Latest Institutional Transactions on Highland Income Fund\Ma (HFRO)
This table provides information on the latest institutional transactions involving Highland Income Fund\Ma (HFRO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 31, 2024
Q3 2024
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
6.31K+ 13.03% |
$36.6K - $40.6K
|
54.7K
$287K
|
|
|
Oct 30, 2024
Q3 2024
|
Arlington Capital Management, Inc.
Arlington Heights, IL |
BUY
|
- |
14.3K+ 20.72% |
$82.7K - $91.8K
|
83.1K
$436K
|
|
|
Oct 30, 2024
Q3 2024
|
Innova Wealth Partners
|
BUY
|
- |
83.1KNew |
$482K - $535K
|
83.1K
$436K
|
|
|
Oct 30, 2024
Q3 2024
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.63K+ 9.6% |
$9.43K - $10.5K
|
18.6K
$97.4K
|
|
|
Oct 30, 2024
Q3 2024
|
Beacon Financial Advisory LLC
|
BUY
|
- |
140+ 1.08% |
$812 - $902
|
13.1K
$68.7K
|
|
|
Oct 30, 2024
Q3 2024
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-16.5K- 13.99% |
$95.7K - $106K
|
101K
$533K
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-12.2K- 13.33% |
$71K - $78.9K
|
79.6K
$418K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-12.7K- 1.29% |
$73.5K - $81.7K
|
974K
$5.11M
|
|
|
Oct 28, 2024
Q3 2024
|
Stephens Inc
|
SELL
|
- |
-1.59K- 5.6% |
$9.22K - $10.2K
|
26.8K
$141K
|
|
|
Oct 28, 2024
Q3 2024
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
80+ 74.07% |
$464 - $515
|
188
$987
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.2K+ 28.61% |
$6.96K - $7.73K
|
5.39K
$28.3K
|
|
|
Oct 24, 2024
Q3 2024
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-8.66K- 24.64% |
$50.3K - $55.8K
|
26.5K
$139K
|
|
|
Oct 22, 2024
Q3 2024
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
13.2KNew |
$76.4K - $84.8K
|
13.2K
$69.1K
|
|
|
Oct 22, 2024
Q3 2024
|
Jackson Wealth Management, LLC
|
BUY
|
- |
13.2KNew |
$76.8K - $85.2K
|
13.2K
$69.5K
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
SELL
|
- |
-5.35K- 21.65% |
$31K - $34.4K
|
19.4K
$102K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
473K+ 14.7% |
$2.74M - $3.05M
|
3.69M
$19.4M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
24K+ 4.69% |
$139K - $155K
|
535K
$2.81M
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
20.1K+ 4.61% |
$116K - $129K
|
455K
$2.39M
|
|
|
Oct 16, 2024
Q3 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-2.76K- 8.65% |
$16K - $17.8K
|
29.1K
$153K
|
|
|
Oct 16, 2024
Q3 2024
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
36+ 1.92% |
$209 - $232
|
1.91K
$10K
|
|
|
Oct 15, 2024
Q3 2024
|
Keystone Wealth Services, LLC
|
BUY
|
- |
355+ 1.91% |
$2.06K - $2.29K
|
18.9K
$99.2K
|
|
|
Oct 15, 2024
Q3 2024
|
Asset Dedication, LLC
|
SELL
|
- |
-5.42K- 90.47% |
$31.4K - $34.9K
|
571
$3K
|
|
|
Oct 15, 2024
Q3 2024
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
18.2K+ 12.54% |
$105K - $117K
|
163K
$856K
|
|
|
Oct 11, 2024
Q3 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-25.1K- 32.59% |
$145K - $161K
|
51.8K
$272K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
99New |
$574 - $638
|
99
$520
|
|
|
Oct 08, 2024
Q3 2024
|
True North Advisors, LLC
|
SELL
|
- |
-3.04K- 10.61% |
$17.6K - $19.6K
|
25.6K
$134K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-2.74K- 6.43% |
$15.9K - $17.6K
|
39.9K
$209K
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-30K- 13.77% |
$174K - $193K
|
188K
$986K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
34.3KNew |
$205K - $234K
|
34.3K
$180K
|
|
|
Aug 14, 2024
Q2 2024
|
Private Capital Management, LLC
Naples, FL |
BUY
|
- |
59.9KNew |
$358K - $409K
|
59.9K
$314K
|
|
|
Aug 14, 2024
Q2 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
13.8KNew |
$82.4K - $94.1K
|
13.8K
$72.5K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
3.72K+ 265.45% |
$22.2K - $25.4K
|
5.12K
$26.9K
|
|
|
Aug 14, 2024
Q2 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
45.1K+ 81.91% |
$269K - $307K
|
100K
$525K
|
|
|
Aug 13, 2024
Q2 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
25.6K+ 2.27% |
$153K - $175K
|
1.15M
$6.05M
|
|
|
Aug 08, 2024
Q2 2024
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-5.7K- 70.91% |
$34K - $38.9K
|
2.34K
$12.3K
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.91KNew |
$11.4K - $13K
|
1.91K
$10K
|
|
|
Aug 07, 2024
Q2 2024
|
Bokf, Na
Tulsa, OK |
SELL
|
- |
-3.13K- 1.49% |
$18.7K - $21.3K
|
206K
$1.08M
|
|
|
Jul 31, 2024
Q2 2024
|
Spire Wealth Management
|
SELL
|
- |
-758- 9.77% |
$4.53K - $5.17K
|
7K
$36.8K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
1.14MNew |
$6.8M - $7.77M
|
1.14M
$5.98M
|
|
|
Jul 30, 2024
Q2 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
19+ 1.78% |
$113 - $130
|
1.09K
$5.72K
|
|
|
Jul 24, 2024
Q2 2024
|
Leonard Rickey Investment Advisors P.L.L.C.
|
BUY
|
- |
21KNew |
$125K - $143K
|
21K
$110K
|
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
528+ 3.87% |
$3.15K - $3.6K
|
14.2K
$74.3K
|
|
|
Jul 18, 2024
Q2 2024
|
Triad Wealth Partners, LLC
Lawrence, KS |
BUY
|
- |
3.08KNew |
$18.4K - $21K
|
3.08K
$16.2K
|
|
|
Jul 12, 2024
Q2 2024
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
11.6KNew |
$69.4K - $79.3K
|
11.6K
$61K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.38K- 4.8% |
$8.44K - $11K
|
27.4K
$144K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-78.6K- 36.95% |
$480K - $627K
|
134K
$704K
|
|
|
May 15, 2024
Q1 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
6.48KNew |
$39.6K - $51.7K
|
6.48K
$34K
|
|
|
May 14, 2024
Q1 2024
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
55KNew |
$336K - $439K
|
55K
$289K
|
|
|
May 14, 2024
Q1 2024
|
Scotia Capital Inc.
|
BUY
|
- |
22.6K+ 84.21% |
$138K - $180K
|
49.4K
$259K
|
|