Institutional Ownership Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG). We have compiled data on the 60 institutions that hold shares in the stock, with a total of 9.66 Million shares, which have been reported (via 13F filing form) to have a value of $150 Million.
| Holding | Report Date | shares Held | Holding Value (Reported) | Last Trade | Trade History |
|---|---|---|---|---|---|
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
Jan 24, 2025 Q4 2024 |
26,802
shares
|
$414,894
0.01% of portfolio
|
Q3 2024
Reduced 63.13%
|
|
|
Concurrent Investment Advisors, LLC
Tampa, FL |
Feb 03, 2025 Q4 2024 |
26,550
shares
|
$410,994
0.01% of portfolio
|
Q4 2024
Added 13.55%
|
|
|
Envestnet Asset Management Inc
|
Feb 12, 2025 Q4 2024 |
26,271
shares
|
$406,675
0.0% of portfolio
|
Q4 2024
Added 7.48%
|
|
|
Davenport & CO LLC
|
Jan 24, 2025 Q4 2024 |
25,200
shares
|
$390,096
0.0% of portfolio
|
Q4 2024
Reduced 3.82%
|
|
|
Rockefeller Capital Management L.P.
New York, NY |
Feb 13, 2025 Q4 2024 |
23,366
shares
|
$361,705
0.0% of portfolio
|
Q4 2024
Reduced 28.23%
|
|
|
Wedbush Securities Inc
|
Feb 12, 2025 Q4 2024 |
22,658
shares
|
$350,745
0.01% of portfolio
|
Q4 2024
Added 52.5%
|
|
|
Lpl Financial LLC
Fort Mill, SC |
Feb 11, 2025 Q4 2024 |
20,047
shares
|
$310,327
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
Jan 28, 2025 Q4 2024 |
19,605
shares
|
$303,485
0.01% of portfolio
|
Q4 2024
Reduced 1.28%
|
|
|
Aviance Capital Partners, LLC
Naples, FL |
Feb 06, 2025 Q4 2024 |
19,424
shares
|
$300,683
0.04% of portfolio
|
Q4 2024
Added 9.37%
|
|
|
Pfg Investments, LLC
Woodbury, NY |
Jan 22, 2025 Q4 2024 |
18,850
shares
|
$291,798
0.02% of portfolio
|
Q4 2024
Reduced 40.82%
|
|
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
Oct 26, 2023 Q3 2023 |
18,516
shares
|
$286,627
0.01% of portfolio
|
Q3 2023
New holding
|
|
|
National Asset Management, Inc.
Boca Raton, FL |
Dec 13, 2024 Q3 2024 |
18,377
shares
|
$284,475
0.01% of portfolio
|
Q3 2024
Reduced 83.4%
|
|
|
Raymond James Trust N.A.
|
Nov 12, 2024 Q3 2024 |
17,830
shares
|
$276,008
0.01% of portfolio
|
Q2 2024
Added 64.85%
|
|
|
Cetera Investment Advisers
Schaumburg, IL |
Feb 13, 2025 Q4 2024 |
17,733
shares
|
$274,506
0.0% of portfolio
|
Q4 2024
Added 12.42%
|
|
|
Nordwand Advisors, LLC
Radnor, PA |
Feb 06, 2025 Q4 2024 |
16,500
shares
|
$255,420
0.1% of portfolio
|
Q1 2024
Reduced 54.35%
|
|
|
Independent Advisor Alliance
|
Feb 07, 2025 Q4 2024 |
16,103
shares
|
$249,274
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Arete Wealth Advisors, LLC
Chicago, IL |
Feb 12, 2025 Q4 2024 |
15,529
shares
|
$240,388
0.02% of portfolio
|
Q4 2024
Added 2.03%
|
|
|
Invesco Ltd.
Atlanta, GA |
Feb 13, 2025 Q4 2024 |
13,247
shares
|
$205,063
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Mgb Wealth Management, LLC
Addison, TX |
Jan 29, 2025 Q4 2024 |
12,011
shares
|
$185,930
0.06% of portfolio
|
Q4 2024
Added 6.63%
|
|
|
Landscape Capital Management, L.L.C.
|
Feb 12, 2025 Q4 2024 |
11,839
shares
|
$183,267
0.02% of portfolio
|
Q4 2024
New holding
|
|
|
Commonwealth Equity Services, LLC
|
Feb 10, 2025 Q4 2024 |
11,336
shares
|
$175,481
0.0% of portfolio
|
Q4 2024
Added 2.34%
|
|
|
Wetherby Asset Management Inc
San Francisco, CA |
Feb 14, 2025 Q4 2024 |
11,232
shares
|
$173,871
0.01% of portfolio
|
Q1 2024
New holding
|
|
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
Feb 14, 2025 Q4 2024 |
10,366
shares
|
$160,465
0.0% of portfolio
|
Q4 2024
New holding
|
|
|
Steward Partners Investment Advisory, LLC
|
Feb 06, 2025 Q4 2024 |
9,664
shares
|
$149,598
0.0% of portfolio
|
Q4 2024
Added 94.68%
|
|
|
South State Corp
|
Feb 10, 2025 Q4 2024 |
8,425
shares
|
$130,419
0.01% of portfolio
|
Q4 2024
New holding
|