Purchases and Sales Made in Q1 2023 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q1 2023. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-17.9K- 25.32% |
$279K - $310K
|
52.9K
$823K
|
|
|
May 12, 2023
Q1 2023
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-19.6K- 18.1% |
$305K - $339K
|
88.8K
$1.38M
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-34.7K- 7.41% |
$539K - $600K
|
433K
$6.74M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-39.5K- 7.95% |
$615K - $684K
|
457K
$7.12M
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-53.6K- 12.86% |
$834K - $927K
|
363K
$5.65M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-57.9K- 12.21% |
$901K - $1M
|
417K
$6.48M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-63.7K- 1.65% |
$991K - $1.1M
|
3.8M
$59.1M
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-72.6K- 13.02% |
$1.13M - $1.26M
|
485K
$7.54M
|
|
|
May 15, 2023
Q1 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-72.9K- 53.6% |
$1.13M - $1.26M
|
63.1K
$982K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-91.8K- 29.67% |
$1.43M - $1.59M
|
218K
$3.39M
|
|
|
May 10, 2023
Q1 2023
|
Richmond Brothers, Inc.
Jackson, MI |
SELL
|
- |
-125K- 28.15% |
$1.94M - $2.16M
|
319K
$4.96M
|
|
|
May 05, 2023
Q1 2023
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-148K- 21.36% |
$2.3M - $2.56M
|
544K
$8.47M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-149K- 17.79% |
$2.31M - $2.57M
|
687K
$10.7M
|