Purchases and Sales Made in Q3 2021 in Gabelli Global Small & Mid Cap Value Trust (GGZ)
This table provides information about the institutional ownership of Gabelli Global Small & Mid Cap Value Trust (GGZ) during Q3 2021. The information is specifically focused on institutions that hold shares of Gabelli Global Small & Mid Cap Value Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
322KNew |
$4.95M - $5.28M
|
322K
$3.87M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
58.6K+ 17.45% |
$902K - $962K
|
394K
$4.74M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
22.4K+ 54.62% |
$344K - $367K
|
63.3K
$761K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
15.2K+ 3.56% |
$234K - $249K
|
441K
$5.3M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.4K+ 28.67% |
$176K - $188K
|
51.3K
$617K
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
8.94KNew |
$138K - $147K
|
8.94K
$107K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
7.22K+ 5.55% |
$111K - $119K
|
137K
$1.65M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
6.33K+ 42.41% |
$97.4K - $104K
|
21.2K
$255K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.25K+ 5.42% |
$34.6K - $37K
|
43.7K
$526K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.38K+ 123.19% |
$21.3K - $22.7K
|
2.5K
$30.1K
|
|
|
Nov 10, 2021
Q3 2021
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.05K+ 1.45% |
$16.2K - $17.3K
|
73.7K
$885K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
200+ 400.0% |
$3.08K - $3.29K
|
250
$3.01K
|
|
|
Oct 28, 2021
Q3 2021
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
45New |
$693 - $739
|
45
$541
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
41+ 44.57% |
$631 - $674
|
133
$1.6K
|
|
|
Nov 02, 2021
Q3 2021
|
Allworth Financial LP
|
BUY
|
- |
2+ 1.35% |
$30.8 - $32.9
|
150
$1.8K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 12, 2022
Q3 2021
|
First Command Financial Services, Inc.
|
SELL
|
- |
-21- 32.31% |
$323 - $345
|
44
$529
|
|
|
Dec 16, 2021
Q3 2021
|
First Command Bank
|
SELL
|
- |
-21- 32.31% |
$323 - $345
|
44
$529
|
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
SELL
|
- |
-180- 1.19% |
$2.77K - $2.96K
|
15K
$180K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
SELL
|
- |
-207Closed |
$3.19K - $3.4K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-319- 0.35% |
$4.91K - $5.24K
|
91K
$1.09M
|
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-353Closed |
$5.44K - $5.8K
|
0
$0
|
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-525- 2.02% |
$8.09K - $8.63K
|
25.4K
$306K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.42KClosed |
$21.8K - $23.3K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Private Management Group Inc
|
SELL
|
- |
-1.8K- 0.95% |
$27.7K - $29.6K
|
188K
$2.27M
|
|
|
Nov 15, 2021
Q3 2021
|
Css LLC
Chicago, IL |
SELL
|
- |
-2K- 3.77% |
$30.8K - $32.9K
|
51K
$613K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.77K- 9.84% |
$42.6K - $45.5K
|
25.4K
$305K
|
|
|
Nov 12, 2021
Q3 2021
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-25.4K- 27.88% |
$392K - $418K
|
65.8K
$791K
|
|
|
Nov 08, 2021
Q3 2021
|
Matisse Capital
|
SELL
|
- |
-71.3K- 37.13% |
$1.1M - $1.17M
|
121K
$1.45M
|