Guggenheim Active Allocation Fund GUG

Institutional shares held 9.36 Million

0 calls

0 puts

Total value of holdings $140M

$0 calls

$0 puts

Market Cap N/A

Institutional ownership N/A

# of Institutions 62

We take great care to ensure that the data presented and summarized in this overview for Guggenheim Active Allocation Fund is accurate and up-to-date, based on a comprehensive analysis of 13F filing forms for institutional ownership and form 4 filings for insider transactions. Please note that this data may differ from other sources and should not be relied upon as the sole basis for investment decisions.

Quarterly Institutional Activity in GUG

Shares Bought

Shares Sold

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Top Institutions Holding GUG

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Latest Institutional Activity in GUG

Top Purchases

Q1 2025

Truist Financial Corp Shares Held: 10.9K ($163K)

10.9K Shares purchased

New Holding

Q1 2025

Nelson, Van Denburg & Campbell Wealth Management Group, LLC Shares Held: 11.7K ($175K)

6.19K Shares purchased

113.0% Added

Q1 2025

Aviance Capital Partners, LLC Shares Held: 24.4K ($366K)

5.01K Shares purchased

25.79% Added

Q1 2025

Oppenheimer & CO Inc Shares Held: 88.1K ($1.32M)

4.35K Shares purchased

5.19% Added

Q1 2025

Envestnet Asset Management Inc Shares Held: 28.6K ($429K)

2.33K Shares purchased

8.87% Added

View All Buyers

Top Sells

Q1 2025

Pfg Investments, LLC Shares Held: 12.6K ($188K)

6.3K Shares sold

33.42% Reduced

Q1 2025

Davenport & CO LLC Shares Held: 24K ($360K)

1.19K Shares sold

4.74% Reduced

Q4 2024

Cohen & Steers, Inc. Shares Held: 786K ($11.8M)

158K Shares sold

16.74% Reduced

Q4 2024

Royal Bank Of Canada Shares Held: 462K ($6.93M)

58.4K Shares sold

11.21% Reduced

Q4 2024

Bank Of America Corp Shares Held: 576K ($8.64M)

23.4K Shares sold

3.9% Reduced

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About GUG

Insider Transactions at GUG

Insider Transaction List

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Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Date	Insider	Transaction	Ownership Type	Shares Traded	Value / Price
Apr 01 2025	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	1,500 +9.92%	$22,500 $15.1 P/Share
Oct 03 2024	Randall C Barnes	SELL Open market or private sale	Direct	500 -0.76%	$8,000 $16.45 P/Share
Sep 03 2024	Angela Brock Kyle	BUY Open market or private purchase	Direct	909 +7.12%	$13,635 $15.95 P/Share
Apr 01 2024	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	194 +1.73%	$2,716 $14.65 P/Share
Jan 30 2024	Randall C Barnes	BUY Open market or private purchase	Direct	385 +0.58%	$5,390 $14.5 P/Share
Dec 29 2023	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	200 +1.85%	$2,800 $14.66 P/Share
Dec 13 2023	Randall C Barnes	BUY Open market or private purchase	Direct	5,880 +8.24%	$76,440 $13.92 P/Share
Dec 08 2023	Randall C Barnes	BUY Open market or private purchase	Direct	2,000 +3.25%	$28,000 $14.07 P/Share
Dec 07 2023	Randall C Barnes	BUY Open market or private purchase	Direct	7,725 +11.83%	$108,150 $14.12 P/Share
Dec 06 2023	Randall C Barnes	BUY Open market or private purchase	Direct	14,705 +22.79%	$205,870 $14.01 P/Share
Dec 05 2023	Randall C Barnes	BUY Open market or private purchase	Direct	6,000 +14.59%	$78,000 $13.92 P/Share
Nov 30 2023	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	200 +1.9%	$2,600 $13.73 P/Share
Nov 30 2023	Randall C Barnes	BUY Open market or private purchase	Direct	1,000 +3.32%	$13,000 $13.85 P/Share
Oct 31 2023	Randall C Barnes	BUY Open market or private purchase	Direct	1,000 +3.43%	$12,000 $12.99 P/Share
Oct 31 2023	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	220 +2.15%	$2,860 $13.04 P/Share
Oct 23 2023	Angela Brock Kyle	BUY Open market or private purchase	Direct	775 +25.67%	$9,300 $12.89 P/Share
Sep 29 2023	Ronald E Toupin Jr	BUY Open market or private purchase	Direct	215 +2.17%	$2,795 $13.54 P/Share
Sep 29 2023	Randall C Barnes	BUY Open market or private purchase	Direct	1,784 +6.17%	$23,192 $13.58 P/Share
Sep 05 2023	Randall C Barnes	BUY Open market or private purchase	Direct	1,390 +5.2%	$18,070 $13.98 P/Share
Sep 01 2023	Randall C Barnes	BUY Open market or private purchase	Direct	333 +1.37%	$4,662 $14.1 P/Share

View All Transactions

Last 12 Months Summary

Buy / Acquisition

2.41K Shares

From 2 Insiders

Open market or private purchase	2.41K shares

Sell / Disposition

500 Shares

From 1 Insiders

Open market or private sale	500 shares

Institutional Portfolio Updates

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Insider Trading

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Operation

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Value

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Type

P - Open market or private purchase×

S - Open market or private sale×

V - Transaction voluntarily reported earlier than required×

A - Grant, award, or other acquisition×

D - Sale (or disposition) back to the issuer×

F - Payment of exercise price or tax liability×

I - Discretionary transaction×

M - Exercise of conversion of derivative security×

C - Conversion of derivative security×

E - Expiration of short derivative position×

H - Expiration (or cancellation) of long derivative position with value received×

O - Exercise of out-of-the-money derivative securities×

X - Exercise of in-the-money or at-the-money derivatives securities×

G - Bona fide gift×

L - Small Acquisition×

W - Acquisition or disposition by will or laws×

Z - Deposit into or withdrawal from voting trust×

J - Other acquisition or disposition×

K - Transaction in equity swap or similar instrument×

U - Disposition due to a tender of shares in a change of control transaction×

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Guggenheim Active Allocation Fund GUG

Quarterly Institutional Activity in GUG

Top Institutions Holding GUG

Latest Institutional Activity in GUG

Top Purchases

Top Sells

About GUG

Insider Transactions at GUG

Insider Transaction List

Last 12 Months Summary

Track Institutional and Insider Activities on GUG

Institutional Portfolio Updates

Insider Trading

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