Purchases and Sales Made in Q2 2023 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q2 2023. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 11, 2023
Q2 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
319K+ 101.1% |
$4.29M - $4.58M
|
635K
$9.64M
|
|
|
Aug 14, 2023
Q2 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
188K+ 26.82% |
$2.53M - $2.7M
|
890K
$13.5M
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
88.7K+ 13.33% |
$1.19M - $1.27M
|
754K
$11.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
58K+ 40.45% |
$780K - $834K
|
202K
$3.06M
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
49.2K+ 774.13% |
$661K - $706K
|
55.5K
$843K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
24.9K+ 118.11% |
$335K - $358K
|
46K
$698K
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
19.3K+ 6.65% |
$260K - $278K
|
310K
$4.71M
|
|
|
Aug 14, 2023
Q2 2023
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
18.4K+ 136.57% |
$247K - $264K
|
31.8K
$483K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18.1K+ 70.13% |
$243K - $260K
|
43.9K
$667K
|
|
|
Aug 14, 2023
Q2 2023
|
Azimuth Capital Investment Management LLC
Bloomfield Hills, MI |
BUY
|
- |
15KNew |
$202K - $215K
|
15K
$228K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
11.2K+ 29.3% |
$150K - $161K
|
49.3K
$749K
|
|
|
Aug 14, 2023
Q2 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
10.6K+ 23.86% |
$142K - $152K
|
55K
$835K
|
|
|
Aug 14, 2023
Q2 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
7.37K+ 20.11% |
$99K - $106K
|
44K
$668K
|
|
|
Aug 04, 2023
Q2 2023
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
6.2K+ 5.19% |
$83.3K - $89K
|
126K
$1.91M
|
|
|
Aug 10, 2023
Q2 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
5.28K+ 50.07% |
$71K - $75.8K
|
15.8K
$240K
|
|
|
Aug 10, 2023
Q2 2023
|
Corrado Advisors, LLC
Ramsey, NJ |
BUY
|
- |
4.26K+ 2.28% |
$57.2K - $61.1K
|
191K
$2.9M
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.89K+ 4.59% |
$52.2K - $55.8K
|
88.6K
$1.34M
|
|
|
Jul 20, 2023
Q2 2023
|
Davenport & CO LLC
|
BUY
|
- |
2.5K+ 11.19% |
$33.7K - $36K
|
24.9K
$378K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.52K+ 8.3% |
$20.4K - $21.8K
|
19.8K
$301K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.47K+ 11.28% |
$19.7K - $21K
|
14.5K
$219K
|
|
|
Aug 04, 2023
Q2 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
1.25KNew |
$16.8K - $18K
|
1.25K
$19K
|
|
|
Aug 14, 2023
Q2 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
600New |
$8.06K - $8.62K
|
600
$9.11K
|
|
|
Aug 10, 2023
Q2 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
272+ 34.26% |
$3.66K - $3.91K
|
1.07K
$16.2K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 27, 2023
Q2 2023
|
J.W. Cole Advisors, Inc.
|
SELL
|
- |
-129- 0.46% |
$1.73K - $1.85K
|
27.8K
$421K
|
|
|
Aug 09, 2023
Q2 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-579- 2.74% |
$7.78K - $8.31K
|
20.6K
$312K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.56K- 13.88% |
$21K - $22.4K
|
9.69K
$147K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2.63K- 0.29% |
$35.3K - $37.8K
|
917K
$13.9M
|
|
|
Aug 08, 2023
Q2 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-2.71K- 9.06% |
$36.4K - $38.9K
|
27.2K
$413K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.3K- 3.82% |
$138K - $147K
|
258K
$3.92M
|
|
|
Aug 11, 2023
Q2 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-11.1K- 4.25% |
$149K - $159K
|
250K
$3.79M
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-14.4K- 18.69% |
$194K - $207K
|
62.9K
$954K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.5K- 1.66% |
$478K - $510K
|
2.11M
$32M
|
|
|
Aug 08, 2023
Q2 2023
|
Nordwand Advisors, LLC
Radnor, PA |
SELL
|
- |
-95.8K- 13.46% |
$1.29M - $1.38M
|
616K
$9.35M
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-115K- 47.44% |
$1.54M - $1.65M
|
127K
$1.93M
|
|
|
Aug 14, 2023
Q2 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-313K- 39.11% |
$4.21M - $4.5M
|
488K
$7.4M
|