Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 57 institutions that hold shares in the stock, with a total of 11 Million shares, which have been reported (via 13F filing form) to have a value of $166 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Morgan Stanley
New York, NY |
Nov 14, 2025 Q3 2025 |
2,778,263
shares
|
$42.1 Million
0.0% of portfolio
|
Q3 2025
Added 7.64%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Nov 13, 2025 Q3 2025 |
950,000
shares
|
$14.4 Million
0.11% of portfolio
|
Q3 2023
Added 49.65%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
Nov 13, 2025 Q3 2025 |
897,526
shares
|
$13.6 Million
0.05% of portfolio
|
Q3 2025
Added 16.43%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Nov 06, 2025 Q3 2025 |
894,988
shares
|
$13.6 Million
0.25% of portfolio
|
Q3 2025
Added 12.01%
|
|
|
Cohen & Steers, Inc.
New York, NY |
Nov 14, 2025 Q3 2025 |
748,149
shares
|
$11.3 Million
0.02% of portfolio
|
Q3 2025
Added 0.94%
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
Nov 13, 2025 Q3 2025 |
692,164
shares
|
$10.5 Million
0.02% of portfolio
|
Q3 2025
Reduced 11.39%
|
|
|
Bank Of America Corp
Charlotte, NC |
Nov 14, 2025 Q3 2025 |
678,199
shares
|
$10.3 Million
0.0% of portfolio
|
Q3 2025
Reduced 26.34%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Nov 14, 2025 Q3 2025 |
676,297
shares
|
$10.3 Million
0.0% of portfolio
|
Q3 2025
Added 4.05%
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Nov 14, 2025 Q3 2025 |
531,688
shares
|
$8.07 Million
0.0% of portfolio
|
Q2 2025
Reduced 0.49%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Nov 13, 2025 Q3 2025 |
275,772
shares
|
$4.18 Million
0.0% of portfolio
|
Q3 2025
Added 7.76%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
249,825
shares
|
$3.79 Million
0.0% of portfolio
|
Q3 2024
Added 48.02%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
178,877
shares
|
$2.71 Million
0.0% of portfolio
|
Q3 2024
Added 39.25%
|
|
|
Corrado Advisors, LLC
Ramsey, NJ |
Nov 03, 2025 Q3 2025 |
172,335
shares
|
$2.61 Million
2.03% of portfolio
|
Q3 2025
Added 3.08%
|
|
|
Kovitz Investment Group Partners, LLC
|
Nov 10, 2025 Q3 2025 |
160,263
shares
|
$2.43 Million
0.01% of portfolio
|
Q3 2025
Reduced 13.46%
|
|
|
Steward Partners Investment Advisory, LLC
|
Nov 12, 2025 Q3 2025 |
120,933
shares
|
$1.83 Million
0.01% of portfolio
|
Q3 2025
Added 59.47%
|
|
|
Kestra Advisory Services, LLC
|
Nov 13, 2025 Q3 2025 |
98,455
shares
|
$1.49 Million
0.01% of portfolio
|
Q3 2025
Added 2.34%
|
|
|
Oppenheimer & CO Inc
New York, NY |
Nov 05, 2025 Q3 2025 |
89,495
shares
|
$1.36 Million
0.02% of portfolio
|
Q3 2025
Reduced 1.61%
|
|
|
Invesco Ltd.
Atlanta, GA |
Nov 13, 2025 Q3 2025 |
74,097
shares
|
$1.12 Million
0.0% of portfolio
|
Q3 2025
Added 22.7%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Nov 14, 2025 Q3 2025 |
50,280
shares
|
$762,747
0.0% of portfolio
|
Q3 2025
Reduced 3.83%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Nov 12, 2025 Q3 2025 |
49,474
shares
|
$750,520
0.0% of portfolio
|
Q3 2025
Reduced 24.56%
|
|
|
Golden State Equity Partners
South Coast Metro, CA |
Oct 21, 2025 Q3 2025 |
45,330
shares
|
$687,656
0.12% of portfolio
|
Q3 2025
Added 14.11%
|
|
|
J.W. Cole Advisors, Inc.
|
Nov 04, 2025 Q3 2025 |
39,399
shares
|
$597,682
0.01% of portfolio
|
Q3 2025
Added 2.59%
|
|
|
Concurrent Investment Advisors, LLC
Tampa, FL |
Oct 27, 2025 Q3 2025 |
36,307
shares
|
$550,777
0.01% of portfolio
|
Q3 2025
Added 29.94%
|
|
|
Hightower 6 M Holding, LLC
|
Oct 25, 2022 Q3 2022 |
34,544
shares
|
$524,032
0.04% of portfolio
|
Q3 2022
Reduced 20.0%
|
|
|
Aviance Capital Partners, LLC
Naples, FL |
Oct 28, 2025 Q3 2025 |
30,452
shares
|
$461,956
0.06% of portfolio
|
Q3 2025
Added 5.76%
|
|