Purchases and Sales Made in Q3 2023 in Highland Global Allocation Fund (HGLB)
This table provides information about the institutional ownership of Highland Global Allocation Fund (HGLB) during Q3 2023. The information is specifically focused on institutions that hold shares of HIGHLAND GLOBAL ALLOCATION FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
372K+ 409.51% |
$2.93M - $3.24M
|
463K
$3.3M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
332K+ 100.48% |
$2.61M - $2.89M
|
662K
$4.72M
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
143K+ 399.51% |
$1.13M - $1.25M
|
179K
$1.28M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
41.2K+ 5.25% |
$324K - $358K
|
825K
$5.88M
|
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
30.7K+ 79.77% |
$242K - $267K
|
69.3K
$494K
|
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
BUY
|
- |
20K+ 13.33% |
$157K - $174K
|
170K
$1.21M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.9KNew |
$125K - $139K
|
15.9K
$114K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.02K+ 36.8% |
$71K - $78.5K
|
33.5K
$239K
|
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
7.97K+ 2.02% |
$62.7K - $69.3K
|
403K
$2.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
7.5K+ 4.71% |
$59K - $65.2K
|
167K
$1.19M
|
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
7.5K+ 16.61% |
$59K - $65.2K
|
52.7K
$375K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
6.23K+ 11.8% |
$49K - $54.2K
|
59K
$421K
|
|
|
Nov 14, 2023
Q3 2023
|
Bokf, Na
Tulsa, OK |
BUY
|
- |
6.22K+ 8.46% |
$49K - $54.1K
|
79.7K
$568K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
4.5K+ 31.42% |
$35.4K - $39.1K
|
18.8K
$134K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.62K+ 1.04% |
$28.5K - $31.5K
|
353K
$2.52M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.38K+ 7.21% |
$18.7K - $20.7K
|
35.4K
$252K
|
|
|
Nov 03, 2023
Q3 2023
|
Sovereign Financial Group, Inc.
Stamford, CT |
BUY
|
- |
2.02K+ 1.47% |
$15.9K - $17.6K
|
139K
$993K
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.27K+ 1.81% |
$9.98K - $11K
|
71.2K
$508K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1K+ 2.35% |
$7.87K - $8.7K
|
43.5K
$310K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
700+ 2.47% |
$5.51K - $6.09K
|
29.1K
$207K
|
|
|
Nov 06, 2023
Q3 2023
|
Retirement Group, LLC
|
BUY
|
- |
600+ 10.68% |
$4.72K - $5.22K
|
6.22K
$44.3K
|
|
|
Oct 27, 2023
Q3 2023
|
Gradient Investments LLC
|
BUY
|
- |
400New |
$3.15K - $3.48K
|
400
$2.85K
|
|
|
Nov 14, 2023
Q3 2023
|
Wedbush Securities Inc
|
BUY
|
- |
345+ 2.13% |
$2.72K - $3K
|
16.5K
$118K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
230+ 0.93% |
$1.81K - $2K
|
25K
$178K
|
|
|
Nov 13, 2023
Q3 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
67+ 13.37% |
$527 - $583
|
568
$4.05K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-724- 4.77% |
$5.7K - $6.3K
|
14.4K
$103K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1K- 0.94% |
$7.87K - $8.7K
|
106K
$753K
|
|
|
Nov 07, 2023
Q3 2023
|
Atlas Wealth LLC
Cincinnati, OH |
SELL
|
- |
-34.7K- 2.78% |
$273K - $302K
|
1.21M
$8.65M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-153K- 99.29% |
$1.21M - $1.33M
|
1.1K
$7.86K
|