Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 57 institutions that hold shares in the stock, with a total of 11 Million shares, which have been reported (via 13F filing form) to have a value of $166 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
Pensionmark Financial Group, LLC
Santa Barbara, CA |
Oct 15, 2025 Q3 2025 |
30,156
shares
|
$457,466
0.01% of portfolio
|
Q3 2025
New holding
|
|
|
Envestnet Asset Management Inc
|
Nov 04, 2025 Q3 2025 |
28,483
shares
|
$432,087
0.0% of portfolio
|
Q3 2025
Reduced 12.36%
|
|
|
Journey Strategic Wealth LLC
Summit, NJ |
Nov 12, 2025 Q3 2025 |
27,539
shares
|
$417,766
0.01% of portfolio
|
Q2 2025
Reduced 6.77%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Nov 12, 2025 Q3 2025 |
27,130
shares
|
$411,562
0.0% of portfolio
|
Q3 2025
Added 9.31%
|
|
|
Davenport & CO LLC
|
Oct 15, 2025 Q3 2025 |
24,327
shares
|
$369,040
0.0% of portfolio
|
Q3 2025
Added 1.34%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Nov 14, 2025 Q3 2025 |
23,075
shares
|
$350,047
0.0% of portfolio
|
Q3 2025
Added 6.11%
|
|
|
Rockefeller Capital Management L.P.
New York, NY |
Nov 14, 2025 Q3 2025 |
22,143
shares
|
$335,909
0.0% of portfolio
|
Q3 2025
Added 2.3%
|
|
|
Ubs Group Ag
|
Nov 13, 2025 Q3 2025 |
18,568
shares
|
$281,676
0.0% of portfolio
|
Q3 2025
Reduced 68.4%
|
|
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
Oct 26, 2023 Q3 2023 |
18,516
shares
|
$280,887
0.01% of portfolio
|
Q3 2023
New holding
|
|
|
Raymond James Trust N.A.
|
Nov 12, 2024 Q3 2024 |
17,830
shares
|
$270,481
0.01% of portfolio
|
Q2 2024
Added 64.85%
|
|
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
Nov 12, 2025 Q3 2025 |
17,330
shares
|
$262,896
0.0% of portfolio
|
Q3 2025
Reduced 9.05%
|
|
|
Mgb Wealth Management, LLC
Addison, TX |
Nov 12, 2025 Q3 2025 |
15,908
shares
|
$241,324
0.07% of portfolio
|
Q3 2025
Added 45.66%
|
|
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
Oct 09, 2025 Q3 2025 |
14,402
shares
|
$218,478
0.01% of portfolio
|
Q3 2025
Reduced 46.27%
|
|
|
Creative Planning
Overland Park, KS |
Nov 14, 2025 Q3 2025 |
13,900
shares
|
$210,863
0.0% of portfolio
|
Q3 2025
New holding
|
|
|
Wedbush Securities Inc
|
Nov 06, 2025 Q3 2025 |
13,585
shares
|
$206,084
0.01% of portfolio
|
Q3 2025
Reduced 10.28%
|
|
|
Commonwealth Equity Services, LLC
|
Oct 22, 2025 Q3 2025 |
11,705
shares
|
$177,564
0.0% of portfolio
|
Q3 2025
Reduced 2.98%
|
|
|
Nordwand Advisors, LLC
Radnor, PA |
Oct 29, 2025 Q3 2025 |
11,500
shares
|
$174,455
0.03% of portfolio
|
Q1 2025
Reduced 30.3%
|
|
|
Walleye Capital LLC
Plymouth, MN |
Nov 14, 2025 Q3 2025 |
11,497
shares
|
$174,409
0.0% of portfolio
|
Q3 2025
Reduced 29.12%
|
|
|
Wetherby Asset Management Inc
San Francisco, CA |
Nov 14, 2025 Q3 2025 |
11,232
shares
|
$170,389
0.01% of portfolio
|
Q3 2025
Reduced 52.39%
|
|
|
Brinker Capital Investments, LLC
|
Nov 12, 2025 Q3 2025 |
10,925
shares
|
$165,732
0.0% of portfolio
|
Q3 2025
Reduced 4.59%
|
|
|
South State Corp
|
Nov 05, 2025 Q3 2025 |
8,425
shares
|
$127,807
0.01% of portfolio
|
Q4 2024
New holding
|
|
|
Annis Gardner Whiting Capital Advisors, LLC
Tampa, FL |
Nov 03, 2025 Q3 2025 |
7,500
shares
|
$113,775
0.02% of portfolio
|
Q3 2024
New holding
|
|
|
Geneos Wealth Management Inc.
|
Oct 22, 2025 Q3 2025 |
3,000
shares
|
$45,510
0.0% of portfolio
|
Q2 2025
Added 100.0%
|
|
|
Larson Financial Group LLC
|
Nov 14, 2025 Q3 2025 |
3,000
shares
|
$45,510
0.0% of portfolio
|
Q2 2025
New holding
|
|
|
Jpmorgan Chase & CO
New York, NY |
Nov 26, 2025 Q3 2025 |
2,199
shares
|
$33,358
0.0% of portfolio
|
Q3 2025
Added 299.82%
|
|