Latest Institutional Transactions on Guggenheim Strategic Opportunities Fund (GOF)
This table provides information on the latest institutional transactions involving Guggenheim Strategic Opportunities Fund (GOF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2021
Q4 2020
|
Barclays PLC
London, X0 |
SELL
|
- |
-278Closed |
$4.86K - $5.4K
|
0
$0
|
|
|
Feb 04, 2021
Q4 2020
|
Advisor Net Financial, Inc
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Family Management Corp
New York, NY |
SELL
|
- |
-19.9KClosed |
$337K - $367K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-500Closed |
$8.48K - $9.23K
|
0
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Sawtooth Solutions, LLC
|
SELL
|
- |
-20.6KClosed |
$350K - $381K
|
0
$0
|
|
|
Oct 27, 2020
Q3 2020
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.5KClosed |
$25.4K - $27.7K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-500- 3.18% |
$7.26K - $8.76K
|
15.2K
$238K
|
|
|
Aug 14, 2020
Q2 2020
|
Mbe Wealth Management, LLC
|
SELL
|
- |
-350Closed |
$5.08K - $6.13K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-17.9KClosed |
$260K - $314K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-300Closed |
$4.35K - $5.25K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-26KClosed |
$378K - $456K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-450Closed |
$6.53K - $7.88K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 04, 2020
Q4 2019
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-3.41KClosed |
$61.1K - $67.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Sws Partners
|
BUY
|
- |
78KNew |
$1.45M - $1.63M
|
78K
$1.22M
|
|
|
Oct 15, 2019
Q3 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-71Closed |
$1.32K - $1.48K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
SELL
|
- |
-737Closed |
$14.5K - $15.1K
|
0
$0
|
|
|
Aug 12, 2019
Q2 2019
|
Bruderman Asset Management, LLC
Locust Valley, NY |
SELL
|
- |
-4.41KClosed |
$86.5K - $90.5K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Lincoln National Corp
|
SELL
|
- |
-12.3KClosed |
$241K - $252K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-14KClosed |
$275K - $287K
|
0
$0
|
|
|
Jul 29, 2019
Q2 2019
|
Sg Americas Securities, LLC
|
SELL
|
- |
-30.1KClosed |
$590K - $617K
|
0
$0
|
|
|
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1New |
$19.6 - $20.5
|
1
$15.6
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.97KClosed |
$38.6K - $40.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-60.4KClosed |
$1.14M - $1.24M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Jefferies Group LLC
New York, NY |
SELL
|
- |
-39.3KClosed |
$739K - $804K
|
0
$0
|
|
|
May 08, 2019
Q1 2019
|
Wealthspire Advisors, LLC
New York, NY |
SELL
|
- |
-696Closed |
$13.1K - $14.2K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 06, 2020
Q4 2018
|
Gill Capital Partners, LLC
Denver, CO |
BUY
|
- |
13.8KNew |
$238K - $295K
|
13.8K
$215K
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-24.6KClosed |
$426K - $526K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-10.6KClosed |
$184K - $228K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-1.32KClosed |
$27.1K - $29.3K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Ubs Asset Management Americas Inc
Chicago, IL |
SELL
|
- |
-3Closed |
$61.7 - $66.9
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
79.2KNew |
$1.63M - $1.77M
|
79.2K
$1.24M
|
|
|
Nov 14, 2018
Q3 2018
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
100New |
$2.06K - $2.23K
|
100
$1.56K
|
|
|
Oct 09, 2018
Q3 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-38.9KClosed |
$800K - $867K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Archford Capital Strategies, LLC
|
SELL
|
- |
-100Closed |
$2.02K - $2.2K
|
0
$0
|
|
|
Aug 14, 2018
Q2 2018
|
Virtue Capital Management, LLC
Brentwood, TN |
SELL
|
- |
-732Closed |
$14.8K - $16.1K
|
0
$0
|
|
|
Aug 06, 2018
Q2 2018
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-10.5KClosed |
$211K - $229K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-276Closed |
$5.82K - $6.01K
|
0
$0
|
|
| Q4 2016 | |||||||
|
Sep 13, 2021
Q4 2016
|
Sargent Bickham Lagudis LLC
|
SELL
|
- |
-500Closed |
N/A
|
0
$0
|
|