Latest Institutional Transactions on Guggenheim Strategic Opportunities Fund (GOF)
This table provides information on the latest institutional transactions involving Guggenheim Strategic Opportunities Fund (GOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 12, 2026
Q4 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
35+ 2.91% |
$449 - $527
|
1.24K
$16K
|
|
|
Jan 12, 2026
Q4 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
498New |
$6.39K - $7.5K
|
498
$6.43K
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
SELL
|
- |
-8K- 22.47% |
$103K - $121K
|
27.6K
$356K
|
|
|
Jan 12, 2026
Q4 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
7.75K+ 12.65% |
$99.4K - $117K
|
69K
$890K
|
|
|
Jan 12, 2026
Q4 2025
|
David J Yvars Group
|
SELL
|
- |
-973- 4.29% |
$12.5K - $14.7K
|
21.7K
$280K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.9KNew |
$140K - $164K
|
10.9K
$141K
|
|
|
Jan 08, 2026
Q4 2025
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-84.8K- 89.45% |
$1.09M - $1.28M
|
10K
$129K
|
|
|
Jan 08, 2026
Q4 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
7.06K+ 64.32% |
$90.6K - $106K
|
18K
$233K
|
|
|
Jan 08, 2026
Q4 2025
|
Capital Cs Group, LLC
|
BUY
|
- |
6.4K+ 30.11% |
$82.1K - $96.5K
|
27.7K
$357K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.68K+ 4.55% |
$47.2K - $55.5K
|
84.6K
$1.09M
|
|
|
Jan 07, 2026
Q4 2025
|
Parisi Gray Wealth Management
|
SELL
|
- |
-5.23K- 10.42% |
$67.1K - $78.8K
|
45K
$581K
|
|
|
Jan 06, 2026
Q4 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
1.26K+ 2.76% |
$16.1K - $18.9K
|
46.8K
$605K
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
133KNew |
$1.7M - $2M
|
133K
$1.71M
|
|
| Q3 2025 | |||||||
|
Jan 06, 2026
Q3 2025
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-3.79K- 9.08% |
$56K - $57.4K
|
37.9K
$489K
|
|
|
Dec 22, 2025
Q3 2025
|
Pmg Family Office LLC
Plano, TX |
BUY
|
- |
56.3KNew |
$833K - $853K
|
56.3K
$727K
|
|
|
Nov 26, 2025
Q3 2025
|
Strategic Advocates LLC
Logan, UT |
BUY
|
- |
1.08KNew |
$16K - $16.4K
|
1.08K
$14K
|
|
|
Nov 21, 2025
Q3 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-999- 20.7% |
$14.8K - $15.1K
|
3.83K
$49.4K
|
|
|
Nov 19, 2025
Q3 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
3.67K+ 46.76% |
$54.3K - $55.6K
|
11.5K
$149K
|
|
|
Nov 19, 2025
Q3 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-788- 1.58% |
$11.7K - $11.9K
|
49.2K
$635K
|
|
|
Nov 18, 2025
Q3 2025
|
Advisory Services Network, LLC
|
BUY
|
- |
5.63KNew |
$83.3K - $85.2K
|
5.63K
$72.6K
|
|
|
Nov 17, 2025
Q3 2025
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-2.48K- 79.53% |
$36.7K - $37.6K
|
639
$8.25K
|
|
|
Nov 17, 2025
Q3 2025
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-2.92K- 62.34% |
$43.1K - $44.2K
|
1.76K
$22.7K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-46.6K- 8.47% |
$690K - $707K
|
504K
$6.51M
|
|
|
Nov 14, 2025
Q3 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
859K+ 11.77% |
$12.7M - $13M
|
8.16M
$105M
|
|
|
Nov 14, 2025
Q3 2025
|
Great Valley Advisor Group, Inc.
|
SELL
|
- |
-7.29K- 4.88% |
$108K - $110K
|
142K
$1.83M
|
|
|
Nov 14, 2025
Q3 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
229KNew |
$3.39M - $3.47M
|
229K
$2.96M
|
|
|
Nov 14, 2025
Q3 2025
|
Wiley Bros. Aintree Capital, LLC
|
BUY
|
- |
3.99K+ 36.35% |
$59.1K - $60.5K
|
15K
$193K
|
|
|
Nov 14, 2025
Q3 2025
|
Larson Financial Group LLC
|
BUY
|
- |
4.02K+ 175.4% |
$59.5K - $60.9K
|
6.32K
$81.5K
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Wealth Management, Inc.
San Ramon, CA |
BUY
|
- |
84+ 0.39% |
$1.24K - $1.27K
|
21.8K
$281K
|
|
|
Nov 14, 2025
Q3 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.71K+ 11.3% |
$114K - $117K
|
75.9K
$980K
|
|
|
Nov 14, 2025
Q3 2025
|
Summit Financial, LLC
Parsippany, NJ |
BUY
|
- |
25.9KNew |
$384K - $393K
|
25.9K
$335K
|
|
|
Nov 14, 2025
Q3 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.18K+ 3.92% |
$17.4K - $17.8K
|
31.2K
$403K
|
|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
30.1K+ 3.76% |
$446K - $456K
|
831K
$10.7M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
181K+ 23.45% |
$2.68M - $2.74M
|
952K
$12.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-10K- 2.88% |
$148K - $152K
|
337K
$4.35M
|
|
|
Nov 14, 2025
Q3 2025
|
Capital Analysts, LLC
Fort Washington, PA |
BUY
|
- |
5K+ 24.14% |
$74K - $75.7K
|
25.7K
$332K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
22.1K+ 28.11% |
$327K - $334K
|
101K
$1.3M
|
|
|
Nov 14, 2025
Q3 2025
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1K+ 8.3% |
$14.8K - $15.2K
|
13.1K
$169K
|
|
|
Nov 14, 2025
Q3 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
9+ 0.01% |
$133 - $136
|
71.4K
$922K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
28.6K+ 13.75% |
$423K - $433K
|
236K
$3.05M
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
10.4K+ 9.67% |
$154K - $158K
|
118K
$1.53M
|
|
|
Nov 14, 2025
Q3 2025
|
Triumph Capital Management
|
BUY
|
- |
5.69KNew |
$84.1K - $86.1K
|
5.69K
$73.4K
|
|
|
Nov 14, 2025
Q3 2025
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-682- 3.88% |
$10.1K - $10.3K
|
16.9K
$218K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrity Alliance, Llc.
Urbandale, IA |
BUY
|
- |
310KNew |
$4.58M - $4.69M
|
310K
$4M
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-251K- 26.23% |
$3.72M - $3.81M
|
707K
$9.13M
|
|
|
Nov 14, 2025
Q3 2025
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-880- 3.91% |
$13K - $13.3K
|
21.6K
$279K
|
|
|
Nov 14, 2025
Q3 2025
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-4.63K- 8.18% |
$68.5K - $70.1K
|
51.9K
$670K
|
|
|
Nov 14, 2025
Q3 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
525K+ 77.29% |
$7.77M - $7.95M
|
1.2M
$15.5M
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
3.18K+ 6.58% |
$47K - $48.1K
|
51.4K
$664K
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-415- 3.77% |
$6.14K - $6.29K
|
10.6K
$137K
|
|