Purchases and Sales Made in Q4 2021 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2021. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
16.4K+ 28.64% |
$293K - $338K
|
73.5K
$1.16M
|
|
|
Feb 08, 2022
Q4 2021
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
16.1KNew |
$287K - $331K
|
16.1K
$253K
|
|
|
Jan 21, 2022
Q4 2021
|
Clear Creek Financial Management, LLC
|
BUY
|
- |
15.1KNew |
$270K - $312K
|
15.1K
$238K
|
|
|
Feb 11, 2022
Q4 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
14.3KNew |
$255K - $294K
|
14.3K
$225K
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
13.1K+ 42.98% |
$235K - $270K
|
43.6K
$688K
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
12.3K+ 364.34% |
$219K - $253K
|
15.6K
$246K
|
|
|
Feb 14, 2022
Q4 2021
|
Marks Group Wealth Management, Inc
Minnetonka, MN |
BUY
|
- |
12K+ 6.73% |
$215K - $248K
|
190K
$3M
|
|
|
Jan 20, 2022
Q4 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
11.9K+ 89.42% |
$214K - $246K
|
25.3K
$399K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11KNew |
$197K - $227K
|
11K
$174K
|
|
|
Feb 14, 2022
Q4 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
11K+ 27.24% |
$197K - $227K
|
51.3K
$810K
|
|
|
Feb 14, 2022
Q4 2021
|
Fsa Wealth Management LLC
Needham, MA |
BUY
|
- |
10.8KNew |
$194K - $224K
|
10.8K
$171K
|
|
|
Feb 07, 2022
Q4 2021
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
10.6KNew |
$189K - $218K
|
10.6K
$167K
|
|
|
Feb 11, 2022
Q4 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
10.1KNew |
$181K - $209K
|
10.1K
$160K
|
|
|
Jan 26, 2022
Q4 2021
|
Creative Financial Designs Inc
|
BUY
|
- |
10KNew |
$179K - $206K
|
10K
$158K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9.81K+ 127.64% |
$176K - $202K
|
17.5K
$276K
|
|
|
Jan 14, 2022
Q4 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
9.77K+ 398.74% |
$175K - $202K
|
12.2K
$193K
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
9.47KNew |
$169K - $195K
|
9.47K
$149K
|
|
|
Jan 18, 2022
Q4 2021
|
David J Yvars Group
|
BUY
|
- |
8.94KNew |
$160K - $184K
|
8.94K
$141K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
8.25K+ 75.37% |
$148K - $170K
|
19.2K
$303K
|
|
|
Feb 02, 2022
Q4 2021
|
Missouri Trust & Investment CO
Springfield, MO |
BUY
|
- |
7.83KNew |
$140K - $161K
|
7.83K
$123K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
7.75K+ 54.51% |
$139K - $160K
|
22K
$346K
|
|
|
Jan 27, 2022
Q4 2021
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
7.18K+ 63.02% |
$128K - $148K
|
18.6K
$293K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
7.02K+ 20.19% |
$126K - $145K
|
41.8K
$659K
|
|
|
Apr 27, 2022
Q4 2021
|
High Net Worth Advisory Group LLC
Naples, FL |
BUY
|
- |
6.4KNew |
$115K - $132K
|
6.4K
$101K
|
|
|
Jan 24, 2022
Q4 2021
|
Bard Financial Services, Inc.
|
BUY
|
- |
5.62K+ 49.78% |
$100K - $116K
|
16.9K
$266K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
5.34K+ 41.84% |
$95.5K - $110K
|
18.1K
$285K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
5.18KNew |
$92.6K - $107K
|
5.18K
$81.6K
|
|
|
Feb 02, 2022
Q4 2021
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
4.83K+ 30.7% |
$86.4K - $99.6K
|
20.6K
$324K
|
|
|
Feb 09, 2022
Q4 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
4.59K+ 42.26% |
$82K - $94.6K
|
15.4K
$243K
|
|
|
Feb 11, 2022
Q4 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
4.05K+ 4.91% |
$72.4K - $83.4K
|
86.4K
$1.36M
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
4.01K+ 129.29% |
$71.7K - $82.7K
|
7.11K
$112K
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
BUY
|
- |
3.85K+ 35.16% |
$68.9K - $79.4K
|
14.8K
$233K
|
|
|
Jan 26, 2022
Q4 2021
|
Strategic Asset Management, LLC
|
BUY
|
- |
2.09K+ 693.36% |
$37.3K - $43.1K
|
2.39K
$37.7K
|
|
|
Feb 14, 2022
Q4 2021
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
2KNew |
$35.8K - $41.3K
|
2K
$31.5K
|
|
|
Jan 19, 2022
Q4 2021
|
Syverson Strege & CO
West Des Moines, IA |
BUY
|
- |
1.78KNew |
$31.8K - $36.7K
|
1.78K
$28K
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.64K+ 15.0% |
$29.3K - $33.8K
|
12.5K
$198K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
1.58K+ 10.66% |
$28.2K - $32.6K
|
16.4K
$259K
|
|
|
Jan 18, 2022
Q4 2021
|
Catalyst Private Wealth, LLC
|
BUY
|
- |
1.58K+ 11.94% |
$28.2K - $32.5K
|
14.8K
$233K
|
|
|
Oct 13, 2023
Q4 2021
|
Wfa Asset Management Corp
Whitefish Bay, WI |
BUY
|
- |
1.25KNew |
$22.3K - $25.7K
|
1.25K
$19.7K
|
|
|
Feb 24, 2022
Q4 2021
|
Rovin Capital
|
BUY
|
- |
969+ 8.54% |
$17.3K - $20K
|
12.3K
$194K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
846New |
$15.1K - $17.5K
|
846
$13.3K
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
745+ 3.08% |
$13.3K - $15.4K
|
24.9K
$393K
|
|
|
Feb 15, 2022
Q4 2021
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
260+ 0.48% |
$4.65K - $5.36K
|
54.1K
$853K
|
|
|
Feb 11, 2022
Q4 2021
|
Us Bancorp \De\
|
BUY
|
- |
186+ 17.22% |
$3.33K - $3.84K
|
1.27K
$20K
|
|
|
Feb 01, 2022
Q4 2021
|
Ellis Investment Partners, LLC
|
BUY
|
- |
117New |
$2.09K - $2.41K
|
117
$1.85K
|
|
|
Feb 14, 2022
Q4 2021
|
Merit Financial Group, LLC
|
BUY
|
- |
114+ 0.46% |
$2.04K - $2.35K
|
24.8K
$392K
|
|
|
Feb 09, 2022
Q4 2021
|
Horan Securities, Inc.
|
BUY
|
- |
66New |
$1.18K - $1.36K
|
66
$1.04K
|
|
|
Jan 28, 2022
Q4 2021
|
Widmann Financial Services, Inc.
|
BUY
|
- |
44New |
$787 - $908
|
44
$694
|
|
|
Jan 09, 2024
Q4 2021
|
Financial Perspectives, Inc
Minneapolis, MN |
BUY
|
- |
35New |
$626 - $722
|
35
$552
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
BUY
|
- |
1New |
$17.9 - $20.6
|
1
$15.8
|