Latest Institutional Transactions on Guggenheim Strategic Opportunities Fund (GOF)
This table provides information on the latest institutional transactions involving Guggenheim Strategic Opportunities Fund (GOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 05, 2025
Q3 2025
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
22.9K+ 27.3% |
$338K - $346K
|
107K
$1.38M
|
|
|
Nov 05, 2025
Q3 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
16.7K+ 3.92% |
$247K - $252K
|
441K
$5.7M
|
|
|
Nov 04, 2025
Q3 2025
|
Illumine Investment Management, LLC
Poulsbo, WA |
BUY
|
- |
9.04K+ 4.17% |
$134K - $137K
|
226K
$2.92M
|
|
|
Nov 04, 2025
Q3 2025
|
Tsfg, LLC
|
SELL
|
- |
-384- 3.23% |
$5.68K - $5.82K
|
11.5K
$149K
|
|
|
Nov 04, 2025
Q3 2025
|
Mutual Advisors, LLC
Casper, WY |
BUY
|
- |
1.53K+ 1.65% |
$22.6K - $23.1K
|
94.1K
$1.21M
|
|
|
Nov 04, 2025
Q3 2025
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
80.5KNew |
$1.19M - $1.22M
|
80.5K
$1.04M
|
|
|
Nov 04, 2025
Q3 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
25K+ 126.65% |
$370K - $379K
|
44.8K
$578K
|
|
|
Nov 04, 2025
Q3 2025
|
Flynn Zito Capital Management, LLC
|
BUY
|
- |
69.6K+ 75.15% |
$1.03M - $1.05M
|
162K
$2.09M
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
66K+ 9.03% |
$977K - $1M
|
797K
$10.3M
|
|
|
Nov 03, 2025
Q3 2025
|
Disciplined Investments, LLC
Tulsa, OK |
BUY
|
- |
2.26K+ 9.17% |
$33.4K - $34.2K
|
26.9K
$347K
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
BUY
|
- |
108K+ 34.19% |
$1.6M - $1.64M
|
424K
$5.48M
|
|
|
Nov 03, 2025
Q3 2025
|
Ae Wealth Management LLC
|
BUY
|
- |
7.03K+ 29.21% |
$104K - $107K
|
31.1K
$402K
|
|
|
Nov 03, 2025
Q3 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
9.66K+ 74.87% |
$143K - $146K
|
22.6K
$291K
|
|
|
Nov 03, 2025
Q3 2025
|
Smith Asset Management Co., LLC
Chiefland, FL |
BUY
|
- |
31.2K+ 44.06% |
$461K - $472K
|
102K
$1.32M
|
|
|
Oct 31, 2025
Q3 2025
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
8.34K+ 11.32% |
$123K - $126K
|
82.1K
$1.06M
|
|
|
Oct 31, 2025
Q3 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1- 0.01% |
$14.8 - $15.2
|
15.9K
$206K
|
|
|
Oct 31, 2025
Q3 2025
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.64K- 8.7% |
$39.1K - $40K
|
27.7K
$358K
|
|
|
Oct 31, 2025
Q3 2025
|
Sovran Advisors, LLC
San Diego, CA |
SELL
|
- |
-7.24K- 8.96% |
$107K - $110K
|
73.6K
$951K
|
|
|
Oct 30, 2025
Q3 2025
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
5.38K+ 24.83% |
$79.6K - $81.5K
|
27K
$349K
|
|
|
Oct 29, 2025
Q3 2025
|
J.Safra Asset Management Corp
|
BUY
|
- |
843New |
$12.5K - $12.8K
|
843
$10.9K
|
|
|
Oct 28, 2025
Q3 2025
|
Presper Financial Architects, LLC
Akron, OH |
SELL
|
- |
-2.27K- 4.49% |
$33.6K - $34.4K
|
48.3K
$623K
|
|
|
Oct 27, 2025
Q3 2025
|
Retirement Planning Group
|
BUY
|
- |
158K+ 137.31% |
$2.35M - $2.4M
|
274K
$3.54M
|
|
|
Oct 27, 2025
Q3 2025
|
Eastern Bank
|
BUY
|
- |
4K+ 98.21% |
$59.2K - $60.6K
|
8.07K
$104K
|
|
|
Oct 27, 2025
Q3 2025
|
Janney Montgomery Scott LLC
|
BUY
|
- |
85.7K+ 30.22% |
$1.27M - $1.3M
|
369K
$4.77M
|
|
|
Oct 23, 2025
Q3 2025
