Latest Institutional Transactions on Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information on the latest institutional transactions involving Western Asset High Income Opportunity Fund Inc. (HIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2020
Q3 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-48.8KClosed |
$226K - $249K
|
0
$0
|
|
|
Nov 02, 2020
Q3 2020
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.11KClosed |
$19K - $20.9K
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Taylor Hoffman Wealth Management
Richmond, VA |
SELL
|
- |
-8Closed |
$37 - $40.7
|
0
$0
|
|
|
Oct 29, 2020
Q3 2020
|
Redw Wealth LLC
|
SELL
|
- |
-18.6KClosed |
$85.9K - $94.4K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 06, 2020
Q2 2020
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-1.07KClosed |
$4.15K - $5.13K
|
0
$0
|
|
|
Jul 28, 2020
Q2 2020
|
Price Capital Management, Inc.
Lafayette, LA |
SELL
|
- |
-19.7KClosed |
$76.6K - $94.7K
|
0
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Lex Aurum Advisors, LLC
|
SELL
|
- |
-32.3KClosed |
$125K - $155K
|
0
$0
|
|
|
Jul 16, 2020
Q2 2020
|
Harbor Investment Advisory, LLC
|
SELL
|
- |
-11.3KClosed |
$43.8K - $54.1K
|
0
$0
|
|
|
Jul 10, 2020
Q2 2020
|
Gradient Investments LLC
|
SELL
|
- |
-2.12KClosed |
$8.23K - $10.2K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 19, 2020
Q1 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-3.45KClosed |
$10.8K - $18.2K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-67.5KClosed |
$211K - $356K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
D. E. Shaw & Co., Inc.
New York, NY |
BUY
|
- |
35KNew |
$109K - $184K
|
35K
$132K
|
|
|
May 14, 2020
Q1 2020
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-708KClosed |
$2.21M - $3.73M
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-70.2KClosed |
$219K - $370K
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Great Diamond Partners, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 28, 2020
Q4 2019
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2Closed |
$9.9 - $10.2
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
1.78KNew |
$8.83K - $9.06K
|
1.78K
$6.71K
|
|
|
Feb 11, 2020
Q4 2019
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-621KClosed |
$3.07M - $3.15M
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Vident Investment Advisory, LLC
Alpharetta, GA |
SELL
|
- |
-1.28MClosed |
$6.31M - $6.48M
|
0
$0
|
|
| Q3 2019 | |||||||
|
Mar 24, 2023
Q3 2019
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
660+ 52.38% |
$3.29K - $3.41K
|
1.92K
$7.22K
|
|
|
Sep 14, 2021
Q3 2019
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
5.79KNew |
$28.8K - $29.9K
|
5.79K
$21.8K
|
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-15KClosed |
$74.7K - $77.5K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-753Closed |
$3.75K - $3.89K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Vantage Investment Partners, LLC
|
SELL
|
- |
-24.3KClosed |
$121K - $126K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.46KClosed |
$7.27K - $7.55K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-7.15KClosed |
$35.6K - $37K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Gofen & Glossberg LLC
|
SELL
|
- |
-240KClosed |
$1.2M - $1.24M
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-5.04KClosed |
$25.1K - $26.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-471KClosed |
$2.28M - $2.41M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-5.12KClosed |
$24.8K - $26.3K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.12KClosed |
$5.42K - $5.74K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-10.1KClosed |
$48.9K - $51.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-10KClosed |
$48.5K - $51.3K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-767Closed |
$3.72K - $3.93K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.74KClosed |
$8.43K - $8.92K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 12, 2019
Q1 2019
|
First National Corp
|
SELL
|
- |
-9.93KClosed |
$44K - $48.6K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-166KClosed |
$735K - $812K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-67Closed |
$297 - $328
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Sentinel Trust CO Lba
Houston, TX |
SELL
|
- |
-22KClosed |
$97.5K - $108K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-24.4KClosed |
$108K - $119K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-17.2KClosed |
$76.1K - $84K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-200Closed |
$886 - $978
|
0
$0
|
|
|
Apr 18, 2019
Q1 2019
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-13KClosed |
$57.6K - $63.6K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-8.34KClosed |
$36.9K - $40.8K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-15KClosed |
$62.3K - $71.9K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-679Closed |
$2.82K - $3.26K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-6KClosed |
$24.9K - $28.8K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-9.39KClosed |
$39K - $45K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
46KNew |
$191K - $221K
|
46K
$173K
|
|
|
Jan 18, 2019
Q4 2018
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-13.4KClosed |
$55.8K - $64.4K
|
0
$0
|
|