Purchases and Sales Made in Q3 2021 in Gladstone Capital Corp (GLAD)
This table provides information about the institutional ownership of Gladstone Capital Corp (GLAD) during Q3 2021. The information is specifically focused on institutions that hold shares of GLADSTONE CAPITAL CORP.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
205KNew |
$2.29M - $2.43M
|
205K
$4.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
79.5KNew |
$889K - $944K
|
79.5K
$1.91M
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
50.9K+ 19.27% |
$570K - $605K
|
315K
$7.57M
|
|
|
Oct 26, 2021
Q3 2021
|
Shulman De Meo Asset Management LLC
|
BUY
|
- |
48.5KNew |
$543K - $577K
|
48.5K
$1.16M
|
|
|
Nov 09, 2021
Q3 2021
|
Black Rock Inc.
New York, NY |
BUY
|
- |
28.7K+ 15.12% |
$321K - $341K
|
218K
$5.24M
|
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
22.2KNew |
$249K - $264K
|
22.2K
$533K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
21.3KNew |
$239K - $253K
|
21.3K
$512K
|
|
|
Nov 08, 2021
Q3 2021
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
16.4K+ 16.02% |
$183K - $194K
|
119K
$2.84M
|
|
|
Nov 15, 2021
Q3 2021
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
13K+ 8.35% |
$145K - $154K
|
169K
$4.05M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10.5KNew |
$117K - $125K
|
10.5K
$251K
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
8.54K+ 18.97% |
$95.4K - $101K
|
53.6K
$1.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Mckinley Capital Management LLC
|
BUY
|
- |
6.2K+ 6.99% |
$69.3K - $73.7K
|
95K
$2.28M
|
|
|
Oct 29, 2021
Q3 2021
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
5.22K+ 40.16% |
$58.4K - $62K
|
18.2K
$437K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.21K+ 59.83% |
$47.1K - $50K
|
11.2K
$270K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
4.16K+ 2.67% |
$46.5K - $49.4K
|
160K
$3.84M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.25K+ 14.6% |
$36.3K - $38.6K
|
25.5K
$611K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.22K+ 14.26% |
$24.9K - $26.4K
|
17.8K
$428K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
1.95K+ 991.88% |
$21.8K - $23.2K
|
2.15K
$51.6K
|
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.65K+ 1.45% |
$18.5K - $19.6K
|
115K
$2.77M
|
|
|
Nov 12, 2021
Q3 2021
|
Peak6 Investments LLC
Chicago, IL |
BUY
|
- |
1.48KNew |
$16.5K - $17.5K
|
1.48K
$35.4K
|
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
1.25K+ 3.8% |
$14K - $14.9K
|
34.2K
$820K
|
|
|
Nov 16, 2021
Q3 2021
|
Cahill Financial Advisors Inc
Edina, MN |
BUY
|
- |
1.07KNew |
$11.9K - $12.7K
|
1.07K
$25.6K
|
|
|
Oct 22, 2021
Q3 2021
|
Horizon Financial Services, LLC
|
BUY
|
- |
1KNew |
$11.2K - $11.9K
|
1K
$24K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
891+ 6.26% |
$9.96K - $10.6K
|
15.1K
$363K
|
|
|
Nov 15, 2021
Q3 2021
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
724+ 7.23% |
$8.09K - $8.6K
|
10.7K
$257K
|
|
|
Nov 10, 2021
Q3 2021
|
Us Bancorp \De\
|
BUY
|
- |
615+ 18.4% |
$6.88K - $7.31K
|
3.96K
$95K
|
|
|
Oct 28, 2021
Q3 2021
|
Simplex Trading, LLC
|
BUY
|
- |
600+ 15.03% |
$6.71K - $7.13K
|
4.59K
$110K
|
|
|
Nov 01, 2021
Q3 2021
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
436+ 2.24% |
$4.87K - $5.18K
|
19.9K
$477K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
435New |
$4.86K - $5.17K
|
435
$10.4K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
365+ 17.63% |
$4.08K - $4.34K
|
2.44K
$58.4K
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
213+ 1.83% |
$2.38K - $2.53K
|
11.9K
$285K
|
|
|
Nov 01, 2021
Q3 2021
|
Xml Financial, LLC
|
BUY
|
- |
188+ 1.71% |
$2.1K - $2.23K
|
11.2K
$269K
|
|
|
Oct 29, 2021
Q3 2021
|
Good Life Advisors, LLC
|
BUY
|
- |
89+ 0.64% |
$995 - $1.06K
|
14K
$336K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
61+ 0.46% |
$682 - $725
|
13.3K
$319K
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
22+ 0.06% |
$246 - $261
|
38.7K
$928K
|
|
|
Nov 18, 2021
Q3 2021
|
Cribstone Capital Management, LLC
Augusta, ME |
BUY
|
- |
15New |
$168 - $178
|
15
$360
|
|
|
Nov 12, 2021
Q3 2021
|
Mc Carthy Asset Management, Inc.
|
BUY
|
- |
11+ 1.76% |
$123 - $131
|
637
$15.3K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4+ 0.03% |
$44.7 - $47.5
|
12.6K
$302K
|
|
|
Nov 12, 2021
Q3 2021
|
Assetmark, Inc
|
BUY
|
- |
1New |
$11.2 - $11.9
|
1
$24
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-90- 0.39% |
$1.01K - $1.07K
|
23.1K
$555K
|
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-241Closed |
$2.69K - $2.86K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-281Closed |
$3.14K - $3.34K
|
0
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-300- 0.81% |
$3.35K - $3.56K
|
37K
$887K
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-600- 2.44% |
$6.71K - $7.13K
|
24K
$576K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-608- 0.25% |
$6.8K - $7.22K
|
247K
$5.92M
|
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
SELL
|
- |
-1KClosed |
$11.2K - $11.9K
|
0
$0
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
-1KClosed |
$11.2K - $11.9K
|
0
$0
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-1.69K- 60.52% |
$18.8K - $20K
|
1.1K
$26.4K
|
|
|
Nov 15, 2021
Q3 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-4.64K- 9.47% |
$51.9K - $55.1K
|
44.4K
$1.06M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-7.53KClosed |
$84.2K - $89.5K
|
0
$0
|