Purchases and Sales Made in Q3 2022 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q3 2022. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 09, 2022
Q3 2022
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-246- 15.63% |
$2.38K - $5.84K
|
1.33K
$6.59K
|
|
|
Nov 09, 2022
Q3 2022
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-500- 0.5% |
$4.85K - $11.9K
|
98.6K
$489K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-911- 2.99% |
$8.83K - $21.6K
|
29.5K
$146K
|
|
|
Nov 07, 2022
Q3 2022
|
Wealth Management Solutions, LLC
|
SELL
|
- |
-1.04K- 1.94% |
$10K - $24.6K
|
52.4K
$260K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-1.52K- 0.28% |
$14.8K - $36.2K
|
548K
$2.72M
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.78K- 11.9% |
$17.3K - $42.3K
|
13.2K
$65.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-2.46K- 0.18% |
$23.8K - $58.4K
|
1.33M
$6.58M
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5.43KClosed |
$52.6K - $129K
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-6.13K- 5.34% |
$59.4K - $146K
|
109K
$539K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.29K- 0.36% |
$70.7K - $173K
|
2.02M
$10M
|
|
|
Nov 10, 2022
Q3 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-8.26K- 13.03% |
$80K - $196K
|
55.1K
$274K
|
|
|
Nov 02, 2022
Q3 2022
|
Retirement Guys Formula LLC
|
SELL
|
- |
-10.5K- 18.27% |
$101K - $248K
|
46.8K
$232K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-10.5K- 13.96% |
$102K - $250K
|
64.8K
$321K
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.7K- 20.05% |
$103K - $254K
|
42.5K
$211K
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-12.5K- 94.28% |
$121K - $297K
|
758
$3.76K
|
|
|
Nov 07, 2022
Q3 2022
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-14.1K- 54.65% |
$137K - $335K
|
11.7K
$58K
|
|
|
Nov 14, 2022
Q3 2022
|
Walleye Capital LLC
Plymouth, MN |
SELL
|
- |
-16.1K- 14.9% |
$156K - $383K
|
92.1K
$457K
|
|
|
Oct 25, 2022
Q3 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-16.4K- 18.36% |
$159K - $390K
|
72.9K
$362K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-16.6K- 4.68% |
$160K - $393K
|
337K
$1.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-21.2K- 4.61% |
$205K - $504K
|
438K
$2.17M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-82.9K- 27.93% |
$803K - $1.97M
|
214K
$1.06M
|
|
|
Nov 14, 2022
Q3 2022
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-92.4K- 3.71% |
$895K - $2.2M
|
2.4M
$11.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-125K- 14.72% |
$1.22M - $2.98M
|
727K
$3.61M
|
|
|
Oct 21, 2022
Q3 2022
|
All Season Financial Advisors, Inc.
|
SELL
|
- |
-137K- 74.95% |
$1.33M - $3.25M
|
45.7K
$227K
|
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-155K- 25.65% |
$1.5M - $3.68M
|
448K
$2.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-219K- 24.25% |
$2.12M - $5.2M
|
684K
$3.39M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-446K- 32.28% |
$4.32M - $10.6M
|
936K
$4.64M
|