Latest Institutional Transactions on Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information on the latest institutional transactions involving Western Asset High Income Opportunity Fund Inc. (HIO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Sep 14, 2021
Q3 2019
|
Sargent Bickham Lagudis LLC
|
BUY
|
- |
5.79KNew |
$28.8K - $29.9K
|
5.79K
$21.9K
|
|
|
Nov 14, 2019
Q3 2019
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-15KClosed |
$74.7K - $77.5K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Executive Wealth Management, LLC
|
SELL
|
- |
-753Closed |
$3.75K - $3.89K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Vantage Investment Partners, LLC
|
SELL
|
- |
-24.3KClosed |
$121K - $126K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.46KClosed |
$7.27K - $7.55K
|
0
$0
|
|
|
Oct 11, 2019
Q3 2019
|
Clarus Wealth Advisors
|
SELL
|
- |
-7.15KClosed |
$35.6K - $37K
|
0
$0
|
|
|
Oct 10, 2019
Q3 2019
|
Gofen & Glossberg LLC
|
SELL
|
- |
-240KClosed |
$1.2M - $1.24M
|
0
$0
|
|
|
Oct 09, 2019
Q3 2019
|
Seven Bridge Financial Group, LLC
|
SELL
|
- |
-5.04KClosed |
$25.1K - $26.1K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-471KClosed |
$2.28M - $2.41M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
SELL
|
- |
-5.12KClosed |
$24.8K - $26.3K
|
0
$0
|
|
|
Aug 08, 2019
Q2 2019
|
Synovus Financial Corp
Columbus, GA |
SELL
|
- |
-1.12KClosed |
$5.42K - $5.74K
|
0
$0
|
|
|
Aug 06, 2019
Q2 2019
|
Pinnacle Wealth Planning Services, Inc.
|
SELL
|
- |
-10.1KClosed |
$48.9K - $51.7K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-10KClosed |
$48.5K - $51.3K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-767Closed |
$3.72K - $3.93K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.74KClosed |
$8.43K - $8.92K
|
0
$0
|
|
| Q1 2019 | |||||||
|
Jun 12, 2019
Q1 2019
|
First National Corp
|
SELL
|
- |
-9.93KClosed |
$44K - $48.6K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Ifp Advisors, Inc
|
SELL
|
- |
-67Closed |
$297 - $328
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-166KClosed |
$735K - $812K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Sentinel Trust CO Lba
Houston, TX |
SELL
|
- |
-22KClosed |
$97.5K - $108K
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Clifford Swan Investment Counsel LLC
|
SELL
|
- |
-24.4KClosed |
$108K - $119K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
Fort Point Capital Partners LLC
San Francisco, CA |
SELL
|
- |
-17.2KClosed |
$76.1K - $84K
|
0
$0
|
|
|
Apr 23, 2019
Q1 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-200Closed |
$886 - $978
|
0
$0
|
|
|
Apr 18, 2019
Q1 2019
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-13KClosed |
$57.6K - $63.6K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Mgo One Seven LLC
Beachwood, OH |
SELL
|
- |
-8.34KClosed |
$36.9K - $40.8K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Marino, Stram & Associates LLC
|
SELL
|
- |
-679Closed |
$2.82K - $3.26K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-6KClosed |
$24.9K - $28.8K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-15KClosed |
$62.3K - $71.9K
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-9.39KClosed |
$39K - $45K
|
0
$0
|
|
|
Feb 07, 2019
Q4 2018
|
F Dx Advisors, Inc.
|
BUY
|
- |
46KNew |
$191K - $221K
|
46K
$174K
|
|
|
Jan 18, 2019
Q4 2018
|
Davis R M Inc
Portland, ME |
SELL
|
- |
-13.4KClosed |
$55.8K - $64.4K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Edge Wealth Management LLC
|
SELL
|
- |
-6KClosed |
$25K - $28.8K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 15, 2018
Q3 2018
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-48.1KClosed |
$229K - $234K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Janney Capital Management LLC
|
BUY
|
- |
27.5KNew |
$130K - $134K
|
27.5K
$104K
|
|
|
Nov 14, 2018
Q3 2018
|
Adviser Investments LLC
|
SELL
|
- |
-521Closed |
$2.47K - $2.53K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-506Closed |
$2.4K - $2.46K
|
0
$0
|
|
|
Nov 08, 2018
Q3 2018
|
Keybank National Association
|
SELL
|
- |
-10KClosed |
$47.5K - $48.6K
|
0
$0
|
|
|
Nov 06, 2018
Q3 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-500- 4.76% |
$2.38K - $2.43K
|
10K
$37.9K
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-200Closed |
$952 - $976
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-482Closed |
$2.29K - $2.35K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Maryland Capital Management
Towson, MD |
SELL
|
- |
-98.1KClosed |
$467K - $479K
|
0
$0
|
|
|
Aug 07, 2018
Q2 2018
|
Sg Americas Securities, LLC
|
SELL
|
- |
-73.3KClosed |
$349K - $358K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Nuveen Asset Management, LLC
Chicago, IL |
SELL
|
- |
-19.7KClosed |
$94.1K - $101K
|
0
$0
|
|
|
May 08, 2018
Q1 2018
|
Parallel Advisors, LLC
|
SELL
|
- |
-652Closed |
$3.11K - $3.34K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Tradewinds Capital Management, LLC
|
SELL
|
- |
-1KClosed |
$4.77K - $5.13K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Alethea Capital Management, LLC
San Diego, CA |
SELL
|
- |
-113KClosed |
$539K - $579K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-10.1KClosed |
$48.2K - $51.8K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Jan 24, 2018
Q4 2017
|
Flagship Harbor Advisors, LLC
|
SELL
|
- |
-12.4KClosed |
$61K - $64.2K
|
0
$0
|
|
|
Jan 23, 2018
Q4 2017
|
Kelman Lazarov, Inc.
Memphis, TN |
SELL
|
- |
-10KClosed |
$49.2K - $51.8K
|
0
$0
|
|
|
Jan 19, 2018
Q4 2017
|
Hollencrest Capital Management
|
SELL
|
- |
-14.8KClosed |
$72.9K - $76.7K
|
0
$0
|
|
| Q2 2017 | |||||||
|
Aug 07, 2017
Q2 2017
|
Mufg Americas Holdings Corp
|
BUY
|
- |
38New |
N/A
|
38
$144
|
|