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-20.4K- 9.16% |
$302K - $309K
|
202K
$2.61M
|
|
|
Oct 23, 2025
Q3 2025
|
Spire Wealth Management
|
SELL
|
- |
-8.99K- 92.56% |
$133K - $136K
|
722
$9.32K
|
|
|
Oct 23, 2025
Q3 2025
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
1K+ 4.91% |
$14.8K - $15.2K
|
21.4K
$276K
|
|
|
Oct 22, 2025
Q3 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-69.1K- 23.0% |
$1.02M - $1.05M
|
231K
$2.99M
|
|
|
Oct 22, 2025
Q3 2025
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-6.54K- 31.11% |
$96.8K - $99.1K
|
14.5K
$187K
|
|
|
Oct 22, 2025
Q3 2025
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-112K- 48.69% |
$1.66M - $1.7M
|
118K
$1.52M
|
|
|
Oct 22, 2025
Q3 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
203+ 0.34% |
$3K - $3.08K
|
59.2K
$765K
|
|
|
Oct 22, 2025
Q3 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-2.25K- 4.72% |
$33.3K - $34.1K
|
45.4K
$586K
|
|
|
Oct 21, 2025
Q3 2025
|
Elm3 Financial Group, LLC
Alpharetta, GA |
SELL
|
- |
-92- 0.67% |
$1.36K - $1.39K
|
13.6K
$175K
|
|
|
Oct 21, 2025
Q3 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
1.79K+ 12.35% |
$26.5K - $27.1K
|
16.3K
$210K
|
|
|
Oct 21, 2025
Q3 2025
|
Discipline Wealth Solutions, LLC
Greenville, SC |
BUY
|
- |
35.9KNew |
$532K - $544K
|
35.9K
$464K
|
|
|
Oct 21, 2025
Q3 2025
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
74+ 0.38% |
$1.1K - $1.12K
|
19.5K
$251K
|
|
|
Oct 20, 2025
Q3 2025
|
Jb Capital LLC
|
BUY
|
- |
118+ 0.48% |
$1.75K - $1.79K
|
24.9K
$322K
|
|
|
Oct 20, 2025
Q3 2025
|
Merit Financial Group, LLC
|
BUY
|
- |
487+ 1.86% |
$7.21K - $7.38K
|
26.6K
$344K
|
|
|
Oct 20, 2025
Q3 2025
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
365New |
$5.4K - $5.53K
|
365
$4.71K
|
|
|
Oct 17, 2025
Q3 2025
|
Encompass More Asset Management
Danville, CA |
BUY
|
- |
2.53K+ 10.34% |
$37.4K - $38.3K
|
27K
$348K
|
|
|
Oct 16, 2025
Q3 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
10.9K+ 46.85% |
$161K - $165K
|
34.1K
$440K
|
|
|
Oct 15, 2025
Q3 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.12K- 12.5% |
$31.4K - $32.2K
|
14.9K
$192K
|
|
|
Oct 15, 2025
Q3 2025
|
Brookstone Capital Management
|
SELL
|
- |
-7.39K- 13.12% |
$109K - $112K
|
48.9K
$631K
|
|
|
Oct 14, 2025
Q3 2025
|
Highline Wealth Partners LLC
Sherman Oaks, CA |
BUY
|
- |
250New |
$3.7K - $3.79K
|
250
$3.23K
|
|
|
Oct 09, 2025
Q3 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
7.4K+ 38.3% |
$110K - $112K
|
26.7K
$345K
|
|
|
Oct 09, 2025
Q3 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
38.8K+ 8.96% |
$575K - $589K
|
473K
$6.1M
|
|
|
Oct 08, 2025
Q3 2025
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
3.63K+ 18.1% |
$53.7K - $55K
|
23.7K
$306K
|
|
|
Oct 08, 2025
Q3 2025
|
Fiduciary Alliance LLC
Greenville, SC |
BUY
|
- |
11.6K+ 26.71% |
$171K - $175K
|
54.9K
$709K
|
|
| Q2 2025 | |||||||
|
Jan 07, 2026
Q2 2025
|
Aventura Private Wealth, LLC
Aventura, FL |
SELL
|
- |
-1.3KClosed |
$17.9K - $20.4K
|
0
$0
|
|
|
Dec 18, 2025
Q2 2025
|
Danske Bank A/S
Copenhagen K, G7 |
SELL
|
- |
-1Closed |
$13.7 - $15.7
|
0
$0
|
|