Latest Institutional Transactions on Guggenheim Active Allocation Fund (GUG)
This table provides information on the latest institutional transactions involving Guggenheim Active Allocation Fund (GUG) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-8.63K- 20.0% |
$111K - $137K
|
34.5K
$524K
|
|
|
Oct 24, 2022
Q3 2022
|
Trust CO Of Vermont
|
BUY
|
- |
1.25KNew |
$16K - $19.9K
|
1.25K
$19K
|
|
|
Oct 17, 2022
Q3 2022
|
Prosperity Consulting Group, LLC
|
BUY
|
- |
10KNew |
$128K - $159K
|
10K
$152K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
1.5KNew |
$20.7K - $26.5K
|
1.5K
$22.8K
|
|
|
Aug 15, 2022
Q2 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
103KNew |
$1.43M - $1.83M
|
103K
$1.57M
|
|
|
Aug 15, 2022
Q2 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
SELL
|
- |
-4.75KClosed |
$65.6K - $83.9K
|
0
$0
|
|
|
Aug 04, 2022
Q2 2022
|
Ifg Advisory, LLC
|
BUY
|
- |
15KNew |
$207K - $265K
|
15K
$228K
|
|
| Q1 2022 | |||||||
|
Apr 20, 2022
Q1 2022
|
Marcum Wealth, LLC
|
SELL
|
- |
-25KClosed |
$413K - $502K
|
0
$0
|
|