Purchases and Sales Made in Q3 2023 in Western Asset High Income Opportunity Fund Inc. (HIO)
This table provides information about the institutional ownership of Western Asset High Income Opportunity Fund Inc. (HIO) during Q3 2023. The information is specifically focused on institutions that hold shares of WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 27, 2023
Q3 2023
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
996KNew |
$3.63M - $3.86M
|
996K
$3.96M
|
|
Nov 13, 2023
Q3 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
698K+ 201.88% |
$2.54M - $2.71M
|
1.04M
$4.15M
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
445KNew |
$1.62M - $1.73M
|
445K
$1.77M
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
BUY
|
- |
151K+ 5.23% |
$549K - $585K
|
3.04M
$12.1M
|
|
Nov 09, 2023
Q3 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
93K+ 29.93% |
$338K - $361K
|
404K
$1.61M
|
|
Nov 14, 2023
Q3 2023
|
Pin Oak Investment Advisors Inc
Houston, TX |
BUY
|
- |
75.3K+ 54.64% |
$274K - $292K
|
213K
$849K
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
64.7K+ 71.98% |
$236K - $251K
|
155K
$615K
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
54.8KNew |
$199K - $213K
|
54.8K
$218K
|
|
Nov 13, 2023
Q3 2023
|
Glenview Trust CO
Louisville, KY |
BUY
|
- |
50KNew |
$182K - $194K
|
50K
$199K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
46.8K+ 6.81% |
$170K - $182K
|
734K
$2.92M
|
|
Nov 14, 2023
Q3 2023
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
45.4KNew |
$165K - $176K
|
45.4K
$181K
|
|
Nov 13, 2023
Q3 2023
|
Fca Corp
Houston, TX |
BUY
|
- |
32.7K+ 3.43% |
$119K - $127K
|
986K
$3.92M
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
32.4KNew |
$118K - $126K
|
32.4K
$129K
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
27.5K+ 24.91% |
$99.9K - $107K
|
138K
$548K
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
22.6K+ 117.92% |
$82.3K - $87.8K
|
41.8K
$166K
|
|
Nov 13, 2023
Q3 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
22.5K+ 105.55% |
$81.9K - $87.3K
|
43.8K
$174K
|
|
Nov 13, 2023
Q3 2023
|
Reuter James Wealth Management, LLC
Oklahoma City, OK |
BUY
|
- |
15.5KNew |
$56.3K - $60K
|
15.5K
$61.6K
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
15.4KNew |
$56.1K - $59.8K
|
15.4K
$61.3K
|
|
Jul 19, 2024
Q3 2023
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
15K+ 6.94% |
$54.7K - $58.3K
|
231K
$921K
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
13.4KNew |
$48.8K - $52K
|
13.4K
$53.3K
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
13.4KNew |
$48.8K - $52K
|
13.4K
$53.3K
|
|
Nov 03, 2023
Q3 2023
|
Ci Private Wealth, LLC
Miami, FL |
BUY
|
- |
12.5KNew |
$45.5K - $48.5K
|
12.5K
$49.8K
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
BUY
|
- |
10.8KNew |
$39.5K - $42.1K
|
10.8K
$43.2K
|
|
Nov 17, 2023
Q3 2023
|
Old National Bancorp
|
BUY
|
- |
10.7KNew |
$39.1K - $41.7K
|
10.7K
$42.8K
|
|
Oct 10, 2023
Q3 2023
|
Hyperion Partners, LLC
Berwyn, PA |
BUY
|
- |
10.1KNew |
$36.6K - $39K
|
10.1K
$40K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
9.57K+ 13.93% |
$34.8K - $37.1K
|
78.2K
$311K
|
|
Nov 08, 2023
Q3 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
8.97K+ 44.42% |
$32.6K - $34.8K
|
29.1K
$116K
|
|
Oct 16, 2023
Q3 2023
|
Wela Strategies, Inc.
|
BUY
|
- |
8.96K+ 3.71% |
$32.6K - $34.8K
|
250K
$995K
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
5.94K+ 2.55% |
$21.6K - $23K
|
239K
$951K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5.37K+ 2.18% |
$19.5K - $20.8K
|
251K
$1M
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
5.3KNew |
$19.3K - $20.5K
|
5.3K
$21.1K
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
4.92K+ 1.74% |
$17.9K - $19.1K
|
288K
$1.15M
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
3.67K+ 23.73% |
$13.4K - $14.2K
|
19.1K
$76.2K
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
3.46KNew |
$12.6K - $13.4K
|
3.46K
$13.8K
|
|
Nov 13, 2023
Q3 2023
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
2.63K+ 11.75% |
$9.58K - $10.2K
|
25K
$99.6K
|
|
Nov 13, 2023
Q3 2023
|
Bison Wealth, LLC
|
BUY
|
- |
1.89K+ 5.49% |
$6.86K - $7.31K
|
36.3K
$144K
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.71K+ 3.57% |
$6.22K - $6.63K
|
49.6K
$197K
|
|
Nov 14, 2023
Q3 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.11K+ 238.58% |
$4.03K - $4.3K
|
1.57K
$6.25K
|
|
Oct 11, 2023
Q3 2023
|
Cwm, LLC
|
BUY
|
- |
1.04KNew |
$3.8K - $4.05K
|
1.04K
$4.16K
|
|
Nov 01, 2023
Q3 2023
|
Ironsides Asset Advisors, LLC
Rocky Mount, NC |
BUY
|
- |
779+ 7.3% |
$2.84K - $3.02K
|
11.5K
$45.6K
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
436+ 0.04% |
$1.59K - $1.69K
|
991K
$3.94M
|
|
Nov 03, 2023
Q3 2023
|
Capital Wealth Alliance, LLC
|
BUY
|
- |
355+ 1.87% |
$1.29K - $1.38K
|
19.4K
$77.1K
|
|
Oct 10, 2023
Q3 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
326+ 2.36% |
$1.19K - $1.26K
|
14.2K
$56.3K
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
192+ 1.63% |
$699 - $745
|
11.9K
$47.5K
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
14+ 2.47% |
$51 - $54.3
|
580
$2.31K
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
8+ 0.07% |
$29.1 - $31
|
11.1K
$44.2K
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-1- -0.0% |
$3.64 - $3.88
|
30.9K
$123K
|
|
Oct 19, 2023
Q3 2023
|
Chapin Davis, Inc.
Baltimore, MD |
SELL
|
- |
-378- 0.98% |
$1.38K - $1.47K
|
38.1K
$152K
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-495- 1.29% |
$1.8K - $1.92K
|
38K
$151K
|
|
Oct 10, 2023
Q3 2023
|
Procyon Advisors, LLC
|
SELL
|
- |
-561- 3.02% |
$2.04K - $2.18K
|
18K
$71.8K
|