Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 62 institutions that hold shares in the stock, with a total of 9.34 Million shares, which have been reported (via 13F filing form) to have a value of $140 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|
Morgan Stanley
New York, NY |
Feb 14, 2025 Q4 2024 |
2,410,013
shares
|
$36.1 Million
0.0% of portfolio
|
Q4 2024
Added 18.36%
|
|
|
Guggenheim Capital LLC
Chicago, IL |
Feb 13, 2025 Q4 2024 |
950,000
shares
|
$14.2 Million
0.12% of portfolio
|
Q3 2023
Added 49.65%
|
|
|
Cohen & Steers, Inc.
New York, NY |
Feb 13, 2025 Q4 2024 |
786,149
shares
|
$11.8 Million
0.02% of portfolio
|
Q4 2024
Reduced 16.74%
|
|
|
Baird Financial Group, Inc.
Milwaukee, WI |
Feb 14, 2025 Q4 2024 |
735,643
shares
|
$11 Million
0.02% of portfolio
|
Q4 2024
Added 5.86%
|
|
|
Advisors Asset Management, Inc.
Monument, CO |
Feb 10, 2025 Q4 2024 |
595,115
shares
|
$8.92 Million
0.17% of portfolio
|
Q4 2024
Added 22.18%
|
|
|
Bank Of America Corp
Charlotte, NC |
Feb 14, 2025 Q4 2024 |
576,436
shares
|
$8.64 Million
0.0% of portfolio
|
Q4 2024
Reduced 3.9%
|
|
|
Raymond James Financial Inc
St. Petersburg, FL |
Feb 06, 2025 Q4 2024 |
506,700
shares
|
$7.6 Million
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Royal Bank Of Canada
Toronto, A6 |
Feb 14, 2025 Q4 2024 |
462,272
shares
|
$6.93 Million
0.0% of portfolio
|
Q4 2024
Reduced 11.21%
|
|
|
Pathstone Holdings, LLC
Englewood, NJ |
Feb 14, 2025 Q4 2024 |
328,473
shares
|
$4.92 Million
0.02% of portfolio
|
Q4 2024
Added 49.06%
|
|
|
Wells Fargo & Company
San Francisco, CA |
Feb 12, 2025 Q4 2024 |
251,604
shares
|
$3.77 Million
0.0% of portfolio
|
Q4 2024
Reduced 0.53%
|
|
|
Raymond James & Associates
St Petersburg, FL |
Oct 18, 2024 Q3 2024 |
249,825
shares
|
$3.74 Million
0.0% of portfolio
|
Q3 2024
Added 48.02%
|
|
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
Oct 18, 2024 Q3 2024 |
178,877
shares
|
$2.68 Million
0.0% of portfolio
|
Q3 2024
Added 39.25%
|
|
|
Corrado Advisors, LLC
Ramsey, NJ |
May 01, 2025 Q1 2025 |
162,224
shares
|
$2.43 Million
2.22% of portfolio
|
Q1 2025
Added 0.87%
|
|
|
Kovitz Investment Group Partners, LLC
|
Feb 14, 2025 Q4 2024 |
157,875
shares
|
$2.37 Million
0.01% of portfolio
|
Q4 2024
Added 127.42%
|
|
|
Kestra Advisory Services, LLC
|
Feb 10, 2025 Q4 2024 |
96,110
shares
|
$1.44 Million
0.01% of portfolio
|
Q4 2024
New holding
|
|
|
Oppenheimer & CO Inc
New York, NY |
Apr 22, 2025 Q1 2025 |
88,120
shares
|
$1.32 Million
0.02% of portfolio
|
Q1 2025
Added 5.19%
|
|
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
Feb 07, 2025 Q4 2024 |
60,233
shares
|
$902,892
0.0% of portfolio
|
Q4 2024
Added 0.0%
|
|
|
Stifel Financial Corp
St. Louis, MO |
Feb 13, 2025 Q4 2024 |
55,192
shares
|
$827,328
0.0% of portfolio
|
Q4 2024
Added 0.73%
|
|
|
Ubs Group Ag
|
Feb 14, 2025 Q4 2024 |
49,047
shares
|
$735,214
0.0% of portfolio
|
Q4 2024
Added 273.72%
|
|
|
Journey Strategic Wealth LLC
Summit, NJ |
Jan 24, 2025 Q4 2024 |
37,142
shares
|
$556,758
0.02% of portfolio
|
Q4 2024
Reduced 19.24%
|
|
|
Hightower 6 M Holding, LLC
|
Oct 25, 2022 Q3 2022 |
34,544
shares
|
$517,814
0.04% of portfolio
|
Q3 2022
Reduced 20.0%
|
|
|
Walleye Capital LLC
Plymouth, MN |
Feb 13, 2025 Q4 2024 |
33,815
shares
|
$506,886
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
High Tower Advisors, LLC
Chicago, IL |
Feb 07, 2025 Q4 2024 |
32,336
shares
|
$484,716
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Envestnet Asset Management Inc
|
Apr 29, 2025 Q1 2025 |
28,601
shares
|
$428,728
0.0% of portfolio
|
Q1 2025
Added 8.87%
|
|
|
J.W. Cole Advisors, Inc.
|
May 05, 2025 Q1 2025 |
26,891
shares
|
$403,096
0.01% of portfolio
|
Q1 2025
Reduced 38.33%
|