Purchases and Sales Made in Q4 2025 in Guggenheim Strategic Opportunities Fund (GOF)
This table provides information about the institutional ownership of Guggenheim Strategic Opportunities Fund (GOF) during Q4 2025. The information is specifically focused on institutions that hold shares of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 23, 2026
Q4 2025
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
280K+ 1047.86% |
$3.59M - $4.22M
|
307K
$3.96M
|
|
|
Jan 05, 2026
Q4 2025
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
133KNew |
$1.7M - $2M
|
133K
$1.71M
|
|
|
Jan 14, 2026
Q4 2025
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
110KNew |
$1.41M - $1.66M
|
110K
$1.42M
|
|
|
Jan 20, 2026
Q4 2025
|
Secure Asset Management, LLC
|
BUY
|
- |
73K+ 15.46% |
$937K - $1.1M
|
546K
$7.04M
|
|
|
Jan 16, 2026
Q4 2025
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
18KNew |
$230K - $271K
|
18K
$232K
|
|
|
Jan 23, 2026
Q4 2025
|
Annex Advisory Services, LLC
|
BUY
|
- |
15.2KNew |
$195K - $229K
|
15.2K
$196K
|
|
|
Jan 08, 2026
Q4 2025
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.9KNew |
$140K - $164K
|
10.9K
$141K
|
|
|
Jan 26, 2026
Q4 2025
|
Discipline Wealth Solutions, LLC
Greenville, SC |
BUY
|
- |
9.55K+ 26.59% |
$123K - $144K
|
45.5K
$587K
|
|
|
Jan 26, 2026
Q4 2025
|
United Advisor Group, LLC
Cincinnati, OH |
BUY
|
- |
8.98K+ 71.54% |
$115K - $135K
|
21.5K
$278K
|
|
|
Jan 12, 2026
Q4 2025
|
Focus Financial Network, Inc.
Minneapolis, MN |
BUY
|
- |
7.75K+ 12.65% |
$99.4K - $117K
|
69K
$890K
|
|
|
Jan 08, 2026
Q4 2025
|
Firethorn Wealth Partners, LLC
|
BUY
|
- |
7.06K+ 64.32% |
$90.6K - $106K
|
18K
$233K
|
|
|
Jan 08, 2026
Q4 2025
|
Capital Cs Group, LLC
|
BUY
|
- |
6.4K+ 30.11% |
$82.1K - $96.5K
|
27.7K
$357K
|
|
|
Jan 08, 2026
Q4 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.68K+ 4.55% |
$47.2K - $55.5K
|
84.6K
$1.09M
|
|
|
Jan 21, 2026
Q4 2025
|
Petra Financial Advisors Inc
Colorado Srpings, CO |
BUY
|
- |
2.49K+ 0.55% |
$31.9K - $37.5K
|
458K
$5.92M
|
|
|
Jan 23, 2026
Q4 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
1.53K+ 5869.23% |
$19.6K - $23K
|
1.55K
$20K
|
|
|
Jan 26, 2026
Q4 2025
|
Cwm, LLC
|
BUY
|
- |
1.5KNew |
$19.2K - $22.6K
|
1.5K
$19.4K
|
|
|
Jan 06, 2026
Q4 2025
|
Mallini Complete Financial Planning LLC
Gainesville, FL |
BUY
|
- |
1.26K+ 2.76% |
$16.1K - $18.9K
|
46.8K
$605K
|
|
|
Jan 23, 2026
Q4 2025
|
Assetmark, Inc
|
BUY
|
- |
1.06KNew |
$13.5K - $15.9K
|
1.06K
$13.6K
|
|
|
Jan 20, 2026
Q4 2025
|
Jb Capital LLC
|
BUY
|
- |
949+ 3.81% |
$12.2K - $14.3K
|
25.9K
$334K
|
|
|
Jan 12, 2026
Q4 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
498New |
$6.39K - $7.5K
|
498
$6.43K
|
|
|
Jan 12, 2026
Q4 2025
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
35+ 2.91% |
$449 - $527
|
1.24K
$16K
|
|
|
Jan 12, 2026
Q4 2025
|
David J Yvars Group
|
SELL
|
- |
-973- 4.29% |
$12.5K - $14.7K
|
21.7K
$280K
|
|
|
Jan 14, 2026
Q4 2025
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.71K- 11.54% |
$22K - $25.8K
|
13.1K
$170K
|
|
|
Jan 15, 2026
Q4 2025
|
Brookstone Capital Management
|
SELL
|
- |
-1.84K- 3.76% |
$23.6K - $27.7K
|
47K
$607K
|
|
|
Jan 26, 2026
Q4 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-2.39K- 2.91% |
$30.7K - $36K
|
79.7K
$1.03M
|
|
|
Jan 15, 2026
Q4 2025
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-4.2K- 22.41% |
$53.9K - $63.3K
|
14.5K
$188K
|
|
|
Jan 07, 2026
Q4 2025
|
Parisi Gray Wealth Management
|
SELL
|
- |
-5.23K- 10.42% |
$67.1K - $78.8K
|
45K
$581K
|
|
|
Jan 12, 2026
Q4 2025
|
Davenport & CO LLC
|
SELL
|
- |
-8K- 22.47% |
$103K - $121K
|
27.6K
$356K
|
|
|
Jan 23, 2026
Q4 2025
|
Choreo, LLC
Minneapolis, MN |
SELL
|
- |
-12.2K- 17.65% |
$157K - $184K
|
57.1K
$737K
|
|
|
Jan 20, 2026
Q4 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-16.8K- 42.72% |
$215K - $253K
|
22.5K
$291K
|
|
|
Jan 20, 2026
Q4 2025
|
Sovran Advisors, LLC
San Diego, CA |
SELL
|
- |
-18K- 24.39% |
$230K - $271K
|
55.7K
$719K
|
|
|
Jan 21, 2026
Q4 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-19.8K- 4.48% |
$254K - $298K
|
422K
$5.44M
|
|
|
Jan 13, 2026
Q4 2025
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-31.6K- 69.68% |
$406K - $477K
|
13.8K
$178K
|
|
|
Jan 08, 2026
Q4 2025
|
Gridiron Partners, LLC
Wexford, PA |
SELL
|
- |
-84.8K- 89.45% |
$1.09M - $1.28M
|
10K
$129K
|
|