Purchases and Sales Made in Q2 2025 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q2 2025. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
306K+ 49.7% |
$4.27M - $4.81M
|
921K
$14M
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
113K+ 17.12% |
$1.58M - $1.78M
|
771K
$11.7M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
109K+ 4.42% |
$1.53M - $1.72M
|
2.58M
$39.2M
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
90.1K+ 12.71% |
$1.26M - $1.42M
|
799K
$12.1M
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
57.4K+ 9.69% |
$803K - $905K
|
650K
$9.86M
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
45.1K+ 147.11% |
$631K - $711K
|
75.8K
$1.15M
|
|
|
Jul 14, 2025
Q2 2025
|
Golden State Equity Partners
South Coast Metro, CA |
BUY
|
- |
39.7KNew |
$555K - $626K
|
39.7K
$603K
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
15K+ 1.96% |
$210K - $237K
|
781K
$11.8M
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
12.9K+ 27.09% |
$180K - $203K
|
60.4K
$916K
|
|
|
Aug 14, 2025
Q2 2025
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
12.4K+ 110.02% |
$173K - $195K
|
23.6K
$358K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
12.3K+ 26.57% |
$172K - $194K
|
58.8K
$891K
|
|
|
Aug 12, 2025
Q2 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
11.5K+ 42.82% |
$161K - $181K
|
38.4K
$583K
|
|
|
Aug 14, 2025
Q2 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
11.5KNew |
$160K - $180K
|
11.5K
$174K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
5.02K+ 2.0% |
$70.2K - $79.1K
|
256K
$3.88M
|
|
|
Aug 14, 2025
Q2 2025
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
5K+ 0.68% |
$69.9K - $78.8K
|
741K
$11.2M
|
|
|
Aug 01, 2025
Q2 2025
|
Corrado Advisors, LLC
Ramsey, NJ |
BUY
|
- |
4.96K+ 3.06% |
$69.3K - $78.1K
|
167K
$2.54M
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.81K+ 7.92% |
$67.3K - $75.8K
|
65.6K
$995K
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
4.55K+ 18.87% |
$63.6K - $71.6K
|
28.6K
$435K
|
|
|
Aug 04, 2025
Q2 2025
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
4.36K+ 17.84% |
$60.9K - $68.7K
|
28.8K
$437K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.9K+ 13.64% |
$54.5K - $61.4K
|
32.5K
$493K
|
|
|
Aug 08, 2025
Q2 2025
|
Larson Financial Group LLC
|
BUY
|
- |
3KNew |
$41.9K - $47.3K
|
3K
$45.5K
|
|
|
Jul 31, 2025
Q2 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
2.84K+ 3.22% |
$39.6K - $44.7K
|
91K
$1.38M
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.31K+ 11.89% |
$32.3K - $36.4K
|
21.7K
$330K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2.2K+ 4.21% |
$30.7K - $34.6K
|
54.5K
$826K
|
|
|
Aug 13, 2025
Q2 2025
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.52KNew |
$21.2K - $23.9K
|
1.52K
$23K
|
|
|
Aug 18, 2025
Q2 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.5K+ 100.0% |
$21K - $23.6K
|
3K
$45.5K
|
|
|
Jul 25, 2025
Q2 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
1.33K+ 5.01% |
$18.6K - $21K
|
27.9K
$424K
|
|
|
Aug 08, 2025
Q2 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
498+ 2.35% |
$6.96K - $7.84K
|
21.6K
$328K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
464+ 4.0% |
$6.49K - $7.31K
|
12.1K
$183K
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
239+ 0.97% |
$3.34K - $3.76K
|
24.8K
$377K
|
|
|
Aug 11, 2025
Q2 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
200New |
$2.8K - $3.15K
|
200
$3.03K
|
|
|
Aug 06, 2025
Q2 2025
|
Wedbush Securities Inc
|
BUY
|
- |
68+ 0.45% |
$951 - $1.07K
|
15.1K
$230K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
59+ 0.06% |
$825 - $929
|
96.2K
$1.46M
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 08, 2025
Q2 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-550- 2.81% |
$7.69K - $8.66K
|
19.1K
$289K
|
|
|
Aug 12, 2025
Q2 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-2K- 6.77% |
$28K - $31.5K
|
27.5K
$418K
|
|
|
Sep 04, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.19K- 4.02% |
$30.6K - $34.5K
|
52.3K
$793K
|
|
|
Nov 21, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 0.49% |
$35.4K - $39.8K
|
515K
$7.82M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.53K- 0.49% |
$35.4K - $39.8K
|
515K
$7.82M
|
|
|
Aug 11, 2025
Q2 2025
|
Elequin Capital LP
New York, NY |
SELL
|
- |
-3.6K- 81.67% |
$50.3K - $56.7K
|
808
$12.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-10.6K- 5.41% |
$148K - $167K
|
185K
$2.81M
|
|
|
Aug 14, 2025
Q2 2025
|
Mgb Wealth Management, LLC
Addison, TX |
SELL
|
- |
-13.1K- 54.53% |
$183K - $206K
|
10.9K
$166K
|
|
|
Aug 13, 2025
Q2 2025
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-16.7K- 50.75% |
$234K - $263K
|
16.2K
$246K
|
|