Latest Institutional Transactions on Listed Fds Tr Swan Hedged Equi (HEGD)
This table provides information on the latest institutional transactions involving Listed Fds Tr Swan Hedged Equi (HEGD) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2025
Q3 2025
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
1.43K+ 4.05% |
$33.7K - $35.7K
|
36.8K
$927K
|
|
|
Nov 14, 2025
Q3 2025
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
167K+ 14.26% |
$3.93M - $4.18M
|
1.34M
$33.8M
|
|
|
Nov 14, 2025
Q3 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.7K+ 83.73% |
$87K - $92.3K
|
8.12K
$205K
|
|
|
Nov 14, 2025
Q3 2025
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
889+ 6.66% |
$20.9K - $22.2K
|
14.2K
$359K
|
|
|
Nov 14, 2025
Q3 2025
|
Icon Wealth Advisors, LLC
Houston, TX |
BUY
|
- |
5.02KNew |
$118K - $125K
|
5.02K
$126K
|
|
|
Nov 14, 2025
Q3 2025
|
Empire Financial Management Company, LLC
New York, NY |
BUY
|
- |
9.93KNew |
$233K - $248K
|
9.93K
$250K
|
|
|
Nov 14, 2025
Q3 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
193New |
$4.54K - $4.81K
|
193
$4.87K
|
|
|
Nov 14, 2025
Q3 2025
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
291K+ 688.44% |
$6.85M - $7.27M
|
334K
$8.41M
|
|
|
Nov 14, 2025
Q3 2025
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
2.33K+ 0.51% |
$54.8K - $58.2K
|
459K
$11.6M
|
|
|
Nov 14, 2025
Q3 2025
|
Camarda Financial Advisors, LLC
Fleming Island, FL |
SELL
|
- |
-2.8K- 4.69% |
$65.9K - $69.9K
|
57K
$1.44M
|
|
|
Nov 14, 2025
Q3 2025
|
Barnes Wealth Management Group, Inc
Bakersfield, CA |
SELL
|
- |
-214- 0.57% |
$5.03K - $5.34K
|
37.7K
$949K
|
|
|
Nov 14, 2025
Q3 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
220K+ 125.12% |
$5.17M - $5.48M
|
396K
$9.97M
|
|
|
Nov 14, 2025
Q3 2025
|
Prosperity Financial Group, Inc.
San Ramon, CA |
SELL
|
- |
-602- 3.88% |
$14.1K - $15K
|
14.9K
$376K
|
|
|
Nov 14, 2025
Q3 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
13.1KNew |
$307K - $326K
|
13.1K
$330K
|
|
|
Nov 14, 2025
Q3 2025
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
50+ 0.57% |
$1.18K - $1.25K
|
8.75K
$221K
|
|
|
Nov 14, 2025
Q3 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
11KNew |
$259K - $275K
|
11K
$278K
|
|
|
Nov 13, 2025
Q3 2025
|
La Salle St. Investment Advisors, LLC
Elmhurst, IL |
BUY
|
- |
4.33K+ 5.31% |
$102K - $108K
|
86K
$2.17M
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-121K- 21.23% |
$2.85M - $3.02M
|
450K
$11.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
260+ 1.75% |
$6.11K - $6.48K
|
15.1K
$381K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
18.2KNew |
$427K - $453K
|
18.2K
$458K
|
|
|
Nov 13, 2025
Q3 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.13K+ 1.55% |
$26.6K - $28.3K
|
74.4K
$1.88M
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
150K+ 15.72% |
$3.53M - $3.74M
|
1.1M
$27.9M
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Investment Partners LLC
Greensboro, NC |
BUY
|
- |
239K+ 18.81% |
$5.62M - $5.97M
|
1.51M
$38.1M
|
|
|
Nov 12, 2025
Q3 2025
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-6K- 11.16% |
