Latest Institutional Transactions on Guggenheim Strategic Opportunities Fund (GOF)
This table provides information on the latest institutional transactions involving Guggenheim Strategic Opportunities Fund (GOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Creative Planning
Overland Park, KS |
BUY
|
- |
19.5K+ 194.06% |
$289K - $296K
|
29.6K
$382K
|
|
|
Nov 14, 2025
Q3 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
2.28KNew |
$33.7K - $34.5K
|
2.28K
$29.4K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-10.8K- 5.39% |
$159K - $163K
|
189K
$2.44M
|
|
|
Nov 13, 2025
Q3 2025
|
Tennessee Valley Asset Management Partners
|
BUY
|
- |
142KNew |
$2.1M - $2.15M
|
142K
$1.83M
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.71K+ 51.25% |
$69.8K - $71.4K
|
13.9K
$180K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
58.3K+ 3.83% |
$863K - $884K
|
1.58M
$20.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-123- 0.1% |
$1.82K - $1.86K
|
129K
$1.66M
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
BUY
|
- |
460+ 1.5% |
$6.81K - $6.97K
|
31.1K
$401K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
656New |
$9.71K - $9.94K
|
656
$8.47K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
86.9KNew |
$1.29M - $1.32M
|
86.9K
$1.12M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.1K- 36.07% |
$253K - $259K
|
30.3K
$391K
|
|
|
Nov 12, 2025
Q3 2025
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
10.9KNew |
$161K - $165K
|
10.9K
$140K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
349K+ 17.0% |
$5.16M - $5.29M
|
2.4M
$31M
|
|
|
Nov 12, 2025
Q3 2025
|
Ifg Advisory, LLC
|
BUY
|
- |
8.35K+ 9.31% |
$124K - $127K
|
98K
$1.27M
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
8.1K+ 5.57% |
$120K - $123K
|
154K
$1.98M
|
|
|
Nov 12, 2025
Q3 2025
|
Mosaic Family Wealth Partners, LLC
St. Louis, MO |
SELL
|
- |
-11.3K- 4.99% |
$168K - $172K
|
216K
$2.79M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
966+ 8.76% |
$14.3K - $14.6K
|
12K
$155K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-122- 0.96% |
$1.81K - $1.85K
|
12.6K
$163K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.66K+ 2.81% |
$54.1K - $55.4K
|
134K
$1.72M
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
55.5K+ 23.48% |
$821K - $840K
|
292K
$3.76M
|
|
|
Nov 12, 2025
Q3 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
12.6KNew |
$186K - $190K
|
12.6K
$162K
|
|
|
Nov 12, 2025
Q3 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
747+ 107.48% |
$11.1K - $11.3K
|
1.44K
$18.6K
|
|
|
Nov 12, 2025
Q3 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
3.32K+ 6.34% |
$49.1K - $50.3K
|
55.7K
$719K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
79.4K+ 10.72% |
$1.18M - $1.2M
|
820K
$10.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
BUY
|
- |
5.85KNew |
$86.6K - $88.6K
|
5.85K
$75.5K
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
29.7K+ 28.95% |
$439K - $450K
|
132K
$1.71M
|
|
|
Nov 12, 2025
Q3 2025
|
Perennial Investment Advisors, LLC
Los Angeles, CA |
BUY
|
- |
2.93K+ 15.05% |
$43.4K - $44.5K
|
22.4K
$289K
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
10.5K+ 37.66% |
$156K - $160K
|
38.5K
$497K
|
|
|
Nov 12, 2025
Q3 2025
|
Insigneo Advisory Services, LLC
Miami, FL |
BUY
|
- |
4K+ 12.06% |
$59.2K - $60.6K
|
37.2K
$480K
|
|
|
Nov 12, 2025
Q3 2025
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
6New |
$88.8 - $90.9
|
6
$77.5
|
|
|
Nov 10, 2025
Q3 2025
|
Vestmark Advisory Solutions, Inc.
|
BUY
|
- |
229KNew |
$3.39M - $3.47M
|
229K
$2.96M
|
|
|
Nov 10, 2025
Q3 2025
|
Mai Capital Management
|
SELL
|
- |
-3.11K- 94.71% |
$46.1K - $47.2K
|
174
$2.25K
|
|
|
Nov 10, 2025
Q3 2025
|
Cary Street Partners Financial LLC
Richmond, VA |
BUY
|
- |
101KNew |
$1.5M - $1.54M
|
101K
$1.31M
|
|
|
Nov 10, 2025
Q3 2025
|
Buska Wealth Management, LLC
Wausau, WI |
BUY
|
- |
6.65K+ 20.41% |
$98.5K - $101K
|
39.2K
$507K
|
|
|
Nov 10, 2025
Q3 2025
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
2.07K+ 2.69% |
$30.6K - $31.3K
|
78.9K
$1.02M
|
|
|
Nov 10, 2025
Q3 2025
|
Verus Capital Partners, LLC
Scottsdale, AZ |
BUY
|
- |
394K+ 21.0% |
$5.83M - $5.97M
|
2.27M
$29.3M
|
|
|
Nov 07, 2025
Q3 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
4.33K+ 3.86% |
$64.1K - $65.6K
|
117K
$1.5M
|
|
|
Nov 07, 2025
Q3 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
44.9K+ 31.77% |
$665K - $681K
|
186K
$2.41M
|
|
|
Nov 07, 2025
Q3 2025
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
10.8K+ 2.42% |
$159K - $163K
|
456K
$5.88M
|
|
|
Nov 07, 2025
Q3 2025
|
Jacobi Capital Management LLC
|
BUY
|
- |
2.43K+ 7.97% |
$36K - $36.9K
|
33K
$426K
|
|
|
Nov 07, 2025
Q3 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
4.2K+ 28.89% |
$62.2K - $63.6K
|
18.7K
$242K
|
|
|
Nov 07, 2025
Q3 2025
|
Richmond Brothers, Inc.
Jackson, MI |
SELL
|
- |
-9.07K- 3.81% |
$134K - $137K
|
229K
$2.96M
|
|
|
Nov 06, 2025
Q3 2025
|
Aspect Partners, LLC
Fairfax, VA |
BUY
|
- |
1.81KNew |
$26.8K - $27.4K
|
1.81K
$23.4K
|
|
|
Nov 06, 2025
Q3 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-3.03K- 7.16% |
$44.9K - $45.9K
|
39.3K
$507K
|
|
|
Nov 06, 2025
Q3 2025
|
Wedbush Securities Inc
|
BUY
|
- |
2.04K+ 1.15% |
$30.1K - $30.8K
|
179K
$2.31M
|
|
|
Nov 06, 2025
Q3 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
790+ 7.49% |
$11.7K - $12K
|
11.3K
$146K
|
|
|
Nov 06, 2025
Q3 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.99K- 6.89% |
$29.5K - $30.2K
|
26.9K
$348K
|
|
|
Nov 05, 2025
Q3 2025
|
Western Wealth Management, LLC
|
BUY
|
- |
128+ 0.35% |
$1.89K - $1.94K
|
36.9K
$477K
|
|
|
Nov 05, 2025
Q3 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.61K+ 7.12% |
$53.4K - $54.7K
|
54.3K
$701K
|
|
|
Nov 05, 2025
Q3 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
SELL
|
- |
-494- 3.67% |
$7.31K - $7.48K
|
13K
$167K
|
|