Purchases and Sales Made in Q3 2022 in Gladstone Capital Corp (GLAD)
This table provides information about the institutional ownership of Gladstone Capital Corp (GLAD) during Q3 2022. The information is specifically focused on institutions that hold shares of GLADSTONE CAPITAL CORP.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
94.1KNew |
$790K - $1.03M
|
94.1K
$2.26M
|
|
Nov 14, 2022
Q3 2022
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
49.6KNew |
$417K - $546K
|
49.6K
$1.19M
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
23.2K+ 6.87% |
$195K - $255K
|
361K
$8.66M
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
22.3K+ 11.02% |
$187K - $245K
|
224K
$5.38M
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16K+ 5.42% |
$134K - $176K
|
312K
$7.48M
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
9.63K+ 20.61% |
$80.8K - $106K
|
56.3K
$1.35M
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.72K+ 2.39% |
$31.2K - $40.9K
|
159K
$3.82M
|
|
Nov 04, 2022
Q3 2022
|
Simplex Trading, LLC
|
BUY
|
- |
3.69KNew |
$31K - $40.6K
|
3.69K
$88.5K
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
3.39K+ 94.03% |
$28.4K - $37.2K
|
6.99K
$168K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.79KNew |
$23.4K - $30.6K
|
2.79K
$66.8K
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.24K+ 6.74% |
$18.8K - $24.6K
|
35.5K
$851K
|
|
Oct 13, 2022
Q3 2022
|
Brookstone Capital Management
|
BUY
|
- |
2.24K+ 3.13% |
$18.8K - $24.6K
|
73.7K
$1.77M
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
1.8K+ 54.55% |
$15.1K - $19.8K
|
5.1K
$122K
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.16K+ 2.56% |
$9.72K - $12.7K
|
46.4K
$1.11M
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
1K+ 6.46% |
$8.39K - $11K
|
16.5K
$395K
|
|
Oct 11, 2022
Q3 2022
|
Davenport & CO LLC
|
BUY
|
- |
1K+ 4.66% |
$8.39K - $11K
|
22.5K
$539K
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
752+ 5.98% |
$6.31K - $8.26K
|
13.3K
$320K
|
|
Oct 13, 2022
Q3 2022
|
Good Life Advisors, LLC
|
BUY
|
- |
280+ 1.97% |
$2.35K - $3.08K
|
14.5K
$347K
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
248New |
$2.08K - $2.73K
|
248
$5.95K
|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
244+ 2.07% |
$2.05K - $2.68K
|
12K
$289K
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-155- 1.0% |
$1.3K - $1.7K
|
15.3K
$368K
|
|
Oct 18, 2022
Q3 2022
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-208- 0.43% |
$1.75K - $2.29K
|
47.9K
$1.15M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-228- 1.87% |
$1.91K - $2.51K
|
11.9K
$286K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-300- 2.38% |
$2.52K - $3.3K
|
12.3K
$295K
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-941- 33.39% |
$7.89K - $10.3K
|
1.88K
$45K
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-953- 5.43% |
$8K - $10.5K
|
16.6K
$398K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.73K- 13.4% |
$14.5K - $19.1K
|
11.2K
$269K
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.89K- 6.13% |
$15.8K - $20.7K
|
28.9K
$693K
|
|
Nov 09, 2022
Q3 2022
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-1.9K- 21.5% |
$15.9K - $20.9K
|
6.94K
$166K
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-2.11K- 5.18% |
$17.7K - $23.2K
|
38.6K
$927K
|
|
Nov 14, 2022
Q3 2022
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-2.15K- 5.7% |
$18K - $23.6K
|
35.5K
$852K
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-3K- 8.11% |
$25.2K - $33K
|
34K
$816K
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-3.02K- 11.07% |
$25.4K - $33.2K
|
24.3K
$582K
|
|
Nov 14, 2022
Q3 2022
|
Mckinley Capital Management LLC
|
SELL
|
- |
-3.16K- 3.31% |
$26.5K - $34.7K
|
92.1K
$2.21M
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.59K- 1.93% |
$30.1K - $39.4K
|
183K
$4.38M
|
|
Oct 11, 2022
Q3 2022
|
Novare Capital Management LLC
|
SELL
|
- |
-3.63K- 6.66% |
$30.4K - $39.8K
|
50.8K
$1.22M
|
|
Dec 13, 2022
Q3 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-5K- 23.47% |
$42K - $55K
|
16.3K
$391K
|
|
Nov 14, 2022
Q3 2022
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-5.6K- 2.53% |
$47K - $61.5K
|
216K
$5.17M
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-6.18K- 15.72% |
$51.8K - $67.9K
|
33.1K
$795K
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-6.63K- 31.87% |
$55.6K - $72.8K
|
14.2K
$340K
|
|
Nov 10, 2022
Q3 2022
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-17.4KClosed |
$146K - $191K
|
0
$0
|
|
Oct 07, 2022
Q3 2022
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-17.6K- 25.84% |
$148K - $194K
|
50.6K
$1.21M
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-32.6K- 69.93% |
$273K - $358K
|
14K
$336K
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-44.5K- 17.86% |
$373K - $489K
|
204K
$4.9M
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-45.6K- 81.21% |
$383K - $501K
|
10.6K
$253K
|
|
Nov 14, 2022
Q3 2022
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-68K- 40.27% |
$571K - $748K
|
101K
$2.42M
|
|
Nov 14, 2022
Q3 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-285K- 74.23% |
$2.39M - $3.14M
|
99K
$2.38M
|