$141K - $150K
|
47.7K
$1.2M
|
|
|
Nov 12, 2025
Q3 2025
|
Journey Strategic Wealth LLC
Summit, NJ |
BUY
|
- |
8.88KNew |
$209K - $222K
|
8.88K
$224K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
52.3K+ 31.49% |
$1.23M - $1.3M
|
218K
$5.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
3.6KNew |
$84.7K - $89.9K
|
3.6K
$90.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative Financial Designs Inc
|
SELL
|
- |
-100- 1.89% |
$2.35K - $2.49K
|
5.2K
$131K
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
15.9K+ 18.26% |
$374K - $397K
|
103K
$2.6M
|
|
|
Nov 12, 2025
Q3 2025
|
Blueprint Financial Advisors LLC
Greensboto, NC |
BUY
|
- |
235K+ 51.83% |
$5.52M - $5.86M
|
689K
$17.4M
|
|
|
Nov 12, 2025
Q3 2025
|
Brinker Capital Investments, LLC
|
BUY
|
- |
12.2K+ 16.85% |
$286K - $303K
|
84.3K
$2.13M
|
|
|
Nov 12, 2025
Q3 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
4.78K+ 19.24% |
$112K - $119K
|
29.6K
$746K
|
|
|
Nov 12, 2025
Q3 2025
|
Advisor Resource Council
|
BUY
|
- |
14.3KNew |
$337K - $357K
|
14.3K
$361K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-1- 0.02% |
$23.5 - $24.9
|
4.47K
$113K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
8K+ 35.61% |
$188K - $199K
|
30.4K
$768K
|
|
|
Nov 12, 2025
Q3 2025
|
Park Square Financial Group, LLC
Roswell, GA |
BUY
|
- |
47+ 0.79% |
$1.1K - $1.17K
|
5.99K
$151K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
2.3K+ 426.77% |
$54K - $57.3K
|
2.83K
$71.4K
|
|
|
Nov 10, 2025
Q3 2025
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-554- 7.04% |
$13K - $13.8K
|
7.31K
$184K
|
|
|
Nov 07, 2025
Q3 2025
|
Marshall & Sterling Wealth Advisors Inc.
Poughkeepsie, NY |
BUY
|
- |
2.22K+ 1.38% |
$52.1K - $55.3K
|
162K
$4.1M
|
|
|
Nov 07, 2025
Q3 2025
|
Financial Designs Corp
Claremont, CA |
BUY
|
- |
4.97K+ 0.95% |
$117K - $124K
|
528K
$13.3M
|
|
|
Nov 07, 2025
Q3 2025
|
Swan Global Investments, LLC
Durango, CO |
SELL
|
- |
-261K- 9.42% |
$6.13M - $6.51M
|
2.51M
$63.2M
|
|
|
Nov 07, 2025
Q3 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.79KNew |
$42.2K - $44.7K
|
1.79K
$45.2K
|
|
|
Nov 06, 2025
Q3 2025
|
Atria Investments LLC
Charlotte, NC |
BUY
|
- |
15.8K+ 5.58% |
$370K - $393K
|
298K
$7.51M
|
|
|
Nov 05, 2025
Q3 2025
|
Vantage Financial Partners, LLC
Elm Grove, WI |
BUY
|
- |
25.7K+ 5.89% |
$604K - $641K
|
462K
$11.6M
|
|
|
Nov 05, 2025
Q3 2025
|
Signature Estate & Investment Advisors LLC
|
SELL
|
- |
-1.02K- 3.32% |
$24K - $25.5K
|
29.8K
$751K
|
|
|
Nov 04, 2025
Q3 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
92.8K+ 6.92% |
$2.18M - $2.31M
|
1.43M
$36.1M
|
|
|
Nov 03, 2025
Q3 2025
|
Truist Financial Corp
|
SELL
|
- |
-3.56K- 22.74% |
$83.5K - $88.7K
|
12.1K
$304K
|
|
|
Oct 31, 2025
Q3 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
800New |
$18.8K - $20K
|
800
$20.2K
|
|
|
Oct 31, 2025
Q3 2025
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
2.54K+ 7.47% |
$59.7K - $63.4K
|
36.5K
$921K
|
|
|
Oct 28, 2025
Q3 2025
|
Csenge Advisory Group
|
SELL
|
- |
-168- 0.53% |
$3.95K - $4.19K
|
31.4K
$793K
|
|