Purchases and Sales Made in Q1 2023 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q1 2023. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
144KNew |
$1.94M - $2.19M
|
144K
$2.22M
|
|
|
May 04, 2023
Q1 2023
|
Nordwand Advisors, LLC
Radnor, PA |
BUY
|
- |
136K+ 23.62% |
$1.84M - $2.07M
|
712K
$11M
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
114K+ 19.35% |
$1.54M - $1.73M
|
702K
$10.9M
|
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
79.3K+ 9.44% |
$1.07M - $1.21M
|
920K
$14.2M
|
|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
57.6K+ 7.76% |
$779K - $878K
|
801K
$12.4M
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
43.2K+ 19.18% |
$584K - $658K
|
268K
$4.15M
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
38.2KNew |
$516K - $581K
|
38.2K
$591K
|
|
|
May 12, 2023
Q1 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
36.4K+ 17100.47% |
$492K - $555K
|
36.6K
$567K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
25.8KNew |
$349K - $393K
|
25.8K
$400K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
20.5K+ 32.03% |
$278K - $313K
|
84.7K
$1.31M
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.6KNew |
$184K - $207K
|
13.6K
$210K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
13KNew |
$176K - $198K
|
13K
$201K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
10.6K+ 101.17% |
$144K - $162K
|
21.2K
$328K
|
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
10.5KNew |
$143K - $161K
|
10.5K
$163K
|
|
|
May 03, 2023
Q1 2023
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
9.16K+ 48.92% |
$124K - $140K
|
27.9K
$432K
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.5K+ 10.74% |
$101K - $114K
|
77.3K
$1.2M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.4K+ 41.83% |
$73K - $82.2K
|
18.3K
$283K
|
|
|
May 03, 2023
Q1 2023
|
Corrado Advisors, LLC
Ramsey, NJ |
BUY
|
- |
5.18K+ 2.85% |
$70K - $78.9K
|
187K
$2.89M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.89K+ 30.21% |
$66.2K - $74.5K
|
21.1K
$327K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.45K+ 118.97% |
$46.6K - $52.5K
|
6.35K
$98.3K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
794New |
$10.7K - $12.1K
|
794
$12.3K
|
|
|
Apr 27, 2023
Q1 2023
|
Davenport & CO LLC
|
BUY
|
- |
737+ 3.41% |
$9.96K - $11.2K
|
22.4K
$346K
|
|
|
May 11, 2023
Q1 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
185+ 1.4% |
$2.5K - $2.82K
|
13.4K
$208K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-426- 3.65% |
$5.76K - $6.49K
|
11.3K
$174K
|
|
|
May 11, 2023
Q1 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
SELL
|
- |
-1.95K- 1.61% |
$26.4K - $29.7K
|
119K
$1.85M
|
|
|
May 09, 2023
Q1 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-3.49K- 10.44% |
$47.2K - $53.1K
|
29.9K
$463K
|
|
|
May 12, 2023
Q1 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-5.47K- 2.05% |
$74K - $83.3K
|
261K
$4.04M
|
|
|
May 15, 2023
Q1 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-18.7K- 7.17% |
$253K - $285K
|
242K
$3.75M
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-36.6K- 5.21% |
$494K - $557K
|
665K
$10.3M
|
|
|
Apr 24, 2023
Q1 2023
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-145K- 33.31% |
$1.96M - $2.21M
|
291K
$4.5M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-169K- 7.32% |
$2.29M - $2.58M
|
2.14M
$33.1M
|