Latest Institutional Transactions on Gladstone Capital Corp (GLAD)
This table provides information on the latest institutional transactions involving Gladstone Capital Corp (GLAD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2019
Q2 2019
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-158Closed |
$1.42K - $1.5K
|
0
$0
|
|
|
Aug 05, 2019
Q2 2019
|
Pfg Advisors
|
SELL
|
- |
-10.3KClosed |
$92.7K - $97.9K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.7KClosed |
$15.3K - $16.2K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-6.01KClosed |
$54.1K - $57.1K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Wolverine Asset Management LLC
|
SELL
|
- |
-2.15KClosed |
$15.8K - $20.5K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-12.2KClosed |
$89.9K - $116K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 15, 2019
Q4 2018
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-2.96KClosed |
$20.3K - $28.4K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Fifth Third Bancorp
|
SELL
|
- |
-3.5KClosed |
$23.9K - $33.6K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.43KClosed |
$9.75K - $13.7K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-5.36KClosed |
$36.7K - $51.4K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Mainstay Capital Management LLC
|
SELL
|
- |
-2.5KClosed |
$17.1K - $24K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-300Closed |
$2.05K - $2.88K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-12.2KClosed |
$83.1K - $117K
|
0
$0
|
|
|
Jan 24, 2019
Q4 2018
|
Baystate Wealth Management LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Jan 18, 2019
Q4 2018
|
Wp Advisors, LLC
|
SELL
|
- |
-151Closed |
$1.03K - $1.45K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
300New |
$2.72K - $2.96K
|
300
$7.2K
|
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-100Closed |
$905 - $986
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-904Closed |
$8.18K - $8.91K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
42.5KNew |
$385K - $419K
|
42.5K
$1.02M
|
|
|
Nov 13, 2018
Q3 2018
|
Gsa Capital Partners LLP
London, X0 |
SELL
|
- |
-47.6KClosed |
$431K - $470K
|
0
$0
|
|
|
Nov 05, 2018
Q3 2018
|
Centaurus Financial, Inc.
|
SELL
|
- |
-100Closed |
$905 - $986
|
0
$0
|
|
|
Nov 01, 2018
Q3 2018
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-100Closed |
$905 - $986
|
0
$0
|
|
|
Oct 04, 2018
Q3 2018
|
American Research & Management Co.
|
SELL
|
- |
-400Closed |
$3.62K - $3.94K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Sound Income Strategies, LLC
|
BUY
|
- |
840New |
$7.22K - $7.75K
|
840
$20.2K
|
|
|
Aug 14, 2018
Q2 2018
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-44.3KClosed |
$380K - $409K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Financial Counselors Inc
|
SELL
|
- |
-17.3KClosed |
$149K - $160K
|
0
$0
|
|
|
Jul 31, 2018
Q2 2018
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-575Closed |
$4.94K - $5.31K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 11, 2018
Q1 2018
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-250Closed |
$2.1K - $2.37K
|
0
$0
|
|
|
Apr 27, 2018
Q1 2018
|
Hudock, Inc.
|
SELL
|
- |
-540Closed |
$4.54K - $5.12K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Mar 24, 2023
Q4 2017
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2.17K- 77.82% |
$19.9K - $21.5K
|
618
$14.8K
|
|
|
Feb 14, 2018
Q4 2017
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-100Closed |
$917 - $990
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-312Closed |
$2.86K - $3.09K
|
0
$0
|
|
|
Feb 01, 2018
Q4 2017
|
Cibc World Market Inc.
Toronto, A6 |
SELL
|
- |
-11.2KClosed |
$103K - $111K
|
0
$0
|
|
|
Jan 12, 2018
Q4 2017
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-1.5KClosed |
$13.8K - $14.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-937Closed |
$8.47K - $9.3K
|
0
$0
|
|
| Q3 2016 | |||||||
|
Nov 13, 2017
Q3 2016
|
Norges Bank
Oslo, Q8 |
BUY
|
- |
83.6KNew |
N/A
|
83.6K
$2M
|
|
| Q4 2014 | |||||||
|
Sep 22, 2017
Q4 2014
|
Allen Investment Management LLC
|
BUY
|
- |
34.5KNew |
N/A
|
34.5K
$828K
|
|