Purchases and Sales Made in Q3 2022 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q3 2022. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
256KNew |
$943K - $1.1M
|
256K
$1.02M
|
|
Nov 14, 2022
Q3 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
221K+ 23.82% |
$813K - $952K
|
1.15M
$4.57M
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
206K+ 27.36% |
$758K - $888K
|
958K
$3.81M
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
152K+ 69.78% |
$558K - $654K
|
369K
$1.47M
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
BUY
|
- |
138K+ 6.26% |
$509K - $596K
|
2.35M
$9.35M
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
123K+ 110.14% |
$453K - $530K
|
235K
$935K
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
87.1K+ 11.58% |
$321K - $376K
|
840K
$3.34M
|
|
Nov 14, 2022
Q3 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
47.3K+ 1.19% |
$174K - $204K
|
4.01M
$16M
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
32.8K+ 21.12% |
$121K - $141K
|
188K
$748K
|
|
Oct 07, 2022
Q3 2022
|
Wela Strategies, Inc.
|
BUY
|
- |
21.1K+ 9.88% |
$77.5K - $90.7K
|
234K
$932K
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
17.4K+ 112.01% |
$64.2K - $75.2K
|
33K
$131K
|
|
Oct 17, 2022
Q3 2022
|
Mayflower Financial Advisors, LLC
|
BUY
|
- |
17.4KNew |
$63.9K - $74.8K
|
17.4K
$69.1K
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
14K+ 11.19% |
$51.6K - $60.4K
|
139K
$555K
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
13.4K+ 5.07% |
$49.4K - $57.9K
|
278K
$1.11M
|
|
Nov 14, 2022
Q3 2022
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
12.4KNew |
$45.5K - $53.3K
|
12.4K
$49.2K
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
12.4K+ 0.66% |
$45.5K - $53.2K
|
1.88M
$7.48M
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
11.8K+ 7.75% |
$43.3K - $50.7K
|
164K
$652K
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
9.58K+ 39.88% |
$35.2K - $41.3K
|
33.6K
$134K
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
7.76K+ 1.35% |
$28.5K - $33.4K
|
584K
$2.32M
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.26K+ 19.05% |
$23K - $27K
|
39.1K
$156K
|
|
Oct 21, 2022
Q3 2022
|
Tfc Financial Management
|
BUY
|
- |
5KNew |
$18.4K - $21.5K
|
5K
$19.9K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.31K+ 18.46% |
$12.2K - $14.3K
|
21.2K
$84.5K
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.6K+ 3.4% |
$9.57K - $11.2K
|
79K
$314K
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
2.37K+ 3.74% |
$8.73K - $10.2K
|
65.8K
$262K
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
BUY
|
- |
2.11K+ 2.25% |
$7.76K - $9.09K
|
95.8K
$381K
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.5K+ 28.57% |
$5.52K - $6.46K
|
6.75K
$26.9K
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.26KNew |
$4.64K - $5.43K
|
1.26K
$5.01K
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
1.2K+ 1.66% |
$4.42K - $5.17K
|
73.4K
$292K
|
|
Nov 01, 2022
Q3 2022
|
Park Avenue Securities LLC
|
BUY
|
- |
1.12K+ 0.48% |
$4.13K - $4.84K
|
236K
$938K
|
|
Nov 14, 2022
Q3 2022
|
Cresset Asset Management, LLC
Chicago, IL |
BUY
|
- |
1.11K+ 1.73% |
$4.09K - $4.79K
|
65.3K
$260K
|
|
Nov 03, 2022
Q3 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
1K+ 2.35% |
$3.68K - $4.31K
|
43.5K
$173K
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
675+ 0.28% |
$2.48K - $2.91K
|
246K
$979K
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
573+ 1.82% |
$2.11K - $2.47K
|
32.1K
$128K
|
|
Oct 17, 2022
Q3 2022
|
Procyon Advisors, LLC
|
BUY
|
- |
379+ 2.23% |
$1.39K - $1.63K
|
17.4K
$69.1K
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
350+ 6.38% |
$1.29K - $1.51K
|
5.84K
$23.2K
|
|
Nov 09, 2022
Q3 2022
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
265+ 2.23% |
$975 - $1.14K
|
12.1K
$48.3K
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
194+ 1.16% |
$714 - $836
|
16.9K
$67.2K
|
|
Nov 01, 2022
Q3 2022
|
Integrated Capital Management, Inc.
|
BUY
|
- |
83+ 0.2% |
$305 - $358
|
41K
$163K
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7+ 0.06% |
$25.8 - $30.2
|
11.1K
$44K
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-100- 99.01% |
$368 - $431
|
1
$3.98
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-200- 0.96% |
$736 - $862
|
20.5K
$81.8K
|
|
Nov 14, 2022
Q3 2022
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-370- 0.26% |
$1.36K - $1.59K
|
142K
$565K
|
|
Nov 14, 2022
Q3 2022
|
Cantor Fitzgerald, L. P.
New York, NY |
SELL
|
- |
-408- 1.03% |
$1.5K - $1.76K
|
39.1K
$156K
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-595- 4.02% |
$2.19K - $2.56K
|
14.2K
$56.5K
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-897- 7.41% |
$3.3K - $3.87K
|
11.2K
$44.6K
|
|
Nov 03, 2022
Q3 2022
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-1.03K- 0.23% |
$3.78K - $4.43K
|
437K
$1.74M
|
|
Nov 14, 2022
Q3 2022
|
Fca Corp
Houston, TX |
SELL
|
- |
-1.2K- 0.13% |
$4.4K - $5.16K
|
911K
$3.63M
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.22K- 1.69% |
$4.49K - $5.25K
|
70.9K
$282K
|
|
Oct 20, 2022
Q3 2022
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.3K- 14.78% |
$8.46K - $9.9K
|
13.3K
$52.8K
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.81K- 17.03% |
$10.3K - $12.1K
|
13.7K
$54.4K
|