Latest Institutional Transactions on Highland Global Allocation Fund (HGLB)
This table provides information on the latest institutional transactions involving Highland Global Allocation Fund (HGLB) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 02, 2021
Q2 2021
|
Allworth Financial LP
|
SELL
|
- |
-1.65KClosed |
$12.6K - $15.5K
|
0
$0
|
|
|
Jul 30, 2021
Q2 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-33.2KClosed |
$255K - $313K
|
0
$0
|
|
|
Jul 26, 2021
Q2 2021
|
Spire Wealth Management
|
SELL
|
- |
-721Closed |
$5.54K - $6.78K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Dcm Advisors, LLC
New York, NY |
SELL
|
- |
-30.9KClosed |
$199K - $239K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-566KClosed |
$3.65M - $4.38M
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Ccg Wealth Management, LLC
|
SELL
|
- |
-21.1KClosed |
$136K - $163K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 12, 2021
Q4 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-24KClosed |
$120K - $163K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-58.9KClosed |
$296K - $400K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-518Closed |
$2.61K - $3.52K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-13.9KClosed |
$69.7K - $94.1K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-3.06KClosed |
$15.4K - $20.8K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-8Closed |
$48.6 - $53.6
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-262KClosed |
$1.1M - $1.84M
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-318Closed |
$1.33K - $2.24K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-441Closed |
$1.85K - $3.1K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Psi Advisors, LLC
|
SELL
|
- |
-31Closed |
$122 - $295
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
46.2KNew |
$181K - $439K
|
46.2K
$457K
|
|
|
May 05, 2020
Q1 2020
|
Round Table Services, LLC
|
SELL
|
- |
-19.9KClosed |
$78.2K - $189K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.99KNew |
$17.1K - $20.3K
|
1.99K
$19.7K
|
|
|
Feb 07, 2020
Q4 2019
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
11KNew |
$94.9K - $112K
|
11K
$109K
|
|
|
Jan 30, 2020
Q4 2019
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-155Closed |
$1.33K - $1.58K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 08, 2019
Q3 2019
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-133KClosed |
$1.32M - $1.55M
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Kore Private Wealth LLC
New York, NY |
SELL
|
- |
-6KClosed |
$65.5K - $79.2K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-14.1KClosed |
$154K - $187K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Ifg Advisory, LLC
|
SELL
|
- |
-13.4KClosed |
$146K - $177K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Bridgeworth, LLC
Birmingham, AL |
SELL
|
- |
-19.3KClosed |
$211K - $255K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Parisi Gray Wealth Management
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|