q3 2019
|
Doyle Wealth Management
St. Petersburg, FL |
SELL
|
- |
-5.69KClosed |
$75.5K - $81.7K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Selective Wealth Management, Inc.
|
BUY
|
- |
80New |
$1.06K - $1.15K
|
80
$849
|
|
| Q2 2019 | |||||||
|
Aug 27, 2019
Q2 2019
|
River & Mercantile Asset Management LLP
London, X0 |
BUY
|
- |
120New |
$1.6K - $1.77K
|
120
$1.27K
|
|
| Q1 2019 | |||||||
|
May 13, 2019
Q1 2019
|
Qcm Cayman, Ltd.
|
SELL
|
- |
-63.1KClosed |
$743K - $894K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-12.7KClosed |
$149K - $180K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-286Closed |
$3.32K - $5.26K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Advisory Alpha, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-931Closed |
$10.8K - $17.1K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-59Closed |
$684 - $1.09K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 10, 2018
Q2 2018
|
Acorn Wealth Advisors, LLC
Grand Blanc, MI |
SELL
|
- |
-276Closed |
$4.98K - $5.48K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-13KClosed |
$234K - $257K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Alpha Star Capital Management, LLC
|
SELL
|
- |
-20.8KClosed |
$396K - $443K
|
0
$0
|
|
|
May 11, 2018
Q1 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-50Closed |
$951 - $1.07K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
First Eagle Investment Management, LLC
|
SELL
|
- |
-13.7KClosed |
$260K - $291K
|
0
$0
|
|
|
May 03, 2018
Q1 2018
|
Community Bank, N.A.
|
SELL
|
- |
-495Closed |
$9.41K - $10.5K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
64.9KNew |
$1.2M - $1.3M
|
64.9K
$689K
|
|
|
Feb 14, 2018
Q4 2017
|
Clearbridge Investments, LLC
New York, NY |
SELL
|
- |
-14.6KClosed |
$271K - $292K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Ifp Advisors, Inc
|
SELL
|
- |
-190Closed |
$3.52K - $3.79K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Allworth Financial LP
|
BUY
|
- |
314New |
N/A
|
314
$3.33K
|
|