Purchases and Sales Made in Q1 2023 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q1 2023. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2023
Q1 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
257K+ 5.17% |
$960K - $1.07M
|
5.22M
$20.8M
|
|
|
Apr 13, 2023
Q1 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
209K+ 217.89% |
$782K - $870K
|
305K
$1.21M
|
|
|
Apr 10, 2023
Q1 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
167K+ 6.58% |
$625K - $695K
|
2.71M
$10.8M
|
|
|
May 11, 2023
Q1 2023
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
145K+ 1.79% |
$542K - $603K
|
8.26M
$32.9M
|
|
|
May 15, 2023
Q1 2023
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
62.5K+ 6.79% |
$234K - $260K
|
983K
$3.91M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
51.1K+ 30.71% |
$191K - $213K
|
218K
$866K
|
|
|
May 12, 2023
Q1 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
49.2K+ 5.34% |
$184K - $204K
|
970K
$3.86M
|
|
|
May 11, 2023
Q1 2023
|
Wilson & Boucher Capital Management, LLC
|
BUY
|
- |
46.5KNew |
$174K - $193K
|
46.5K
$185K
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
37.9K+ 0.72% |
$142K - $158K
|
5.27M
$21M
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
36.6K+ 21.3% |
$137K - $152K
|
209K
$830K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
31.2KNew |
$117K - $130K
|
31.2K
$124K
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
25.9K+ 35.29% |
$97K - $108K
|
99.5K
$396K
|
|
|
May 17, 2023
Q1 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
22K+ 4.59% |
$82.3K - $91.5K
|
501K
$2M
|
|
|
May 12, 2023
Q1 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
20.4KNew |
$76.5K - $85.1K
|
20.4K
$81.4K
|
|
|
May 15, 2023
Q1 2023
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
20.4K+ 40.89% |
$76.5K - $85K
|
70.4K
$280K
|
|
|
Apr 19, 2023
Q1 2023
|
Harbour Capital Advisors, LLC
|
BUY
|
- |
19.2KNew |
$71.9K - $80K
|
19.2K
$76.5K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
16.2K+ 23.33% |
$60.4K - $67.2K
|
85.4K
$340K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
16.1KNew |
$60.3K - $67.1K
|
16.1K
$64.2K
|
|
|
May 15, 2023
Q1 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
15KNew |
$56.1K - $62.4K
|
15K
$59.7K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12.9KNew |
$48.2K - $53.7K
|
12.9K
$51.3K
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
12.6KNew |
$47.1K - $52.4K
|
12.6K
$50.2K
|
|
|
Jul 19, 2024
Q1 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
11.8K+ 5.78% |
$44.2K - $49.2K
|
216K
$861K
|
|
|
May 10, 2023
Q1 2023
|
Grey Street Capital, LLC
Chicago, IL |
BUY
|
- |
11.6KNew |
$43.6K - $48.5K
|
11.6K
$46.4K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
7.14K+ 17.97% |
$26.7K - $29.7K
|
46.9K
$187K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.41K+ 6.84% |
$20.2K - $22.5K
|
84.5K
$336K
|
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
5K+ 38.48% |
$18.7K - $20.8K
|
18K
$71.6K
|
|
|
May 11, 2023
Q1 2023
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
4.79K+ 4.84% |
$17.9K - $19.9K
|
104K
$413K
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
4.62K+ 0.79% |
$17.3K - $19.2K
|
588K
$2.34M
|
|
|
May 15, 2023
Q1 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
4KNew |
$15K - $16.6K
|
4K
$15.9K
|
|
|
May 05, 2023
Q1 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
3.45K+ 9.61% |
$12.9K - $14.3K
|
39.3K
$156K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
1.93K+ 64.27% |
$7.21K - $8.02K
|
4.93K
$19.6K
|
|
|
Apr 24, 2023
Q1 2023
|
Fifth Third Bancorp
|
BUY
|
- |
1KNew |
$3.74K - $4.16K
|
1K
$3.98K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
681New |
$2.55K - $2.83K
|
681
$2.71K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
672+ 0.27% |
$2.51K - $2.8K
|
252K
$1M
|
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
616+ 1.92% |
$2.3K - $2.56K
|
32.7K
$130K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
594New |
$2.22K - $2.47K
|
594
$2.36K
|
|
|
Apr 10, 2023
Q1 2023
|
Procyon Advisors, LLC
|
BUY
|
- |
400+ 2.25% |
$1.5K - $1.66K
|
18.2K
$72.3K
|
|
|
Apr 14, 2023
Q1 2023
|
Uncommon Cents Investing LLC
|
BUY
|
- |
225+ 0.82% |
$842 - $936
|
27.7K
$110K
|
|
|
May 04, 2023
Q1 2023
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
213+ 1.15% |
$797 - $886
|
18.7K
$74.3K
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
184+ 1.37% |
$688 - $765
|
13.7K
$54.4K
|
|
|
May 12, 2023
Q1 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
184+ 1.43% |
$688 - $765
|
13.1K
$52K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
115+ 1.0% |
$430 - $478
|
11.6K
$46K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
83+ 0.18% |
$310 - $345
|
47.3K
$188K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
20+ 0.19% |
$74.8 - $83.2
|
10.5K
$41.9K
|
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
9+ 2.03% |
$33.7 - $37.4
|
453
$1.8K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
8+ 1.47% |
$29.9 - $33.3
|
553
$2.2K
|
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
5+ 0.05% |
$18.7 - $20.8
|
11.1K
$44.1K
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-242- 0.77% |
$905 - $1.01K
|
31.2K
$124K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-556- 2.54% |
$2.08K - $2.31K
|
21.3K
$84.8K
|
|
|
Jul 10, 2023
Q1 2023
|
Triad Investment Management
|
SELL
|
- |
-1.17K- 2.14% |
$4.39K - $4.88K
|
53.8K
$214K
|