Purchases and Sales Made in Q4 2024 in Guggenheim Active Allocation Fund (GUG)
This table provides information about the institutional ownership of Guggenheim Active Allocation Fund (GUG) during Q4 2024. The information is specifically focused on institutions that hold shares of Guggenheim Active Allocation Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
507KNew |
$7.53M - $8.36M
|
507K
$7.84M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
374K+ 18.36% |
$5.56M - $6.16M
|
2.41M
$37.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
108K+ 49.06% |
$1.61M - $1.78M
|
328K
$5.08M
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
108K+ 22.18% |
$1.61M - $1.78M
|
595K
$9.21M
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
96.1KNew |
$1.43M - $1.58M
|
96.1K
$1.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
88.5K+ 127.42% |
$1.32M - $1.46M
|
158K
$2.44M
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
40.7K+ 5.86% |
$606K - $672K
|
736K
$11.4M
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
BUY
|
- |
35.9K+ 273.72% |
$534K - $592K
|
49K
$759K
|
|
|
Feb 13, 2025
Q4 2024
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
33.8KNew |
$503K - $558K
|
33.8K
$523K
|
|
|
Feb 07, 2025
Q4 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
32.3KNew |
$481K - $533K
|
32.3K
$501K
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
21.6K+ 7.22% |
$321K - $356K
|
321K
$4.97M
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20KNew |
$298K - $331K
|
20K
$310K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
16.1KNew |
$239K - $266K
|
16.1K
$249K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
13.2KNew |
$197K - $218K
|
13.2K
$205K
|
|
|
Feb 12, 2025
Q4 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.8KNew |
$176K - $195K
|
11.8K
$183K
|
|
|
Feb 04, 2025
Q4 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
10.5K+ 14.25% |
$155K - $172K
|
83.8K
$1.3M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
10.4KNew |
$154K - $171K
|
10.4K
$160K
|
|
|
Feb 10, 2025
Q4 2024
|
South State Corp
|
BUY
|
- |
8.43KNew |
$125K - $139K
|
8.43K
$130K
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
BUY
|
- |
7.8K+ 52.5% |
$116K - $129K
|
22.7K
$351K
|
|
|
Feb 06, 2025
Q4 2024
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.7K+ 94.68% |
$69.9K - $77.5K
|
9.66K
$150K
|
|
|
Jan 30, 2025
Q4 2024
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
3.75K+ 9.42% |
$55.8K - $61.9K
|
43.6K
$675K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
3.17K+ 13.55% |
$47.1K - $52.3K
|
26.6K
$411K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.96K+ 12.42% |
$29.1K - $32.3K
|
17.7K
$275K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.91K+ 53.65% |
$28.4K - $31.5K
|
5.48K
$84.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.83K+ 7.48% |
$27.2K - $30.2K
|
26.3K
$407K
|
|
|
Feb 06, 2025
Q4 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
1.66K+ 9.37% |
$24.7K - $27.4K
|
19.4K
$301K
|
|
|
Feb 13, 2025
Q4 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
1.11KNew |
$16.4K - $18.2K
|
1.11K
$17.1K
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
750New |
$11.2K - $12.4K
|
750
$11.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
747+ 6.63% |
$11.1K - $12.3K
|
12K
$186K
|
|
|
Feb 05, 2025
Q4 2024
|
Noble Wealth Management Pbc
Greenwood Village, CO |
BUY
|
- |
700New |
$10.4K - $11.5K
|
700
$10.8K
|
|
|
Feb 12, 2025
Q4 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
550+ 14.47% |
$8.18K - $9.07K
|
4.35K
$67.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
399+ 0.73% |
$5.93K - $6.58K
|
55.2K
$854K
|
|
|
Feb 12, 2025
Q4 2024
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
309+ 2.03% |
$4.59K - $5.1K
|
15.5K
$240K
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
259+ 2.34% |
$3.85K - $4.27K
|
11.3K
$175K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3+ 0.0% |
$44.6 - $49.5
|
60.2K
$932K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 28, 2025
Q4 2024
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-255- 1.28% |
$3.79K - $4.2K
|
19.6K
$303K
|
|
|
Jan 24, 2025
Q4 2024
|
Davenport & CO LLC
|
SELL
|
- |
-1K- 3.82% |
$14.9K - $16.5K
|
25.2K
$390K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.33K- 0.53% |
$19.8K - $22K
|
252K
$3.89M
|
|
|
Jan 24, 2025
Q4 2024
|
Journey Strategic Wealth LLC
Summit, NJ |
SELL
|
- |
-8.85K- 19.24% |
$132K - $146K
|
37.1K
$575K
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-9.19K- 28.23% |
$137K - $152K
|
23.4K
$362K
|
|
|
Feb 04, 2025
Q4 2024
|
Corrado Advisors, LLC
Ramsey, NJ |
SELL
|
- |
-10.9K- 6.35% |
$162K - $180K
|
161K
$2.49M
|
|
|
Jan 22, 2025
Q4 2024
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-13K- 40.82% |
$193K - $214K
|
18.9K
$292K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-23.4K- 3.9% |
$348K - $386K
|
576K
$8.92M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-58.4K- 11.21% |
$868K - $962K
|
462K
$7.16M
|
|
|
Feb 13, 2025
Q4 2024
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-158K- 16.74% |
$2.35M - $2.61M
|
786K
$12.2M
|