Purchases and Sales Made in Q1 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q1 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1K+ 6.83% |
$15.6K - $17.3K
|
15.6K
$247K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
1KNew |
$15.6K - $17.3K
|
1K
$15.8K
|
|
|
Apr 20, 2023
Q1 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
701+ 3.14% |
$10.9K - $12.1K
|
23.1K
$364K
|
|
|
Jun 05, 2023
Q1 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
583+ 2.68% |
$9.07K - $10.1K
|
22.4K
$353K
|
|
|
May 15, 2023
Q1 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
398+ 2.36% |
$6.19K - $6.89K
|
17.2K
$272K
|
|
|
Jun 20, 2023
Q1 2023
|
Oliver Lagore Vanvalin Investment Group
Flint, MI |
BUY
|
- |
395New |
$6.15K - $6.83K
|
395
$6.23K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
368+ 3.02% |
$5.73K - $6.37K
|
12.6K
$198K
|
|
|
May 11, 2023
Q1 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
311New |
$4.84K - $5.38K
|
311
$4.9K
|
|
|
May 04, 2023
Q1 2023
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
282+ 1.82% |
$4.39K - $4.88K
|
15.8K
$249K
|
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
200New |
$3.11K - $3.46K
|
200
$3.15K
|
|
|
May 15, 2023
Q1 2023
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
160New |
$2.49K - $2.77K
|
160
$2.52K
|
|
|
Apr 24, 2023
Q1 2023
|
Merit Financial Group, LLC
|
BUY
|
- |
155+ 0.66% |
$2.41K - $2.68K
|
23.5K
$371K
|
|
|
May 09, 2023
Q1 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
82New |
$1.28K - $1.42K
|
82
$1.29K
|
|
|
May 03, 2023
Q1 2023
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
67+ 1.88% |
$1.04K - $1.16K
|
3.63K
$57.2K
|
|
|
Oct 13, 2023
Q1 2023
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
47+ 3.33% |
$731 - $813
|
1.46K
$23K
|
|
|
Apr 25, 2023
Q1 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
12+ 0.14% |
$187 - $208
|
8.82K
$139K
|
|
|
Apr 19, 2023
Q1 2023
|
David J Yvars Group
|
BUY
|
- |
8+ 0.01% |
$124 - $138
|
57.8K
$912K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 19, 2023
Q1 2023
|
Retirement Planning Group
|
SELL
|
- |
-14- 0.08% |
$218 - $242
|
17.1K
$269K
|
|
|
May 12, 2023
Q1 2023
|
Capital Market Strategies LLC
|
SELL
|
- |
-102- 0.34% |
$1.59K - $1.76K
|
30.1K
$475K
|
|
|
Apr 17, 2023
Q1 2023
|
Gradient Investments LLC
|
SELL
|
- |
-125- 7.72% |
$1.95K - $2.16K
|
1.5K
$23.6K
|
|
|
May 15, 2023
Q1 2023
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-158- 1.02% |
$2.46K - $2.73K
|
15.4K
$242K
|
|
|
Apr 20, 2023
Q1 2023
|
Main Street Financial Solutions, LLC
|
SELL
|
- |
-167- 1.15% |
$2.6K - $2.89K
|
14.4K
$227K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-250- 4.48% |
$3.89K - $4.33K
|
5.33K
$84K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-259- 0.12% |
$4.03K - $4.48K
|
210K
$3.31M
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-300- 34.88% |
$4.67K - $5.19K
|
560
$8.83K
|
|
|
May 11, 2023
Q1 2023
|
Garden State Investment Advisory Services LLC
Red Bank, NJ |
SELL
|
- |
-815- 1.41% |
$12.7K - $14.1K
|
56.8K
$896K
|
|
|
Apr 20, 2023
Q1 2023
|
Lvz, Inc.
|
SELL
|
- |
-950- 4.0% |
$14.8K - $16.4K
|
22.8K
$360K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-1.03K- 4.5% |
$16.1K - $17.9K
|
21.9K
$346K
|
|
|
Apr 20, 2023
Q1 2023
|
Catalyst Private Wealth, LLC
|
SELL
|
- |
-1.21K- 10.43% |
$18.8K - $20.9K
|
10.4K
$164K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.24K- 17.92% |
$19.3K - $21.4K
|
5.67K
$89.4K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.55K- 2.58% |
$24.1K - $26.7K
|
58.5K
$922K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.63K- 3.58% |
$25.3K - $28.1K
|
43.7K
$689K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
SELL
|
- |
-1.8K- 22.89% |
$28K - $31.2K
|
6.07K
$95.7K
|
|
|
Apr 24, 2023
Q1 2023
|
Semus Wealth Partners LLC
Boca Raton, FL |
SELL
|
- |
-1.94K- 3.09% |
$30.2K - $33.6K
|
60.9K
$961K
|
|
|
May 03, 2023
Q1 2023
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
SELL
|
- |
-2.55K- 1.31% |
$39.7K - $44.2K
|
192K
$3.03M
|
|
|
Apr 20, 2023
Q1 2023
|
Clear Creek Financial Management, LLC
|
SELL
|
- |
-3.56K- 23.21% |
$55.4K - $61.6K
|
11.8K
$186K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
SELL
|
- |
-4.01K- 15.95% |
$62.3K - $69.3K
|
21.1K
$333K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-4.22K- 5.96% |
$65.6K - $73K
|
66.6K
$1.05M
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.37K- 6.77% |
$68K - $75.7K
|
60.2K
$949K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.11K- 5.52% |
$79.4K - $88.3K
|
87.4K
$1.38M
|
|
|
May 03, 2023
Q1 2023
|
Raymond James Trust N.A.
|
SELL
|
- |
-5.21K- 10.7% |
$81K - $90.1K
|
43.5K
$686K
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.54K- 28.88% |
$86.2K - $95.9K
|
13.6K
$215K
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
SELL
|
- |
-6.22K- 95.93% |
$96.8K - $108K
|
264
$4.16K
|
|
|
May 05, 2023
Q1 2023
|
Destination Wealth Management
|
SELL
|
- |
-8.6K- 29.94% |
$134K - $149K
|
20.1K
$317K
|
|
|
Apr 20, 2023
Q1 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-9.23K- 39.9% |
$144K - $160K
|
13.9K
$219K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-12.6K- 23.47% |
$196K - $218K
|
41.2K
$649K
|
|
|
Aug 30, 2023
Q1 2023
|
Western Wealth Management, LLC
|
SELL
|
- |
-15.1K- 17.46% |
$236K - $262K
|
71.6K
$1.13M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-15.3K- 6.9% |
$238K - $265K
|
206K
$3.25M
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-16.6K- 66.94% |
$258K - $287K
|
8.19K
$129K
|