Purchases and Sales Made in Q4 2023 in Highland Income Fund\Ma (HFRO)
This table provides information about the institutional ownership of Highland Income Fund\Ma (HFRO) during Q4 2023. The information is specifically focused on institutions that hold shares of HIGHLAND INCOME FUND\MA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 19, 2024
Q4 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
51+ 2.93% |
$352 - $450
|
1.79K
$9.46K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
50+ 3.36% |
$346 - $442
|
1.54K
$8.13K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
31+ 3.04% |
$214 - $274
|
1.05K
$5.55K
|
|
|
Feb 07, 2024
Q4 2023
|
Jnba Financial Advisors
|
BUY
|
- |
18+ 2.88% |
$124 - $159
|
642
$3.39K
|
|
|
Apr 30, 2024
Q4 2023
|
Concord Wealth Partners
|
BUY
|
- |
16+ 3.04% |
$111 - $141
|
543
$2.87K
|
|
|
Feb 05, 2024
Q4 2023
|
Concord Wealth Partners
|
BUY
|
- |
16+ 3.04% |
$111 - $141
|
543
$2.87K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-65- 0.41% |
$449 - $574
|
15.9K
$84K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-339- 1.15% |
$2.34K - $2.99K
|
29.2K
$154K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-395- 14.29% |
$2.73K - $3.49K
|
2.37K
$12.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
SELL
|
- |
-802- 5.75% |
$5.54K - $7.08K
|
13.1K
$69.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.02K- 68.97% |
$7.05K - $9.01K
|
459
$2.42K
|
|
|
Feb 14, 2024
Q4 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.76K- 13.77% |
$12.1K - $15.5K
|
11K
$58K
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
SELL
|
- |
-1.83K- 19.08% |
$12.6K - $16.2K
|
7.76K
$41K
|
|
|
Feb 08, 2024
Q4 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-2.91K- 3.38% |
$20.1K - $25.7K
|
83.2K
$439K
|
|
|
Feb 02, 2024
Q4 2023
|
Truist Financial Corp
|
SELL
|
- |
-2.95K- 3.23% |
$20.3K - $26K
|
88.3K
$466K
|
|
|
Feb 05, 2024
Q4 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-3.33K- 18.57% |
$23K - $29.4K
|
14.6K
$77.1K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-3.73K- 12.91% |
$25.8K - $33K
|
25.2K
$133K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-4.04K- 9.0% |
$27.9K - $35.7K
|
40.9K
$216K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5.85K- 16.91% |
$40.4K - $51.7K
|
28.7K
$152K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.89K- 15.79% |
$40.7K - $52K
|
31.4K
$166K
|
|
|
Feb 14, 2024
Q4 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-6.95K- 7.35% |
$48K - $61.3K
|
87.6K
$463K
|
|
|
Feb 12, 2024
Q4 2023
|
Scotia Capital Inc.
|
SELL
|
- |
-9.53K- 26.23% |
$65.8K - $84.1K
|
26.8K
$141K
|
|
|
Feb 05, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-17.4K- 38.79% |
$120K - $154K
|
27.5K
$145K
|
|
|
Mar 13, 2024
Q4 2023
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-17.4K- 38.79% |
$120K - $154K
|
27.5K
$145K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-20.5K- 1.63% |
$142K - $181K
|
1.23M
$6.52M
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-21.1K- 5.2% |
$146K - $187K
|
385K
$2.03M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-22K- 4.57% |
$152K - $194K
|
458K
$2.42M
|
|
|
Feb 13, 2024
Q4 2023
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-30K- 18.22% |
$207K - $265K
|
135K
$711K
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-41.9K- 11.9% |
$289K - $370K
|
310K
$1.64M
|
|
|
Feb 14, 2024
Q4 2023
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-43.7K- 25.34% |
$302K - $386K
|
129K
$680K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-45.2K- 3.04% |
$312K - $399K
|
1.44M
$7.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-67.7K- 3.54% |
$468K - $598K
|
1.84M
$9.73M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-134K- 32.01% |
$928K - $1.19M
|
285K
$1.51M
|