The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 7,190 | 36,200 | SH | Put | DFND | 36,200 | 0 | 0 | |
3M CO | COM | 88579Y101 | 2,097 | 10,558 | SH | DFND | 10,558 | 0 | 0 | ||
ACM RESH INC | COM CL A | 00108J109 | 868 | 8,487 | SH | DFND | 8,487 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 3,055 | 50,657 | SH | DFND | 50,657 | 0 | 0 | ||
ALASKA AIR GROUP INC | COM | 011659109 | 253 | 4,200 | SH | Call | DFND | 4,200 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 6,676 | 110,700 | SH | Put | DFND | 110,700 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 1,575 | 42,747 | SH | DFND | 42,747 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 7,736 | 210,000 | SH | Put | DFND | 210,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,907 | 1,600 | SH | DFND | 1,600 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 2,880 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 7,921 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 4,013 | 29,300 | SH | DFND | 29,300 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 2,527 | 41,700 | SH | Call | DFND | 41,700 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 2,527 | 41,700 | SH | Put | DFND | 41,700 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 5,098 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 2,021 | 68,600 | SH | Put | SOLE | 68,600 | 0 | 0 | |
BILIBILI INC | SPONS ADS REP Z | 090040106 | 7,920 | 65,000 | SH | Put | DFND | 65,000 | 0 | 0 | |
BUNGE LIMITED | COM | G16962105 | 2,243 | 28,700 | SH | Put | DFND | 28,700 | 0 | 0 | |
C4 THERAPEUTICS INC | COM STK | 12529R107 | 323 | 8,548 | SH | DFND | 8,548 | 0 | 0 | ||
COURSERA INC | COM | 22266M104 | 1,555 | 39,300 | SH | DFND | 39,300 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 5,197 | 35,600 | SH | Put | DFND | 35,600 | 0 | 0 | |
DARDEN RESTAURANTS INC | COM | 237194105 | 1,104 | 7,564 | SH | DFND | 7,564 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 1,675 | 10,231 | SH | DFND | 10,231 | 0 | 0 | ||
EXPEDIA GROUP INC | COM NEW | 30212P303 | 4,093 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 6,120 | 17,600 | SH | DFND | 17,600 | 0 | 0 | ||
FIFTH THIRD BANCORP | COM | 316773100 | 1,529 | 40,000 | SH | Call | DFND | 40,000 | 0 | 0 | |
FIFTH THIRD BANCORP | COM | 316773100 | 1,529 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,856 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 4,824 | 130,000 | SH | Put | DFND | 130,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 9,169 | 154,965 | SH | SOLE | 154,965 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 7,591 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
HENNESSY CAPITAL INVS CORP V | COM CL A | 42589T107 | 7,242 | 716,307 | SH | SOLE | 716,307 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 549 | 8,956 | SH | DFND | 8,956 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 2,452 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 3,504 | 37,600 | SH | DFND | 37,600 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 4,094 | 46,500 | SH | Put | SOLE | 46,500 | 0 | 0 | |
ISHARES TR | MSCI USA VALUE | 46432F388 | 10,506 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
KKR ACQUISITION HOLDING I CO | UNIT 99/99/9999 | 48253T208 | 4,322 | 430,470 | SH | SOLE | 430,470 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 9,459 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 393 | 1,038 | SH | DFND | 1,038 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 5,675 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
LYFT INC | CL A COM | 55087P104 | 6,048 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 621 | 10,279 | SH | DFND | 10,279 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,583 | 26,200 | SH | Put | DFND | 26,200 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 4,226 | 15,600 | SH | DFND | 15,600 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 3,525 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 2,599 | 48,400 | SH | Call | DFND | 48,400 | 0 | 0 | |
MOLSON COORS BEVERAGE CO | CL B | 60871R209 | 2,599 | 48,400 | SH | Put | DFND | 48,400 | 0 | 0 | |
NIKE INC | CL B | 654106103 | 1,545 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
NIO INC | SPON ADS | 62914V106 | 16,226 | 305,000 | SH | Put | DFND | 305,000 | 0 | 0 | |
ONEOK INC NEW | COM | 682680103 | 853 | 15,339 | SH | DFND | 15,339 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 4,451 | 80,000 | SH | Put | DFND | 80,000 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 4,745 | 180,000 | SH | Put | DFND | 180,000 | 0 | 0 | |
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 791 | 30,020 | SH | DFND | 30,020 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 1,008 | 6,800 | SH | Call | DFND | 6,800 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 1,008 | 6,800 | SH | Put | DFND | 6,800 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 20,323 | 160,000 | SH | Put | DFND | 160,000 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,706 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 1,706 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
SNOWFLAKE INC | CL A | 833445109 | 1,592 | 6,586 | SH | DFND | 6,586 | 0 | 0 | ||
SNOWFLAKE INC | CL A | 833445109 | 4,836 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,251 | 19,276 | SH | DFND | 19,276 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 577,881 | 1,350,000 | SH | Call | SOLE | 1,350,000 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 1,235 | 8,542 | SH | DFND | 8,542 | 0 | 0 | ||
SPLUNK INC | COM | 848637104 | 8,776 | 60,700 | SH | Put | DFND | 60,700 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 5,512 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,806 | 40,000 | SH | Put | DFND | 40,000 | 0 | 0 | |
TECH AND ENERGY TRANSITION | UNIT 03/31/2028 | 87823R201 | 3,898 | 389,775 | SH | SOLE | 389,775 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 3,531 | 21,236 | SH | DFND | 21,236 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 18,292 | 110,000 | SH | Put | DFND | 110,000 | 0 | 0 | |
TWO | COM CL A | G9152V101 | 1,637 | 166,147 | SH | SOLE | 166,147 | 0 | 0 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 1,043 | 19,946 | SH | DFND | 19,946 | 0 | 0 | ||
UNITED AIRLS HLDGS INC | COM | 910047109 | 5,229 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 18,717 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 4,947 | 23,785 | SH | DFND | 23,785 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 303 | 3,887 | SH | DFND | 3,887 | 0 | 0 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 3,888 | 49,800 | SH | Call | DFND | 49,800 | 0 | 0 | |
VALERO ENERGY CORP | COM | 91913Y100 | 8,386 | 107,400 | SH | Put | DFND | 107,400 | 0 | 0 | |
XPENG INC | ADS | 98422D105 | 11,634 | 261,900 | SH | Put | DFND | 261,900 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 567 | 1,465 | SH | DFND | 1,465 | 0 | 0 | ||
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 9,676 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
ZSCALER INC | COM | 98980G102 | 4,321 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
ZSCALER INC | COM | 98980G102 | 335 | 1,551 | SH | DFND | 1,551 | 0 | 0 |